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Spasticity as Sequela of StrokePhase 4NCT07440173

Phenol and Botulinum Toxin vs Botulinum Toxin Alone for Post-Stroke Upper-Limb Spasticity

A Phase 4 study testing phenol neurolysis and Botulinum Toxin - A injections in people with Spasticity as Sequela of Stroke, run by Assiut University.

Not yet recruiting

Opening soon. The study is approved but enrolment has not started yet. Sites may already take enquiries.

Sites and contacts
Official record
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Trial summary

This study aims to evaluate the efficacy of a combined treatment approach for post-stroke upper limb spasticity using phenol neurolysis and botulinum toxin (BoNT). Spasticity is a common post-stroke complication that leads to muscle stiffness and significantly hinders functional recovery. Read more about this study

Who is it for?
Ages 18 to 70 years
Conditions the study is for
Spasticity as Sequela of Stroke
What is being tested?
phenol neurolysis and Botulinum Toxin - A injections
Could I receive a placebo?
No, everyone receives an active treatment
How many people
60 participants
Where
No sites listed yet
Study dates
1 May 2026to 15 Jul 2027
Phase
Phase 4
Are there results?
Not yet: the study is under way

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 to 70 years
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • Adults aged 18 to 70 years.
  • Diagnosis: Documented Ischemic or Hemorrhagic stroke (with a duration of at least 6 months post-stroke to ensure a chronic, stable phase).
  • Spasticity Severity: A score of 2 on the Modified Ashworth Scale (MAS) in at least one proximal muscle group (Shoulder adductors or Elbow flexors).
  • Functional Status: Evidence of upper limb motor impairment but with enough stability to participate in follow-up.
  • Cognitive Ability: Ability to understand and follow instructions (Mini-Mental State Examination score typically 24) to ensure cooperation during TMS and functional testing.
  • Consent: Signed informed consent provided by the patient or a legal guardian.

Who cannot join

  • Fixed Contractures: Any permanent joint deformity or fixed contracture in the target limb that would prevent range of motion improvement.
  • Prior Treatment: Received Botulinum Toxin or phenol injections in the affected limb within the last 6 months.
  • TMS Contraindications: History of seizures.
  • Presence of metallic implants in the head or neck (e.g., clips, shunts).
  • Cardiac pacemakers or implanted medication pumps.
  • Local Factors:Skin infection or inflammation at the planned injection sites.
  • Medical Co-morbidities: Significant peripheral nerve disease (other than the stroke-related upper motor neuron lesion) or severe psychiatric disorders.
  • Phenol Sensitivity: Known hypersensitivity to phenol or its derivatives.

Trial locations and contacts

No sites are listed yet. Contact the study team or a site near you to ask about taking part.

Mohammad Ahmad Korayem, Master's degree contact

+201021478054

Mohammadkorayem@aun.edu.eg

About this study

Official title: Combined Phenol and Botulinum Toxin vs Botulinum Toxin Alone for Upper-Limb Spasticity After Stroke: A Randomized Trial

This study aims to evaluate the efficacy of a combined treatment approach for post-stroke upper limb spasticity using phenol neurolysis and botulinum toxin (BoNT). Spasticity is a common post-stroke complication that leads to muscle stiffness and significantly hinders functional recovery. While botulinum toxin is the standard treatment, its high cost often limits its application, particularly for large proximal muscles.

The researchers will compare two treatment strategies in 60 adult stroke survivors:

Read more

Group A (Combined Therapy): Patients will receive ultrasound-guided phenol neurolysis for the proximal nerves (pectoralis and musculocutaneous nerves) and botulinum toxin for the distal forearm flexors.

Group B (Standard Care): Patients will receive botulinum toxin alone for all affected muscles in the upper limb.

All procedures will be performed under ultrasound guidance to ensure anatomical precision. The study will also utilize Transcranial Magnetic Stimulation (TMS) to assess changes in cortical excitability (RMT, MEPs, and cortical silent period). The primary goal is to determine if this combined approach effectively reduces muscle stiffness (measured by the Modified Ashworth Scale) while potentially reducing the total dose of botulinum toxin required per patient.

Read the detailed description

Background and Rationale:

Post-stroke spasticity is a manifestation of Upper Motor Neuron Syndrome, characterized by reduced cortical inhibition and maladaptive plastic changes in both the ipsilesional and contralesional hemispheres. While Botulinum Toxin Type A (BoNT-A) provides focal chemodenervation, its effect on central neurophysiology is an area of active research. This study evaluates a hybrid approach-proximal Phenol neurolysis combined with distal BoNT-A-compared to standard BoNT-A alone. By utilizing Transcranial Magnetic Stimulation (TMS), we aim to investigate how reducing peripheral spasticity influences central motor excitability and interhemispheric inhibition.

Methodology and Procedures:

Participants (n=60) will be randomized 1:1 into:

Group A (Hybrid): Ultrasound-guided Phenol neurolysis (5% aqueous) of the pectoralis and musculocutaneous nerves + distal BoNT-A.

Group B (Standard): Ultrasound-guided BoNT-A for all affected upper limb muscles.

Bilateral TMS Assessment \& Rationale:

Single-pulse TMS will be performed on both the ipsilesional and contralesional hemispheres to evaluate the entire motor network.

Ipsilesional Assessment: To measure corticospinal integrity via Resting Motor Threshold (RMT) and Motor Evoked Potential (MEP) amplitude.

Contralesional Assessment: To evaluate compensatory over-activity or maladaptive plasticity.

Rationale: the investigators hypothesize that effective reduction of spasticity via the hybrid approach will lead to a reduction in the Cortical Silent Period (CSP) and a shift toward normalized interhemispheric balance, potentially reflecting decreased "noise" from the spastic periphery to the cortex. If the ipsilesional MEP is absent, the contralesional hemisphere's excitability will serve as the primary neurophysiological marker.

Assessment Time Points:

All participants will undergo a comprehensive battery of assessments (Clinical, Functional, and Neurophysiological) at three specific intervals:

T0 (Baseline): prior to injection. T1 (Early Follow-up): 4 weeks post-injection (to capture peak BoNT-A and Phenol effect).

T2 (Late Follow-up): 12 weeks post-injection (to assess the sustainability of the clinical effect and central plastic changes).

Functional \& Clinical Outcomes:

Clinical response is measured via the Modified Ashworth Scale (MAS) and Modified Tardieu Scale (MTS). Functional recovery is assessed through the Fugl-Meyer Assessment for Upper Extremity (FMA-UE) and the Goal Attainment Scale (GAS).

Being tested
phenol neurolysis, Botulinum Toxin - A injections
Keywords
Phenol Neurolysis, Botulinum Toxin Type A, Transcranial Magnetic Stimulation (TMS), Cortical Excitability, Upper Limb Rehabilitation, Ultrasound-Guided Injection

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • phenol neurolysisProcedure or surgery

    A chemical neurolysis procedure using a 5% aqueous phenol solution. Under real-time ultrasound (US) guidance, the needle is advanced until it is adjacent to the target nerve trunk. The phenol is then injected to induce protein denaturation and axonal degeneration (Wallerian degeneration), effectively interrupting the spastic reflex arc.

    Targets: The pectoralis nerves (to address shoulder adduction and internal rotation) and the musculocutaneous nerve (to address elbow flexion).

    Volume: Typically 1-3 mL per nerve site, adjusted based on patient anatomy and US visualization of the spread.

  • Botulinum Toxin - A injectionsProcedure or surgery

    A focal chemodenervation procedure using Botulinum Toxin Type A. The toxin is reconstituted with 0.9% sterile saline. Using ultrasound guidance, the medication is injected directly into the motor points of the hypertonic muscles. The toxin acts by inhibiting the release of acetylcholine at the neuromuscular junction, resulting in localized muscle relaxation.

    Targets (Experimental Group): Distal muscles only (e.g., Flexor Carpi Radialis, Flexor Digitorum Superficialis/Profundus).

    Targets (Comparator Group): Both proximal (Biceps, Pectoralis) and distal muscles.

    Dosing: Total dose per muscle is determined based on the Modified Ashworth Scale (MAS) score and muscle volume, following international consensus guidelines.

Study groups in NCT07440173
Study groupRoleWhat they receive
Hybrid Neuro-Chemodenervation (Phenol + BoNT-A)ExperimentalParticipants in this arm will receive a combined treatment approach. Phenol neurolysis (5% aqueous solution) will be administered under ultrasound guidance to the proximal nerves (specifically the pectoralis nerves for shoulder spasticity and the musculocutaneous nerve for elbow flexor spasticity). Concurrently, Botulinum Toxin Type A (BoNT-A) will be injected into the distal forearm flexor muscles (e.g., Flexor Carpi Radialis, Flexor Carpi Ulnaris, and Flexor Digitorum Profundus/Sublimis) to address wrist and finger spasticity.
Receives: Procedure: phenol neurolysis; Procedure: Botulinum Toxin - A injections
Standard Chemodenervation (BoNT-A Alone)Active comparatorParticipants in this arm will receive the standard-of-care treatment consisting of Botulinum Toxin Type A (BoNT-A) injections alone. The toxin will be administered under ultrasound guidance to all clinically indicated upper limb muscles, including both proximal (e.g., Pectoralis major, Biceps brachii) and distal muscle groups (e.g., forearm flexors), following standard clinical dosing guidelines.
Receives: Procedure: Botulinum Toxin - A injections

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Change from Baseline in the Modified Ashworth Scale (MAS) at 4 and 12 weeks.

    The MAS is used to assess muscle spasticity on a scale from 0 to 4. We will calculate the mean change in scores from baseline to each follow-up point. Lower scores indicate a reduction in muscle tone.

    Measured: Baseline, 4 weeks, and 12 weeks.

Secondary outcomes (5)
  1. Change from Baseline in Fugl-Meyer Assessment for Upper Extremity (FMA-UE).

    A stroke-specific scale to evaluate motor recovery. Scores range from 0 to 66, with higher scores indicating better motor function.

    Measured: Baseline, 4 weeks, and 12 weeks.

  2. Goal Attainment Scale (GAS).

    Evaluates the achievement of individual functional goals set at baseline.

    Measured: 4 weeks and 12 weeks.

  3. Change from Baseline in Resting Motor Threshold (RMT) of both hemispheres.

    Change from Baseline in Resting Motor Threshold (RMT) of both hemispheres measured using single-pulse Transcranial Magnetic Stimulation (TMS).

    Resting Motor Threshold will be assessed using single-pulse transcranial magnetic stimulation delivered over the primary motor cortex (M1) with a figure-of-eight coil. Surface electromyography (EMG) will record motor-evoked potentials (MEPs) from the contralateral first dorsal interosseous (FDI) muscle.

    RMT is defined as the minimum stimulator intensity (% of maximum stimulator output) required to elicit MEPs ≥50 μV in at least 5 out of 10 consecutive trials.

    RMT will be measured separately for the ipsilesional and contralesional hemispheres.

    Values are expressed as a percentage of maximum stimulator output (% MSO). Lower RMT values indicate increased corticospinal excitability. Assessments will occur at baseline, 4 weeks, and 12 weeks.

    Measured: Baseline, 4 weeks, and 12 weeks.

  4. Change from Baseline in Cortical Silent Period (CSP) duration.

    Change from Baseline in Cortical Silent Period (CSP) duration measured using transcranial magnetic stimulation (TMS).

    CSP duration will be assessed using single-pulse TMS delivered over the primary motor cortex during voluntary contraction (approximately 20% of maximal voluntary contraction) of the contralateral first dorsal interosseous muscle.

    CSP is defined as the duration (milliseconds) from the onset of the motor-evoked potential to the return of continuous EMG activity.

    CSP duration will be recorded for both hemispheres. Values are expressed in milliseconds (ms). Longer CSP duration reflects increased cortical inhibition.

    Measured: Baseline, 4 weeks, and 12 weeks.

  5. Total Dose of Botulinum Toxin Type A (BoNT-A) administered.

    Comparison of the total units of BoNT-A used between the Hybrid group and the Standard group.

    Measured: Day 0 (at time of injection).

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted27 Feb 2026
  2. Study start1 May 2026 (estimated)
  3. Primary completion30 May 2027 (estimated)
  4. Study completion15 Jul 2027 (estimated)

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 4
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Model description
A prospective, randomized, parallel-group, assessor-blinded controlled trial. A total of 60 participants will be recruited and randomized using a computer-generated randomization sequence into two equal groups (n=30 each). Group A (Experimental): Participants receive a combination of ultrasound-guided phenol neurolysis for proximal upper limb spasticity and Botulinum Toxin Type A (BoNT-A) for distal muscle spasticity. Group B (Active Comparator): Participants receive ultrasound-guided BoNT-A injections for all affected upper limb muscles (both proximal and distal). Clinical, functional, and neurophysiological (TMS) assessments are conducted at baseline, 4 weeks, and 12 weeks post-intervention. To ensure scientific rigor, the clinical and TMS assessments will be performed by a blinded investigator who is unaware of the group allocation.
Masking
Single blind
Who is masked
Outcomes assessor
Enrolment
60 participants (estimated)
IDs, dates and publications
ClinicalTrials.gov ID
NCT07440173
Sponsor's protocol ID
NuroRehabSpasticity
Status last verified
Feb 2026
First submitted
20 Feb 2026
Last updated
27 Feb 2026
Results posted
No
Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
No: Individual participant data (IPD) will not be made publicly available to protect the privacy and confidentiality of the participants, in accordance with the ethical guidelines of the Assiut University Hospital Institutional Review Board. Furthermore, the data is being utilized for a Doctoral (PhD) thesis. Summary results and aggregated data will be shared through peer-reviewed publications and the final thesis dissertation upon completion of the study.

Publications

  • Anwar F, Ramanathan S. Combined Botulinum Toxin Injections and Phenol Nerve / Motor Point Blocks to Manage Multifocal Spasticity in Adults. British Journal of Medical Practitioners. March 2017;10(1):a1002.

  • Murase N, Duque J, Mazzocchio R, Cohen LG. Influence of interhemispheric interactions on motor function in chronic stroke. Ann Neurol. 2004 Mar;55(3):400-9. doi: 10.1002/ana.10848.

    PubMed 14991818
  • Rossini PM, Burke D, Chen R, Cohen LG, Daskalakis Z, Di Iorio R, Di Lazzaro V, Ferreri F, Fitzgerald PB, George MS, Hallett M, Lefaucheur JP, Langguth B, Matsumoto H, Miniussi C, Nitsche MA, Pascual-Leone A, Paulus W, Rossi S, Rothwell JC, Siebner HR, Ugawa Y, Walsh V, Ziemann U. Non-invasive electrical and magnetic stimulation of the brain, spinal cord, roots and peripheral nerves: Basic principles and procedures for routine clinical and research application. An updated report from an I.F.C.N. Committee. Clin Neurophysiol. 2015 Jun;126(6):1071-1107. doi: 10.1016/j.clinph.2015.02.001. Epub 2015 Feb 10.

    PubMed 25797650
  • Gonnade N, Lokhande V, Ajij M, Gaur A, Shukla K. Phenol Versus Botulinum Toxin A Injection in Ambulatory Cerebral Palsy Spastic Diplegia: A Comparative Study. J Pediatr Neurosci. 2017 Oct-Dec;12(4):338-343. doi: 10.4103/jpn.JPN_123_17.

    PubMed 29675072
  • Wissel J, Ward AB, Erztgaard P, Bensmail D, Hecht MJ, Lejeune TM, Schnider P, Altavista MC, Cavazza S, Deltombe T, Duarte E, Geurts AC, Gracies JM, Haboubi NH, Juan FJ, Kasch H, Katterer C, Kirazli Y, Manganotti P, Parman Y, Paternostro-Sluga T, Petropoulou K, Prempeh R, Rousseaux M, Slawek J, Tieranta N. European consensus table on the use of botulinum toxin type A in adult spasticity. J Rehabil Med. 2009 Jan;41(1):13-25. doi: 10.2340/16501977-0303.

    PubMed 19197564

Questions about this trial

What is this clinical trial studying?

A Phase 4 study testing phenol neurolysis and Botulinum Toxin - A injections in people with Spasticity as Sequela of Stroke, run by Assiut University.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 6 inclusion and 8 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: opening soon, as of the sponsor's last update on 27 Feb 2026. Status can change between updates, so confirm with the study contact before making plans.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 4 studies take place after a treatment is approved, to learn more about its long-term benefits and risks in everyday use.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

This study is still under way. Results are not available in the source record yet.

How can a doctor refer a patient or contact the research team?

Contact Mohammad Ahmad Korayem, Master's degree (+201021478054, Mohammadkorayem@aun.edu.eg), or a site near the patient. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Change from Baseline in the Modified Ashworth Scale (MAS) at 4 and 12 weeks. (time frame: Baseline, 4 weeks, and 12 weeks.). It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT07440173, which also lists 5 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 27 Feb 2026.

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