Neonatal DeathNCT04598165
Mobile WACh NEO: Mobile Solutions for Neonatal Health and Maternal Support
A study testing Interactive two-way SMS dialogue in people with Neonatal Death and Perinatal Death, run by Women and Infants Hospital of Rhode Island at 6 sites in Kenya.
Trial summary
To improve neonatal mortality, it is critical to engage families, especially mothers, in essential newborn care (ENC) and appropriate care-seeking for neonatal illness as well as to support maternal mental health and self-efficacy. Read more about this study
- Who is it for?
- Ages 14 years and older, women onlyHealthy volunteers can take part
- Conditions the study is for
- Neonatal Death, Perinatal Death, Depression
- What is being tested?
- Interactive two-way SMS dialogue
- Type of treatment
- Lifestyle or therapy programme
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 5,020 participants
- Where
- 6 sitesKenya
- Study dates
- 7 Sep 2020to 20 Feb 2023
- Phase
- Interventional
- Are there results?
- Yes, posted in the registrySummary in the doctors' view
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 14 years and older
- Women only
- Healthy volunteers accepted
- Child, Adult, Older adult
Who may be able to join
- Pregnant
- 28-36 weeks gestation
- Daily access to a mobile phone (own or shared) on the Safaricom network
- Willing to receive SMS
- Able to read and respond to text messages in English, Kiswahili or Luo, or have someone in the household who can help
Who cannot join
- Currently enrolled in another research study
- Previous participant in the Mobile WACh NEO RCT (i.e. with a new pregnancy)
Trial locations and contacts
6 sites in 1 country.
6 sites in 1 country
Kenya6 sites
Ahero Sub-District Hospital
Ahero, Kisumu County
Bondo Sub-County Referral Hospital
Bondo
Rachuonyo County Hospital
Homa Bay
Kisumu County Hospital
Kisumu
Mathare North Health Centre
Nairobi
Riruta Health Center
Nairobi
About this study
Official title: Mobile WACh NEO Randomized Clinical Trial: Mobile Phone 2-Way Short Message Service (SMS) Versus Control to Reduce Neonatal Mortality in Kenya
To improve neonatal mortality, it is critical to engage families, especially mothers, in essential newborn care (ENC) and appropriate care-seeking for neonatal illness as well as to support maternal mental health and self-efficacy. This randomized controlled trial (RCT) aims to determine the effect and mechanisms of a two- way mobile health (mHealth) SMS intervention, Mobile WACh NEO, on neonatal mortality, essential newborn practices, care-seeking and maternal mental health at four sites in Kenya.
Read the detailed description
High-impact essential newborn care practices and interventions are available to support neonatal survival, but coverage remains a challenge in sub-Saharan Africa, where neonatal mortality is unacceptably high. Many newborns continue to die at home without health care services being sought. The reasons are multifactorial, at the societal, health system, and family levels. Decisions made within the household and the family's ability to reach care play a large part in determining neonatal outcomes. It is estimated that up to 80% of neonatal and child deaths may have delays in recognition of infant illness and decision to seek care. Two-way mobile health (mHealth) communication strategies can enable mothers to remotely interact with a healthcare worker (HCW) and receive real-time education, counseling, encouragement, motivation and decisional guidance to support care-seeking decisions and ultimately neonatal health and survival.
The investigators developed a unique two-way SMS platform (Mobile WACh) that combines automated SMS messaging and dialogue with a HCW. The team adapted this approach for intensive neonatal support and evaluations (Mobile WACh NEO). Mobile WACh NEO (MWN) enhances the benefits of SMS messaging by engaging mothers with SMS communication and bringing timely information and support - asking critical questions at crucial times in order to assess the needs and health of newborns and assist in care seeking decisions.
This is a randomized controlled trial of the MWN intervention among 5,020 participants (2,510 MWN arm, 2,510 control arm) to determine the effect of MWN on neonatal mortality, essential newborn care, care seeking, and maternal mental health in the first 6 weeks postpartum.
Aim 1: To determine the effect of Mobile WACh NEO on neonatal mortality, compared to no SMS control.
Aim 2: To examine the effect of Mobile WACh NEO on maternal implementation of essential newborn care and care seeking behavior.
Aim 3: To examine the effects of Mobile WACh NEO on maternal social support, self-efficacy and depression.
Finally, investigators will explore the associations between maternal mental health, implementation of essential newborn care, neonatal care seeking and participant engagement by SMS.
- Conditions
- Neonatal Death, Perinatal Death, Depression
- Being tested
- Interactive two-way SMS dialogue
- Keywords
- SMS, mHealth, neonate, mortality, depression, Kenya
- Medical subject headings
- Perinatal Death, Depression
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
Interactive two-way SMS dialogueBehavioural
We will utilize Mobile WACh, a human-computer hybrid system that enables seamless two-way SMS communication and patient tracking, to provide consistent support to women and their infants during the peripartum period and 6 weeks into the baby's life. Women will receive automated theoretically grounded SMS messages targeting the appropriate peripartum period and will have the capability to respond and spontaneously message a nurse based at the clinic. During pregnancy, automated SMS will be delivered weekly. Two weeks prior to the participant's estimated due date (EDD), daily messaging will begin, and will continue for two weeks after delivery is ascertained. Thereafter, SMS will be delivered every other day for the remaining four weeks. Women who experience pregnancy or infant loss will be enrolled into an infant loss track where they will receive messages of support.
| Study group | Role | What they receive |
|---|---|---|
| Interactive two-way SMS dialogue | Experimental | Participants will receive automated SMS messages with prompts to reply. They will have the ability to both respond to and initiate SMS dialogue. Trained Study Nurses will monitor and respond to participant messages. Receives: Behavioral: Interactive two-way SMS dialogue |
| No SMS Control | No intervention | Control receiving standard of care. |
What is being measured
The primary outcome is the main question the study is designed to answer.
Neonatal Mortality
Death during 1st 28 days of life
Measured: 28 days postpartum
Secondary outcomes (11)
Early Neonatal Mortality
Death during 1st 7 days of life
Measured: 7 days postpartum
Initiation of Early Breastfeeding
Number of participants initiating breastfeeding in 1st hour of life
Measured: 1 hour postpartum
Exclusive Breastfeeding
Exclusive breastfeeding at 6-week visit
Measured: 6-weeks postpartum
Thermal Care
Number of participants not giving infant a bath in 1st 24 hours of life
Measured: 24 hours postpartum
Cord Care
Number of participants with no application of substances to cord
Measured: 2-weeks postpartum
Home Provision of Kangaroo Mother Care
Number of participants providing any duration of skin-to-skin care on ≥10 of the first 14 days at home, among low birthweight or preterm infants
Measured: 14 days at home postpartum
Maternal Knowledge of Neonatal Danger Signs
Number of danger signs or symptoms successfully named
Measured: Up to 6-weeks postpartum
Appropriate Care-seeking
Proportion of illness episodes with danger signs in which the clinic was attended and/or where the infant was hospitalized irrespective of danger signs reported in 1st 18 weeks of life (study follow-up period).
Measured: 18 weeks postpartum
Elevated Depressive Symptoms
Score above diagnostic threshold (>=13) for Edinburgh Postnatal Depression Scale. Possible scores are 0-30, with a higher score indicating a higher likelihood of possible depressive illness.
Measured: Enrollment through 6-weeks postpartum
Social Support
Score using Medical Outcomes Study (MOS) Social Support Survey. Possible scores are 0-100, with a higher score indicating higher levels of social support.
Measured: Enrollment through 6-weeks postpartum
Self-efficacy
Score using the Karitane Parenting Confidence Scale. Possible scores are 0-45, with higher scores indicating higher levels of parenting confidence.
Measured: Enrollment through 6-weeks postpartum
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted22 Oct 2020
- Study start7 Sep 2020
- Primary completion20 Feb 2023
- Study completion20 Feb 2023
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Posted resultsParticipant flow, outcome measures and adverse events reported by the sponsor.
- Publications (2)Papers the sponsor has linked to this study.
- Other trials for Neonatal DeathStudies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase N/A
- Primary purpose
- Prevention
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Model description
- Participants will be randomized to 1) Interactive two-way SMS dialogue or 2) Control (no SMS), using 1:1 allocation.
- Masking
- None (open label)
- Enrolment
- 5,020 participants (actual)
Sponsor and investigators
- Lead sponsor
- Women and Infants Hospital of Rhode Island
- Sponsor type
- University, hospital or other
- Collaborators
- Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD), Kenyatta National Hospital
- Responsible party
- Principal investigator, Jennifer Unger, University of Washington
- Investigators
- Jennifer A Unger, MD, MPH, Principal investigator, Brown UniversityJohn Kinuthia, MBChB, MMed, Study director, Kenyatta National Hospital
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT04598165
- Sponsor's protocol ID
- STUDY00006395
- Other IDs
- 1R01HD098105-01
- Status last verified
- Jul 2024
- First submitted
- 2 Oct 2020
- Last updated
- 15 Aug 2024
- Results posted
- Yes, on ClinicalTrials.gov
- Data monitoring committee
- Yes
- FDA-regulated drug
- No
- FDA-regulated device
- No
- Individual data sharing
- Yes: Data from Mobile WACh NEO will be available at end of the project by contacting the study team at the University of Washington (neor01@uw.edu).
Publications
Ronen K, Choo EM, Wandika B, Udren JI, Osborn L, Kithao P, Hedstrom AB, Masinde M, Kumar M, Wamalwa DC, Richardson BA, Kinuthia J, Unger JA. Evaluation of a two-way SMS messaging strategy to reduce neonatal mortality: rationale, design and methods of the Mobile WACh NEO randomised controlled trial in Kenya. BMJ Open. 2021 Dec 23;11(12):e056062. doi: 10.1136/bmjopen-2021-056062.
PubMed 34949631Unger JA, Kinuthia J, Wandika B, Hedstrom A, Wetzler E, Udren JI, Masinde M, Choo EM, Schultes O, Kithao P, Moraa J, Akinyi E, Osborn L, Nzove E, Richardson BA, Kumar M, Wamalwa D, Ronen K. The impact of interactive text communication on neonatal mortality in Kenya: a randomized controlled trial. Nat Med. 2025 Jun;31(6):1847-1854. doi: 10.1038/s41591-025-03576-z. Epub 2025 Mar 12.
PubMed 40075230
Study at a glance
From the registry record, last updated by the sponsor on 15 Aug 2024. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- Mobile WACh NEO Randomized Clinical Trial: Mobile Phone 2-Way Short Message Service (SMS) Versus Control to Reduce Neonatal Mortality in Kenya
- ClinicalTrials.gov ID
- NCT04598165
- Acronym / sponsor ID
- STUDY00006395
- Conditions
- Neonatal Death, Perinatal Death, Depression
- Keywords
- SMS, mHealth, neonate, mortality, depression, Kenya
- Study type
- Interventional
- Recruitment status
- Completed
- Enrolment
- 5,020 participants (actual)
- Lead sponsor
- Women and Infants Hospital of Rhode IslandUniversity, hospital or other
- Collaborators
- Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD), Kenyatta National Hospital
- Study start
- 7 Sep 2020 (actual)
- Primary completion
- 20 Feb 2023 (actual)
- Study completion
- 20 Feb 2023 (actual)
- First posted
- 22 Oct 2020 (actual)
- Results
- Posted 15 Aug 2024
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
To improve neonatal mortality, it is critical to engage families, especially mothers, in essential newborn care (ENC) and appropriate care-seeking for neonatal illness as well as to support maternal mental health and self-efficacy. This randomized controlled trial (RCT) aims to determine the effect and mechanisms of a two- way mobile health (mHealth) SMS intervention, Mobile WACh NEO, on neonatal mortality, essential newborn practices, care-seeking and maternal mental health at four sites in Kenya.
Detailed description
High-impact essential newborn care practices and interventions are available to support neonatal survival, but coverage remains a challenge in sub-Saharan Africa, where neonatal mortality is unacceptably high. Many newborns continue to die at home without health care services being sought. The reasons are multifactorial, at the societal, health system, and family levels. Decisions made within the household and the family's ability to reach care play a large part in determining neonatal outcomes. It is estimated that up to 80% of neonatal and child deaths may have delays in recognition of infant illness and decision to seek care. Two-way mobile health (mHealth) communication strategies can enable mothers to remotely interact with a healthcare worker (HCW) and receive real-time education, counseling, encouragement, motivation and decisional guidance to support care-seeking decisions and ultimately neonatal health and survival.
The investigators developed a unique two-way SMS platform (Mobile WACh) that combines automated SMS messaging and dialogue with a HCW. The team adapted this approach for intensive neonatal support and evaluations (Mobile WACh NEO). Mobile WACh NEO (MWN) enhances the benefits of SMS messaging by engaging mothers with SMS communication and bringing timely information and support - asking critical questions at crucial times in order to assess the needs and health of newborns and assist in care seeking decisions.
This is a randomized controlled trial of the MWN intervention among 5,020 participants (2,510 MWN arm, 2,510 control arm) to determine the effect of MWN on neonatal mortality, essential newborn care, care seeking, and maternal mental health in the first 6 weeks postpartum.
Aim 1: To determine the effect of Mobile WACh NEO on neonatal mortality, compared to no SMS control.
Aim 2: To examine the effect of Mobile WACh NEO on maternal implementation of essential newborn care and care seeking behavior.
Aim 3: To examine the effects of Mobile WACh NEO on maternal social support, self-efficacy and depression.
Finally, investigators will explore the associations between maternal mental health, implementation of essential newborn care, neonatal care seeking and participant engagement by SMS.
Study design
- Primary purpose
- Prevention
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- None (open label)
- Number of arms
- 2
- Model description
- Participants will be randomized to 1) Interactive two-way SMS dialogue or 2) Control (no SMS), using 1:1 allocation.
| Arm | Type | Receives |
|---|---|---|
| Interactive two-way SMS dialogue | Experimental | Behavioral: Interactive two-way SMS dialogueParticipants will receive automated SMS messages with prompts to reply. They will have the ability to both respond to and initiate SMS dialogue. Trained Study Nurses will monitor and respond to participant messages. |
| No SMS Control | No intervention | –Control receiving standard of care. |
Who may qualify
- Ages
- 14 years and older
- Sex
- Female only
- Healthy volunteers
- Accepted
- Age groups
- Child, Adult, Older adult
Key inclusion criteria (5 listed)
- Pregnant
- 28-36 weeks gestation
- Daily access to a mobile phone (own or shared) on the Safaricom network
- Willing to receive SMS
- Able to read and respond to text messages in English, Kiswahili or Luo, or have someone in the household who can help
Key exclusion criteria (2 listed)
- Currently enrolled in another research study
- Previous participant in the Mobile WACh NEO RCT (i.e. with a new pregnancy)
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| Interactive two-way SMS dialogueWe will utilize Mobile WACh, a human-computer hybrid system that enables seamless two-way SMS communication and patient tracking, to provide consistent support to women and their infants during the peripartum period and 6 weeks into the baby's life. Women will receive automated theoretically grounded SMS messages targeting the appropriate peripartum period and will have the capability to respond and spontaneously message a nurse based at the clinic. During pregnancy, automated SMS will be delivered weekly. Two weeks prior to the participant's estimated due date (EDD), daily messaging will begin, and will continue for two weeks after delivery is ascertained. Thereafter, SMS will be delivered every other day for the remaining four weeks. Women who experience pregnancy or infant loss will be enrolled into an infant loss track where they will receive messages of support. | Behavioural | Interactive two-way SMS dialogue |
Primary outcome
Neonatal Mortality
Time frame: 28 days postpartum
Death during 1st 28 days of life
11 secondary outcomes
Early Neonatal Mortality
Time frame: 7 days postpartum
Initiation of Early Breastfeeding
Time frame: 1 hour postpartum
Exclusive Breastfeeding
Time frame: 6-weeks postpartum
Thermal Care
Time frame: 24 hours postpartum
Cord Care
Time frame: 2-weeks postpartum
Home Provision of Kangaroo Mother Care
Time frame: 14 days at home postpartum
Maternal Knowledge of Neonatal Danger Signs
Time frame: Up to 6-weeks postpartum
Appropriate Care-seeking
Time frame: 18 weeks postpartum
Elevated Depressive Symptoms
Time frame: Enrollment through 6-weeks postpartum
Social Support
Time frame: Enrollment through 6-weeks postpartum
Self-efficacy
Time frame: Enrollment through 6-weeks postpartum
Results and safety
Loading the posted results from ClinicalTrials.gov…
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 15 Aug 2024.
- Posted resultsParticipant flow, baseline, all outcome measures and adverse events.
- Background: PubMed 34949631Ronen K, Choo EM, Wandika B, Udren JI, Osborn L, Kithao P, Hedstrom AB, Masinde M, Kumar M, Wamalwa DC, Richardson BA, Kinuthia J, Unger JA. Evaluation of a two-way SMS messaging strategy to reduce neonatal mortality: rationale, design and methods of the Mobile WACh NEO randomised controlled trial in Kenya. BMJ Open. 2021 Dec 23;11(12):e056062. doi: 10.1136/bmjopen-2021-056062.
- Derived from this study: PubMed 40075230Unger JA, Kinuthia J, Wandika B, Hedstrom A, Wetzler E, Udren JI, Masinde M, Choo EM, Schultes O, Kithao P, Moraa J, Akinyi E, Osborn L, Nzove E, Richardson BA, Kumar M, Wamalwa D, Ronen K. The impact of interactive text communication on neonatal mortality in Kenya: a randomized controlled trial. Nat Med. 2025 Jun;31(6):1847-1854. doi: 10.1038/s41591-025-03576-z. Epub 2025 Mar 12.
- Individual participant dataSharing planned: Yes. Data from Mobile WACh NEO will be available at end of the project by contacting the study team at the University of Washington (neor01@uw.edu).
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
Jennifer A Unger, MD, MPH principal investigator
Brown University
John Kinuthia, MBChB, MMed study director
Kenyatta National Hospital
6 sites in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A study testing Interactive two-way SMS dialogue in people with Neonatal Death and Perinatal Death, run by Women and Infants Hospital of Rhode Island at 6 sites in Kenya.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 5 inclusion and 2 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: finished, as of the sponsor's last update on 15 Aug 2024. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 6 sites in Kenya. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
Are results available for this study?
Yes. Results are posted in the registry (first posted 15 Aug 2024). A summary is in the For doctors view, and the full results are on ClinicalTrials.gov.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Neonatal Mortality (time frame: 28 days postpartum). It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT04598165, which also lists 2 linked publications.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 15 Aug 2024.