Pneumococcal Polysaccharide VaccinePhase 4NCT07885540
Preoperative Pneumococcal and Influenza Vaccination to Prevent Postoperative Pulmonary Infection in Patients Undergoing Lung Resection for Pulmonary Nodules or Lung Cancer
A Phase 4 study testing 23-valent pneumococcal polysaccharide vaccine and Quadrivalent split-virion influenza vaccine in people with Pneumococcal Polysaccharide Vaccine and Influenza Vaccines, run by The First Affiliated Hospital of Guangzhou Medical University.
Trial summary
Postoperative pneumonia (POP) affects 4%-24% of lung cancer surgery patients, increasing mortality, stay, costs and worsening prognosis, especially in older patients. Perioperative immunosuppression and synergistic influenza/pneumococcal infection support perioperative vaccination, which may also induce trained… Read more about this study
- Who is it for?
- Ages 50 years and olderHealthy volunteers can take part
- Conditions the study is for
- Pneumococcal Polysaccharide Vaccine, Influenza Vaccines, Preoperative
- What is being tested?
- 23-valent pneumococcal polysaccharide vaccine and Quadrivalent split-virion influenza vaccine
- Type of treatment
- Vaccines, Injection or infusion
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 1,278 participants
- Where
- No sites listed yet
- Study dates
- 1 Nov 2026to 30 Sep 2028
- Phase
- Phase 4
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 50 years and older
- All sexes
- Healthy volunteers accepted
- Adult, Older adult
Who may be able to join
- Age 50 years or older, any sex
- American Society of Anesthesiologists (ASA) physical status I to III
- Pulmonary nodule or lung cancer scheduled, based on imaging evaluation, for anatomical lung resection (including segmentectomy, lobectomy, sleeve resection, etc.)
- Expected postoperative survival of at least 6 months
- Agrees to wait 14 to 28 days after enrollment before surgery
- Signed informed consent and willing to comply with the study protocol
Who cannot join
- Previous pneumococcal vaccination within 5 years, influenza vaccination within 1 year, or any other vaccination within 4 weeks
- Known allergy to any vaccine component
- Active autoimmune or inflammatory disease (e.g., Guillain-Barre syndrome, systemic lupus erythematosus, psoriasis requiring systemic treatment, rheumatoid arthritis, inflammatory bowel disease, Hashimoto thyroiditis); type 1 diabetes, hypothyroidism controlled by replacement therapy alone, and skin conditions not requiring systemic treatment (e.g., vitiligo, psoriasis) are allowed
- HIV antibody positive; active tuberculosis; active hepatitis B (HBV-DNA above the lower limit of detection); or active hepatitis C (HCV antibody positive and HCV-RNA above the lower limit of detection)
- Pulmonary infection, or active infection requiring systemic treatment (e.g., severe pneumonia, bacteremia, sepsis), within 1 month before surgery
- Use of antibiotics or antiviral drugs within 1 month before surgery
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- History of allogeneic organ transplantation (solid organ or allogeneic bone marrow)
- Other surgery or invasive treatment within 1 month before surgery (diagnostic needle biopsy excluded)
- Emergency surgery, or risk of disease progression (e.g., short tumor doubling time) that does not allow waiting for the 14-day vaccine response window
- Pregnant or breastfeeding women
- Prior neoadjuvant therapy (chemotherapy, radiotherapy, targeted therapy, immunotherapy, etc.), or planned adjuvant therapy within 30 days after surgery
- Any serious illness, uncontrolled concurrent disease, psychiatric disorder, active or uncontrolled infection, other medical history or laboratory abnormality that, in the investigator's opinion, may interfere with participation or interpretation of results
Trial locations and contacts
No sites are listed yet. Contact the study team or a site near you to ask about taking part.
About this study
Official title: Preoperative Respiratory Infectious Disease Vaccination (23-Valent Pneumococcal Polysaccharide Vaccine and Quadrivalent Split-Virion Influenza Vaccine) for the Prevention of Postoperative Pulmonary Infection in Patients With Pulmonary Nodules/Lung Cancer: A Multicenter, Prospective, Randomized, Open-Label, Blinded-Endpoint (PROBE) Clinical Trial
Postoperative pneumonia (POP) affects 4%-24% of lung cancer surgery patients, increasing mortality, stay, costs and worsening prognosis, especially in older patients. Perioperative immunosuppression and synergistic influenza/pneumococcal infection support perioperative vaccination, which may also induce trained immunity; thoracic surgery data are lacking.
This multicenter, prospective, randomized, open-label, blinded-endpoint (PROBE) trial will enroll ~1278 patients aged ≥50 undergoing anatomical lung resection for pulmonary nodules or lung cancer, randomized 1:1 to vaccination or no vaccination, with 180-day follow-up.
Read more
Randomization uses a computer-generated, site-stratified block sequence, concealed via central IWRS or sealed envelopes. An unblinded team handles screening, randomization and vaccination data; surgeons and assessors are blinded. No site may exceed 50% of enrollment.
Vaccination group receives 23-valent pneumococcal polysaccharide and quadrivalent influenza vaccines intramuscularly in separate arms 14-28 days preoperatively. Controls receive no vaccine/placebo, with surgery scheduled 14-28 days after randomization. Concomitant indicated treatments are permitted and recorded.
Primary endpoint is POP per modified CDC/NHSN criteria: new/progressive imaging infiltrate (excluding atelectasis, edema, embolism, tumor), plus ≥1 clinical sign (fever >38 °C, WBC ≤4000 or ≥12,000/mm³, or altered mental status if ≥70 years) and ≥2 respiratory signs. Findings on days 3-5 are excluded unless persistent/worsening. Microbiology is confirmatory, not required.
Read the detailed description
Background: Postoperative pneumonia (POP) is a common complication of lung cancer surgery, with reported incidences of 4% to 24%. It increases mortality, prolongs hospital stay, raises medical costs and worsens long-term prognosis; older patients are at particular risk of severe pneumonia and acute respiratory failure. Surgical stress causes transient perioperative immunosuppression, and influenza virus and Streptococcus pneumoniae act synergistically in causing disease. Observational data suggest that perioperative vaccination reduces postoperative pneumonia after major surgery, but thoracic surgery has rarely been studied. Beyond pathogen-specific antibodies, vaccination may also induce "trained immunity", reprogramming innate immune cells to respond more effectively to non-specific pathogens.
Design: Multicenter, prospective, randomized, open-label, blinded-endpoint (PROBE) trial. Approximately 1278 patients aged 50 years or older scheduled for anatomical lung resection (segmentectomy, lobectomy, sleeve resection, etc.) for pulmonary nodules or lung cancer will be randomized 1:1 to the vaccination group or the no-vaccination group and followed until 180 days after surgery.
Randomization: Computer-generated block randomization sequence produced by an independent statistical team (SAS or R), stratified by site with equal allocation at each site. Allocation is concealed through a central interactive web response system (IWRS) or sealed numbered envelopes. An unblinded team, trained and bound by a confidentiality agreement, performs screening, randomization and collection of vaccination information only. The surgical team and the outcome assessors are blinded to group assignment. No single site may enroll more than 50% of the total sample.
Interventions: Vaccination group: 23-valent pneumococcal polysaccharide vaccine (0.5 mL) plus quadrivalent split-virion influenza vaccine (0.5 mL), administered intramuscularly in separate upper arms at a community health service center or designated vaccination site, completed 14 to 28 days before surgery. Control group: no vaccination and no placebo; surgery is likewise scheduled 14 to 28 days after randomization to balance timing, during which routine preoperative respiratory exercises are permitted. Clinically indicated concomitant treatment (e.g., prophylactic antibiotics, analgesics, nutritional support) is permitted; anti-infective drugs, immunomodulators and potent antitussives/sedatives are recorded.
Primary endpoint definition: Postoperative pulmonary infection is defined using modified US CDC/NHSN criteria and requires all three of: (1) imaging (required): new or progressive infiltrate, consolidation or ground-glass opacity on chest X-ray/CT, after excluding normal postoperative atelectasis, pulmonary edema, pulmonary embolism and tumor progression; (2) at least 1 clinical sign: fever greater than 38 degrees C without other identified cause, WBC 4000/mm3 or less or 12,000/mm3 or more, or altered mental status without other cause in patients aged 70 or older; (3) at least 2 respiratory signs: new purulent sputum/change in sputum character/increased secretions or suctioning; dyspnea, tachypnea (greater than 24/min) or new/worsening cough; rales or bronchial breath sounds; worsening gas exchange (PaO2/FiO2 240 mmHg or less, SpO2 decrease of 5% or more, increased oxygen or ventilator requirement). Findings within postoperative days 3 to 5 are not counted as infection unless persistent or worsening; CRP and procalcitonin trends support the diagnosis. Microbiological evidence confirms but is not required.
- Conditions
- Pneumococcal Polysaccharide Vaccine, Influenza Vaccines, Preoperative, Lung Resection Surgery, Thoracic Surgery
- Being tested
- 23-valent pneumococcal polysaccharide vaccine, Quadrivalent split-virion influenza vaccine
- Medical subject headings
- Influenza, Human
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
23-valent pneumococcal polysaccharide vaccineBiological
Single 0.5 mL intramuscular dose in one upper arm, completed 14 to 28 days before surgery, at a community health service center or designated vaccination site.
Quadrivalent split-virion influenza vaccineBiological
Single 0.5 mL intramuscular dose in the opposite upper arm from the pneumococcal vaccine, completed 14 to 28 days before surgery, at a community health service center or designated vaccination site.
| Study group | Role | What they receive |
|---|---|---|
| Vaccination Group | Experimental | 23-valent pneumococcal polysaccharide vaccine (0.5 mL) plus quadrivalent split-virion influenza vaccine (0.5 mL), given intramuscularly in separate upper arms 14 to 28 days before surgery, followed by anatomical lung resection and routine perioperative care. Receives: Biological: 23-valent pneumococcal polysaccharide vaccine; Biological: Quadrivalent split-virion influenza vaccine |
| No Vaccination Group | No intervention | No vaccine and no placebo. Surgery is scheduled 14 to 28 days after randomization (routine preoperative respiratory exercises permitted), followed by anatomical lung resection and routine perioperative care. |
What is being measured
The primary outcome is the main question the study is designed to answer.
Proportion of participants with postoperative pulmonary infection within 30 days after surgery
Pulmonary infection defined by modified US CDC/NHSN criteria (new or progressive pulmonary infiltrate on imaging, at least 1 clinical sign and at least 2 respiratory signs), confirmed by an independent Endpoint Adjudication Committee blinded to group assignment.
Measured: From surgery to 30 days after surgery
Secondary outcomes (15)
Proportion of participants with postoperative pulmonary infection within 90 days after surgery
Same definition and blinded adjudication as the primary outcome.
Measured: From surgery to 90 days after surgery
Proportion of participants with postoperative pulmonary infection within 180 days after surgery
Same definition and blinded adjudication as the primary outcome.
Measured: From surgery to 180 days after surgery
Incidence of severe pneumonia
Severe pneumonia defined as 1 major criterion (invasive mechanical ventilation; septic shock requiring vasopressors) or at least 3 minor criteria (respiratory rate 30/min or more; PaO2/FiO2 250 or less; multilobar infiltrates; confusion/disorientation; BUN 20 mg/dL or more; WBC below 4000/mm3 due to infection; platelets below 100,000/mm3; core temperature below 36 degrees C; hypotension requiring aggressive fluid resuscitation).
Measured: Within 30, 90 and 180 days after surgery
Incidence of respiratory failure
Type I: PaO2 below 60 mmHg with normal or low PaCO2 (50 mmHg or less). Type II: PaO2 below 60 mmHg with PaCO2 above 50 mmHg.
Measured: Within 30, 90 and 180 days after surgery
Incidence of Streptococcus pneumoniae infection
Any of: S. pneumoniae isolated from sputum, bronchoalveolar lavage fluid or blood culture; positive urinary pneumococcal antigen; or a 4-fold or greater rise in serum pneumococcal antibody titer between acute and convalescent samples.
Measured: Within 30, 90 and 180 days after surgery
Incidence of influenza virus infection
Any of: positive influenza RT-PCR on nasopharyngeal swab, sputum or bronchoalveolar lavage fluid; positive rapid antigen test; positive viral culture; or positive influenza-specific IgM or a 4-fold or greater rise in IgG titer.
Measured: Within 30, 90 and 180 days after surgery
Postoperative length of hospital stay
Number of days from leaving the operating room to hospital discharge.
Measured: From end of surgery to hospital discharge, assessed up to 180 days
Rate of postoperative ICU admission
Measured: From surgery to hospital discharge, assessed up to 180 days
Length of ICU stay
Duration of ICU stay in hours.
Measured: From surgery to hospital discharge, assessed up to 180 days
Rate of unplanned postoperative antibiotic use
Proportion of participants in whom antibiotics are restarted for suspected infection after discontinuation of postoperative prophylactic antibiotics.
Measured: From surgery to 180 days after surgery
Duration of postoperative chest tube drainage
Number of days the chest tube remains in place after surgery.
Measured: From surgery to chest tube removal, assessed up to 180 days
30-day unplanned readmission rate
Readmission due to fever, dyspnea or thoracic infection.
Measured: Within 30 days after surgery
Total hospitalization costs
Total costs including drug, examination, surgical and material costs.
Measured: From admission for surgery to 180 days after surgery
Antibiotic costs
Measured: From admission for surgery to 180 days after surgery
Incidence of adverse events and serious adverse events
Including local and systemic vaccine reactions; graded according to NCI-CTCAE version 5.0.
Measured: From randomization to 180 days after surgery
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted21 Oct 2026
- Study start1 Nov 2026 (estimated)
- Primary completion30 Apr 2028 (estimated)
- Study completion30 Sep 2028 (estimated)
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Other trials for Pneumococcal Polysaccharide VaccineStudies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 4
- Primary purpose
- Prevention
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- Double blind
- Who is masked
- Care provider, Outcomes assessor
- Enrolment
- 1,278 participants (estimated)
Sponsor and investigators
- Lead sponsor
- The First Affiliated Hospital of Guangzhou Medical University
- Sponsor type
- University, hospital or other
- Responsible party
- Principal investigator, Jianxing He, The First Affiliated Hospital of Guangzhou Medical University
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT07885540
- Sponsor's protocol ID
- ES-2026-042-03
- Status last verified
- Oct 2026
- First submitted
- 14 Oct 2026
- Last updated
- 21 Oct 2026
- Results posted
- No
- Data monitoring committee
- Yes
- FDA-regulated drug
- No
- FDA-regulated device
- No
- Individual data sharing
- Undecided