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Obstructive Sleep ApneaNCT02703207

Neurocognitive and Health Impact of Sleep Apnea in Elderly Veterans With Comorbid COPD

A study testing Positive airway pressure and NIPPV and /or oxygen in people with Obstructive Sleep Apnea and OSA COPD Overlap Syndrome, run by VA Office of Research and Development at 1 site in United States.

Recruiting

Looking for participants now. Contact the study team or a site below to ask about taking part.

Sites and contacts
Official record
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Trial summary

Cognitive dysfunction in the aging Veteran population is a growing health concern in the Veterans Health System. It is not known whether OSA coexisting with COPD will enhance the risk for cognitive dysfunction. Read more about this study

Who is it for?
Ages 60 to 89 years
What is being tested?
Positive airway pressure and NIPPV and /or oxygen
Type of treatment
Medical device
Could I receive a placebo?
No, everyone receives an active treatment
How many people
108 participants
Where
1 siteUnited States
Study dates
17 Aug 2016to 31 Mar 2027
Phase
Interventional
Are there results?
Not yet: the study is under way

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 60 to 89 years
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • OSA defined by the International classification of Sleep Disorders-322 diagnostic criteria with moderate-to-severe disease, i.e. apnea hypopnea index (AHI) 15* per hour by polysomnography
  • Moderate-to-severe COPD defined by GOLD 2 and 3 (Global Obstructive Lung Disease) 23 criteria with FEV1/FVC ratio <70% and FEV1 >30% and <80% of predicted based on PFT done within the past 1 year and a past significant history (10 pack-years) of smoking
  • Age 60 years
  • Male or female gender

Who cannot join

  • Mild COPD
  • Mild OSA
  • Overlap Syndrome with mild OSA plus mild COPD
  • Central sleep apnea defined as central apnea index >5 per hour
  • Already on daytime oxygen or nighttime CPAP, NIPPV, oral appliance
  • Current smokers
Show all 22Show fewer
  • Pregnant women
  • Disorders of hypoventilation due to known neuromuscular or chest wall diseases**
  • Patients with significant restrictive lung disease on pulmonary function testing
  • Recent admission for any acute illness within the prior 4 months
  • Current psychiatric illness requiring sedating medications
  • Use of hypnotics, anxiolytics, sedating antidepressants, anticonvulsants, sedating antihistamines, stimulants, or other medications likely to affect alertness or daytime functioning for Aim 3/4
  • For Aim 3 and 4 only, existing depression as assessed by the PHQ (Patient Health Questionnaire)-9 (score >10)
  • History of learning disability
  • Inability to sign consent
  • Epworth sleepiness score 18 or a near-miss or prior automobile accident due to sleepiness within the past 12 months
  • Patients with unstable heart disease, decompensated heart failure, ejection fraction<45% or uncontrolled arrhythmias
  • Patients unable to use either a nasal or face mask (e.g., facial trauma)
  • Consumption of > 2 alcoholic beverages per day or past history of excessive alcohol use
  • Current use of illicit drugs
  • Patients who have problems with vision or dexterity and hence, cannot use CPAP/NIPPV
  • Life expectancy is less than 6 months

Trial locations and contacts

1 site in 1 country. Contact the study team or a site near you to ask about taking part.

Ruchi Rastogi, MS contact

(313) 576-4464

ruchi.rastogi@va.gov

United States1 site, 1 recruiting
  • John D. Dingell VA Medical Center, Detroit, MI

    Detroit, Michigan, 48201-1916

    Lynn M Huber, 313-576-3106, lynn.huber@va.gov

    Susmita Chowdhuri, MD MS

    Recruiting

Other trials in United States

About this study

Official title: Impact of Sleep Apnea in Elderly Veterans With Comorbid COPD

Cognitive dysfunction in the aging Veteran population is a growing health concern in the Veterans Health System. It is not known whether OSA coexisting with COPD will enhance the risk for cognitive dysfunction. The investigators sought to investigate whether these two highly prevalent diseases, that often co-exist as the 'Overlap Syndrome', combine to enhance cognitive impairment in the elderly Veteran population. Thus, the investigators will study whether elderly patients with Overlap syndrome have increased cognitive deficits compared with OSA or COPD alone. Additionally, treatment of OSA with positive airway pressure (PAP) has been shown to improve neurocognitive function in moderate-to-severe OSA while cognitive decline in COPD may be reversible through treatment with long-term oxygen therapy. The investigators will also study whether treatment with positive airway pressure (PAP) and supplemental oxygen vs PAP alone will improve cognitive function and improve quality of life of elderly Veterans.

Read the detailed description

OBJECTIVE: Describe the clinical and physiological characteristics of obstructive sleep apnea (OSA) and comorbid chronic obstructive pulmonary disease (COPD) and study the impact of treatment on neurocognitive outcomes in elderly Veterans.

RESEARCH PLAN: The investigators will study if elderly Veterans with OSA and comorbid COPD have increased neurocognitive deficits and sleepiness with reduced quality of life compared to patients with either OSA or COPD alone (Aim 3) and whether treatment with PAP/NIPPV and supplemental oxygen compared to CPAP alone in elderly Veterans with moderate-to-severe OSA and concomitant moderate-to-severe COPD will improve cognitive function, sleepiness and quality of life (QoL).

Aim A: To determine if elderly Veterans with OSA and comorbid COPD have increased neurocognitive deficits and sleepiness compared to patients with either OSA or COPD.

Hypothesis: Elderly veterans (age 60 years) with moderate-to-severe OSA and concomitant moderate-to-severe COPD will have significantly increased cognitive deficits and daytime sleepiness compared with similar patients with OSA alone or COPD alone.

To study this aim the investigators will prospectively administer and compare the results of a battery of cognitive tests, and sleepiness and QoL questionnaires in elderly patients with OSA, COPD, and the Overlap Syndrome.

Aim B. To determine if treatment with PAP/NIPPV and/or supplemental oxygen compared to CPAP alone in elderly Veterans with OSA and concomitant moderate-to-severe COPD will improve cognitive function, sleepiness, and QoL.

Hypothesis: Therapy with PAP and supplemental oxygen will reverse neurocognitive deficits in one or more domains, reduce sleepiness, and improve QoL compared with CPAP alone in patients with moderate-to-severe OSA and concomitant moderate COPD. This aim will evaluate which specific deficits in neurocognitive function in patients with moderate-to-severe Overlap Syndrome are reversible and most sensitive to the effects of positive airway pressure (PAP) and oxygen vs CPAP alone.

To study this aim the investigators will randomize patients with the Overlap Syndrome to 3months of therapy with PAP and/or oxygen vs CPAP alone for 3 months and evaluate impact on neurocognitive function, sleepiness and quality of life before and after therapy.

Being tested
Positive airway pressure, NIPPV and /or oxygen
Keywords
obstructive sleep apnea, COPD, Overlap syndrome, quality of life, neurocognitive function, sleepiness, elderly
Medical subject headings
Sleep Apnea, Obstructive, Pulmonary Disease, Chronic Obstructive, Sleepiness

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • Positive airway pressureDevice

    Also called Standard of care control arm

    CPAP will be applied as standard of care for diagnosis of moderate to severe OSA

  • NIPPV and /or oxygenDevice

    Also called Active intervention

    supplemental oxygen will be applied to PAP/non-invasive positive pressure therapy

Study groups in NCT02703207
Study groupRoleWhat they receive
Positive airway pressure therapyActive comparatorControl group patients will receive standard care with PAP- positive airway pressure.
Receives: Device: Positive airway pressure; Device: NIPPV and /or oxygen
COPDNo interventionThe COPD control group will be patients with moderate-to-severe COPD alone per the GOLD criteria.
OSA and comorbid COPDNo interventionEligible elderly (age >/=60yrs) Veterans with moderate to severe Overlap Syndrome.

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Neurocognitive function

    The neurocognitive test - Trails A test will be administered to evaluate attention and psychomotor function. This score is adjusted for age, race, gender, and years of education. Scored on a Standard scale of 100 +/- 15 for normal ranges, above 115 is above average, below 85 is considered below average.

    Measured: Change from baseline neurocognitive function at 3 months

  2. Sleepiness

    Epworth Sleepiness Scale (ESS) score will be measured. This score is on a scale of 0-24, where a higher value indicates a worse outcome.

    Measured: Change from baseline sleepiness at 3 months

  3. Quality of life (Short-Form survey)

    Quality of Life (Qol) Questionnaires: QoL will be assessed using the Short-Form survey (SF-12). There are two subscale domain scores (Physical Health Composite Score-PCS and Mental Health Composite Score-MCS). These are on a scale of 0-100, where higher values indicate a better outcome.

    Measured: Change from baseline quality of life at 3 months

  4. Neurocognitive test

    The neurocognitive test - Trails B test will be administered to evaluate attention and psychomotor function. This score is adjusted for age, race, gender, and years of education. Scored on a Standard scale of 100 +/- 15 for normal ranges, above 115 is above average, below 85 is considered below average.

    Measured: Change from baseline at 3 months

  5. Neurocognitive test (Paced Auditory Serial Addition Test)

    The neurocognitive test: Paced Auditory Serial Addition Test (PASAT) will be administered to evaluate vigilance and executive function. The PASAT is recorded as the total number of correct responses (from 0-60), or the percent of correct responses out of 60 (from 0-100), where a higher value is a better outcome.

    Measured: Change from baseline at 3 months

  6. Neurocognitive test (Stroop Color-Word Interference)

    The neurocognitive test: Stroop color-word interference test will be administered to evaluate executive function. This score is adjusted for age, and years of education. Scored on a Standard scale of 100 +/- 15 for normal ranges, above 115 is above average, below 85 is considered below average.

    Measured: Change from baseline at 3 months

  7. Neurocognitive test (DIGIT test)

    The neurocognitive DIGIT test will be administered to evaluate short-term and working memory. This score is adjusted for age. Scored on a Standard scale of 100 +/- 15 for normal ranges, above 115 is above average, below 85 is considered below average.

    Measured: Change from baseline at 3 months

  8. Neurocognitive test (Wechsler Abbreviated Scale of Intelligence)

    The neurocognitive test: abbreviated Wechsler Abbreviated Scale of Intelligence (WASI) will be administered to evaluate verbal comprehension and working memory. This score is adjusted for age. Scored on a Standard scale of 100 +/- 15 for normal ranges, above 115 is above average, below 85 is considered below average.

    Measured: Change from baseline at 3 months

  9. Quality of life (Functional Outcomes of Sleep Questionnaire)

    Quality of Life (Qol) Questionnaires: Disease specific QoL will be assessed using the Functional Outcomes of Sleep Questionnaire (FOSQ)-10. There are 5 subscale domains of the FOSQ (General Productivity, Social Outcome, Activity Level, Vigilance, and Intimate Relationships and Sexual Activity). There all range from 0-20, where a higher value is a better outcome. The total FOSQ is the sum of these subscale domains and ranges from 0-100, where a higher value is a better outcome.

    Measured: Change from baseline quality of life at 3 months

  10. Quality of life (St. George's Respiratory Questionnaire)

    Quality of Life (Qol) Questionnaires: Disease specific QoL will be assessed using the St. George's Respiratory Questionnaire (SGRQ). The SGRQ has three subscale domains (Symptoms, Activity, and Impacts), which range from 0-100, where a higher value indicates a worse outcome. The total SGRQ is the average of these subscale domains and is on a scale of 0-100, where a higher value is a worse outcome.

    Measured: Change from baseline quality of life at 3 months

Secondary outcomes (5)
  1. Dyspnea

    6 minute walk test (6MWT): Participants are instructed to achieve maximal distance. There is no scale, but a larger value is a better outcome.

    Measured: Change from baseline at 3 months

  2. Hours of nightly positive airway pressure (PAP) use/NIPPV use

    Collection of PAP adherence data from the smart card of the PAP machine or from online data.

    Measured: 90 days after start of therapy

  3. Hours of nightly oxygen use

    Adherence to supplemental oxygen (O2) will be determined by the total hours of nightly O2 use obtained from the O2 concentrator that is provided by the vendor.

    Measured: 3 months after start of therapy

  4. Borg scale

    This measures the level of dyspnea during the 6 minute walk test. It is on a scale of 0-10, where a larger value is a worse outcome.

    Measured: Change from baseline at 3 months

  5. Blood pressure

    Measure blood pressure at baseline visit

    Measured: At baseline

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted9 Mar 2016 (estimated)
  2. Study start17 Aug 2016
  3. Primary completion31 Dec 2026 (estimated)
  4. Study completion31 Mar 2027 (estimated)

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase N/A
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Masking
None (open label)
Enrolment
108 participants (estimated)
IDs, dates and publications
ClinicalTrials.gov ID
NCT02703207
Sponsor's protocol ID
E2227-P
Status last verified
May 2026
First submitted
18 Feb 2016
Last updated
26 May 2026
Results posted
No
Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
Yes
Individual data sharing
No

Questions about this trial

What is this clinical trial studying?

A study testing Positive airway pressure and NIPPV and /or oxygen in people with Obstructive Sleep Apnea and OSA COPD Overlap Syndrome, run by VA Office of Research and Development at 1 site in United States.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 4 inclusion and 22 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: looking for participants now, as of the sponsor's last update on 26 May 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in United States. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

Are results available for this study?

This study is still under way. Results are not available in the source record yet.

How can a doctor refer a patient or contact the research team?

Contact Ruchi Rastogi, MS ((313) 576-4464, ruchi.rastogi@va.gov), or a site near the patient. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Neurocognitive function (time frame: Change from baseline neurocognitive function at 3 months). The study lists 10 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 26 May 2026.

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