ExtubationNCT04596735
Extubation Criteria in Patients Greater Than 59 Years of Age
An observational study of Extubation and Respiratory Complications, run by Wake Forest University Health Sciences at 1 site in United States.
Trial summary
Prospectively evaluate the predictive value of individual pre-specified clinical extubation criteria for extubation success Read more about this study
- Who is it for?
- Ages 60 years and older
- Conditions the study is for
- Extubation, Respiratory Complications
- How many people
- 4,000 participants
- Where
- 1 siteUnited States
- Study dates
- 16 Oct 2020to 21 Aug 2025
- Phase
- Observational
- Are there results?
- None posted in the registry
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 60 years and older
- All sexes
- No healthy volunteers
- Adult, Older adult
Study population: Patients 60 years of age and older undergoing general anesthesia and non-cardiac surgery will be observed by a member of the research team independent from the team caring for the patient at the time of emergence and extubation
Who may be able to join
- >= 60 years of age
- Patients undergoing general endotracheal anesthesia for surgery or invasive diagnostic procedures that are anticipated to be extubated immediately following the procedure
Who cannot join
- Age<60 years of age
- Patients with a tracheostomy in - situ (pre-existing or placed as part of the index procedure)
- Patients undergoing cardiac surgical procedures
- Patients undergoing general endotracheal anesthesia who are not anticipated to be extubated immediately following the surgical procedure
- Patients with delayed extubations in the post anesthesia care unit or intensive care unit)
- Patients undergoing TIVA (Total Intravenous Anaesthesia)
Show all 11Show fewer
- Patient with an initial room air SpO2<93%
- Patients with VADS (ventricular assist device) undergoing non-cardiac surgery
- Thoracic surgical procedures
- Patients on home oxygen
- Patients getting general anesthesia with supraglottic airway
Trial locations and contacts
1 site in 1 country.
United States1 site
Wake Forest Health Sciences
Winston-Salem, North Carolina, 27157
About this study
Official title: A Prospective Evaluation of Extubation Criteria in Patients Greater Than 59 Years of Age Following Anesthesia and Non-cardiac Surgery
Prospectively evaluate the predictive value of individual pre-specified clinical extubation criteria for extubation success
Read the detailed description
Perform a prospective observational study to evaluate routine criteria commonly used to extubate elderly patients in the operating room after non-cardiac and non-thoracic surgery to ultimately reduce the incidence of near-term reintubation and by extension other respiratory complications
- Conditions
- Extubation, Respiratory Complications
- Keywords
- non-cardiac surgery, non-thoracic surgery, reintubation
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
| Study group | Role | What they receive |
|---|---|---|
| Patients undergoing general endotracheal anesthesia that will be extubated following the procedure | Patients 60 years of age and older undergoing general anesthesia and non-cardiac surgery will be observed by a member of the research team independent from the team caring for the patient at the time of emergence and extubation |
What is being measured
The primary outcome is the main question the study is designed to answer.
Extubation Success or Extubation requiring Intervention
Quality of extubation will be assessed using a standard rubric for all extubation.
Measured: Day 1
Presence or Absence of specific extubation criteria.
Assess the presence of specific extubation criteria met during extubation from the following list: Following Commands, Tidal volume>4 cc/kg, Conjugate gaze, End-tidal CO2 (ETCO2) <55 mmHg, ET agent concentration < (Des 1%, Iso <=0.2%, Sevo <0.3%, oxygen saturation (SpO2) > 94%,Qualitative or quantitative Tetralogy of Fallot (TOF), Purposeful Movement, 5 second head lift, Spontaneous Respiratory Rate >=8 bpm at extubation, eye opening
Measured: Day 1
Secondary outcomes (35)
Number of Participants with Preoperative Exposures (ASA) American Society of Anesthesiologists Emergency Status
The classification system alone does not predict the perioperative risks, but used with other factors (eg, type of surgery, frailty, level of deconditioning), it can be helpful in predicting perioperative risks
Measured: Preoperative
Number of Participants with Preoperative Exposures (COPD) Chronic obstructive pulmonary disease
presence of COPD
Measured: Preoperative
Number of Participants with Preoperative Exposures (Dementia)
presence of dementia
Measured: Preoperative
Number of Participants with Preoperative Exposures (obstructive sleep apnea by history or STOP BANG) (snoring, tiredness, observed apnea, blood pressure, body mass index, age, neck circumference and gender)
obstructive sleep apnea SCORE >3
Measured: Preoperative
Number of Participants with Preoperative Exposures (Sleep Disordered breathing by history or STOP BANG) (snoring, tiredness, observed apnea, blood pressure, body mass index, age, neck circumference and gender)
STOP BANG SCORE >3
Measured: Preoperative
Number of Participants with Preoperative Exposures (Neuro-degenerative disorders)
Neuro-degenerative disorders such as: amyotrophic lateral sclerosis, Parkinson's, multiple sclerosis, Alzheimer's, Huntington's
Measured: Preoperative
Number of Participants with Preoperative Exposures (Heart failure)
by history or documented echo
Measured: Preoperative
Number of Participants with Preoperative Exposures (Opioid naïve)
by history or from electronic health record
Measured: Preoperative
Number of Participants with Preoperative Exposures (Diabetes)
presence of diabetes mellitus
Measured: Preoperative
Number of Participants with Preoperative Exposures (ESRD) End-Stage Renal Disease
presence of end-stage renal disease
Measured: Preoperative
Number of Participants with Preoperative Exposures (CVA) cerebrovascular accident - medical term for a stroke
Measured: Preoperative
Number of Participants with Preoperative Exposures (Chronic Restrictive Lung disease)
Measured: Preoperative
Number of Participants with Preoperative Exposures (Current Smoker)
current smoker or >=20 year pack history
Measured: Preoperative
Number of Participants with Preoperative Exposures (Inhalational agent used for maintenance)
Anesthetic maintenance agent used at time of extubation
Measured: Preoperative
Number of Participants with Preoperative Exposures (Use of (NMB) Neuromuscular Blocker
Measured: during procedure
Number of Participants with Preoperative Exposures (Use of Midazolam)
Measured: during procedure
Number of Participants with Preoperative Exposures (Use of opioid agonist during preoperative or intraoperative phase)
Measured: during procedure
Number of Participants with Preoperative Exposures (Use of blood or other blood products such as platelets, FFP(Fresh frozen plasma), or Cryo)
Measured: during procedure
Number of Participants with Preoperative Exposures (Regional Anesthesia other than local infiltration)
Measured: during procedure
Number of Participants with Preoperative Exposures (Type of inhalational agent used for maintenance)
Qualitative measures will be used to analyze this Outcome Measure
Measured: during procedure
Number of Participants with Preoperative Exposures (Use of train of 4 monitoring)
A peripheral nerve stimulator, also known as a train-of-four monitor, is used to assess neuromuscular transmission when neuromuscular blocking agents (NMBAs) are given to block musculoskeletal activity
Measured: during procedure
Number of Participants with Preoperative Exposures (Use of Sugammadex for reversal)
Measured: during procedure
Number of Participants with Preoperative Exposures (Use of Neostigmine for reversal)
Measured: during procedure
Anesthesia Time during procedure
Measured: during procedure
Number of Participants with Preoperative Exposures (Difficult Airway)
Difficult Airway or use of alternative airway technique other than DL because of suspected difficulty with the airway
Measured: during procedure
Number of Participants with Preoperative Exposures (Intracranial Procedure)
Measured: during procedure
Number of Participants with Preoperative Exposures (positive end-expiratory pressure (PEEP)
(PEEP) positive end-expiratory pressure >7 cmH2O for >10 minutes
Measured: during procedure
Number of Participants with Preoperative Exposures (Surgical Procedure)
Measured: during procedure
Number of Participants with Preoperative Exposures (Open Abdominal)
Measured: during procedure
Number of Participants with Preoperative Exposures (Laparoscopic or Robotic Procedure)
Measured: during procedure
IV fluid volume
Measured: during procedure
volume of blood products
Measured: during procedure
types of blood products
Measured: during procedure
Number of Participants with Preoperative Exposures (use of colloid)
Measured: during procedure
volume of colloid
Measured: during procedure
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted22 Oct 2020
- Study start16 Oct 2020
- Primary completion21 Aug 2025
- Study completion21 Aug 2025
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Publications (3)Papers the sponsor has linked to this study.
- Other trials for ExtubationStudies of the same condition, open and under way.
- More trials run by Wake Forest University Health SciencesThe sponsor's other registered studies.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Observational
- Observational model
- Cohort
- Time perspective
- Prospective
- Enrolment
- 4,000 participants (actual)
Sponsor and investigators
- Lead sponsor
- Wake Forest University Health Sciences
- Sponsor type
- University, hospital or other
- Responsible party
- Sponsor
- Investigators
- Thomas W Templeton, MD, Principal investigator, Wake Forest Health Sciences
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT04596735
- Sponsor's protocol ID
- IRB00063713
- Status last verified
- Oct 2024
- First submitted
- 14 Oct 2020
- Last updated
- 26 Aug 2025
- Results posted
- No
- Data monitoring committee
- No
- FDA-regulated drug
- No
- FDA-regulated device
- No
- Individual data sharing
- No
Publications
Behrendt CE. Acute respiratory failure in the United States: incidence and 31-day survival. Chest. 2000 Oct;118(4):1100-5. doi: 10.1378/chest.118.4.1100.
PubMed 11035684Alvarez MP, Samayoa-Mendez AX, Naglak MC, Yuschak JV, Murayama KM. Risk Factors for Postoperative Unplanned Intubation: Analysis of a National Database. Am Surg. 2015 Aug;81(8):820-5.
PubMed 26215247Tillquist MN, Gabriel RA, Dutton RP, Urman RD. Incidence and risk factors for early postoperative reintubations. J Clin Anesth. 2016 Jun;31:80-9. doi: 10.1016/j.jclinane.2015.12.038. Epub 2016 Apr 12.
PubMed 27185683
Study at a glance
From the registry record, last updated by the sponsor on 26 Aug 2025. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- A Prospective Evaluation of Extubation Criteria in Patients Greater Than 59 Years of Age Following Anesthesia and Non-cardiac Surgery
- ClinicalTrials.gov ID
- NCT04596735
- Acronym / sponsor ID
- IRB00063713
- Conditions
- Extubation, Respiratory Complications
- Keywords
- non-cardiac surgery, non-thoracic surgery, reintubation
- Study type
- Observational
- Recruitment status
- Completed
- Enrolment
- 4,000 participants (actual)
- Lead sponsor
- Wake Forest University Health SciencesUniversity, hospital or other
- Study start
- 16 Oct 2020 (actual)
- Primary completion
- 21 Aug 2025 (actual)
- Study completion
- 21 Aug 2025 (actual)
- First posted
- 22 Oct 2020 (actual)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
Prospectively evaluate the predictive value of individual pre-specified clinical extubation criteria for extubation success
Detailed description
Perform a prospective observational study to evaluate routine criteria commonly used to extubate elderly patients in the operating room after non-cardiac and non-thoracic surgery to ultimately reduce the incidence of near-term reintubation and by extension other respiratory complications
Study design
- Observational model
- Cohort
- Time perspective
- Prospective
- Number of arms
- 1
| Arm | Type | Receives |
|---|---|---|
| Patients undergoing general endotracheal anesthesia that will be extubated following the procedure | – | –Patients 60 years of age and older undergoing general anesthesia and non-cardiac surgery will be observed by a member of the research team independent from the team caring for the patient at the time of emergence and extubation |
Who may qualify
- Ages
- 60 years and older
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
- Study population
- Patients 60 years of age and older undergoing general anesthesia and non-cardiac surgery will be observed by a member of the research team independent from the team caring for the patient at the time of emergence and extubation
Key inclusion criteria (2 listed)
- >= 60 years of age
- Patients undergoing general endotracheal anesthesia for surgery or invasive diagnostic procedures that are anticipated to be extubated immediately following the procedure
Key exclusion criteria (11 listed)
- Age<60 years of age
- Patients with a tracheostomy in - situ (pre-existing or placed as part of the index procedure)
- Patients undergoing cardiac surgical procedures
- Patients undergoing general endotracheal anesthesia who are not anticipated to be extubated immediately following the surgical procedure
- Patients with delayed extubations in the post anesthesia care unit or intensive care unit)
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Primary outcome
Extubation Success or Extubation requiring Intervention
Time frame: Day 1
Quality of extubation will be assessed using a standard rubric for all extubation.
Presence or Absence of specific extubation criteria.
Time frame: Day 1
Assess the presence of specific extubation criteria met during extubation from the following list: Following Commands, Tidal volume>4 cc/kg, Conjugate gaze, End-tidal CO2 (ETCO2) <55 mmHg, ET agent concentration < (Des 1%, Iso <=0.2%, Sevo <0.3%, oxygen saturation (SpO2) > 94%,Qualitative or quantitative Tetralogy of Fallot (TOF), Purposeful Movement, 5 second head lift, Spontaneous Respiratory Rate >=8 bpm at extubation, eye opening
35 secondary outcomes
Number of Participants with Preoperative Exposures (ASA) American Society of Anesthesiologists Emergency Status
Time frame: Preoperative
Number of Participants with Preoperative Exposures (COPD) Chronic obstructive pulmonary disease
Time frame: Preoperative
Number of Participants with Preoperative Exposures (Dementia)
Time frame: Preoperative
Number of Participants with Preoperative Exposures (obstructive sleep apnea by history or STOP BANG) (snoring, tiredness, observed apnea, blood pressure, body mass index, age, neck circumference and gender)
Time frame: Preoperative
Number of Participants with Preoperative Exposures (Sleep Disordered breathing by history or STOP BANG) (snoring, tiredness, observed apnea, blood pressure, body mass index, age, neck circumference and gender)
Time frame: Preoperative
Number of Participants with Preoperative Exposures (Neuro-degenerative disorders)
Time frame: Preoperative
Number of Participants with Preoperative Exposures (Heart failure)
Time frame: Preoperative
Number of Participants with Preoperative Exposures (Opioid naïve)
Time frame: Preoperative
Number of Participants with Preoperative Exposures (Diabetes)
Time frame: Preoperative
Number of Participants with Preoperative Exposures (ESRD) End-Stage Renal Disease
Time frame: Preoperative
Number of Participants with Preoperative Exposures (CVA) cerebrovascular accident - medical term for a stroke
Time frame: Preoperative
Number of Participants with Preoperative Exposures (Chronic Restrictive Lung disease)
Time frame: Preoperative
Number of Participants with Preoperative Exposures (Current Smoker)
Time frame: Preoperative
Number of Participants with Preoperative Exposures (Inhalational agent used for maintenance)
Time frame: Preoperative
Number of Participants with Preoperative Exposures (Use of (NMB) Neuromuscular Blocker
Time frame: during procedure
Number of Participants with Preoperative Exposures (Use of Midazolam)
Time frame: during procedure
Number of Participants with Preoperative Exposures (Use of opioid agonist during preoperative or intraoperative phase)
Time frame: during procedure
Number of Participants with Preoperative Exposures (Use of blood or other blood products such as platelets, FFP(Fresh frozen plasma), or Cryo)
Time frame: during procedure
Number of Participants with Preoperative Exposures (Regional Anesthesia other than local infiltration)
Time frame: during procedure
Number of Participants with Preoperative Exposures (Type of inhalational agent used for maintenance)
Time frame: during procedure
Number of Participants with Preoperative Exposures (Use of train of 4 monitoring)
Time frame: during procedure
Number of Participants with Preoperative Exposures (Use of Sugammadex for reversal)
Time frame: during procedure
Number of Participants with Preoperative Exposures (Use of Neostigmine for reversal)
Time frame: during procedure
Anesthesia Time during procedure
Time frame: during procedure
Number of Participants with Preoperative Exposures (Difficult Airway)
Time frame: during procedure
Number of Participants with Preoperative Exposures (Intracranial Procedure)
Time frame: during procedure
Number of Participants with Preoperative Exposures (positive end-expiratory pressure (PEEP)
Time frame: during procedure
Number of Participants with Preoperative Exposures (Surgical Procedure)
Time frame: during procedure
Number of Participants with Preoperative Exposures (Open Abdominal)
Time frame: during procedure
Number of Participants with Preoperative Exposures (Laparoscopic or Robotic Procedure)
Time frame: during procedure
IV fluid volume
Time frame: during procedure
volume of blood products
Time frame: during procedure
types of blood products
Time frame: during procedure
Number of Participants with Preoperative Exposures (use of colloid)
Time frame: during procedure
volume of colloid
Time frame: during procedure
Results and safety
The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 26 Aug 2025.
- Background: PubMed 11035684Behrendt CE. Acute respiratory failure in the United States: incidence and 31-day survival. Chest. 2000 Oct;118(4):1100-5. doi: 10.1378/chest.118.4.1100.
- Background: PubMed 26215247Alvarez MP, Samayoa-Mendez AX, Naglak MC, Yuschak JV, Murayama KM. Risk Factors for Postoperative Unplanned Intubation: Analysis of a National Database. Am Surg. 2015 Aug;81(8):820-5.
- Background: PubMed 27185683Tillquist MN, Gabriel RA, Dutton RP, Urman RD. Incidence and risk factors for early postoperative reintubations. J Clin Anesth. 2016 Jun;31:80-9. doi: 10.1016/j.jclinane.2015.12.038. Epub 2016 Apr 12.
- Individual participant dataSharing planned: No
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
Thomas W Templeton, MD principal investigator
Wake Forest Health Sciences
1 site in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
An observational study of Extubation and Respiratory Complications, run by Wake Forest University Health Sciences at 1 site in United States.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 2 inclusion and 11 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: finished, as of the sponsor's last update on 26 Aug 2025. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 1 site in United States. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
Are results available for this study?
The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Extubation Success or Extubation requiring Intervention (time frame: Day 1). The study lists 2 primary outcomes in all. It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT04596735, which also lists 3 linked publications.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 26 Aug 2025.