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Proximal Humeral FractureOptCCBNCT07612514

Optimized Costoclavicular Block for Elderly Proximal Humeral Fracture Surgery

A study testing Costoclavicular Brachial Plexus Block, Interscalene Brachial Plexus Block and Superficial Cervical Plexus Block in people with Proximal Humeral Fracture and Anesthesia, Regional, run by Shanghai Tong Ren Hospital at 3 sites in China.

Withdrawn

Withdrawn. The study stopped before anyone enrolled.

Official record
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Trial summary

Background: Proximal humeral fractures are common in elderly patients and often require surgical fixation (open reduction and internal fixation). Traditional regional anesthesia techniques, such as the interscalene brachial plexus block, may provide incomplete pain relief in the medial upper arm area and carry a high… Read more about this study

Who is it for?
Ages 65 years and older
What is being tested?
Costoclavicular Brachial Plexus Block, Interscalene Brachial Plexus Block and Superficial Cervical Plexus Block
Type of treatment
Surgery or procedure
Could I receive a placebo?
No, everyone receives an active treatment
How many people
0 participants
Where
3 sitesChina
Study dates
1 Oct 2026to 1 Nov 2030
Phase
Interventional
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 65 years and older
  • All sexes
  • No healthy volunteers
  • Older adult

Who may be able to join

  • Signed informed consent
  • Age ≥65 years
  • BMI <30
  • American Society of Anesthesiologists (ASA) physical status I to III
  • Unilateral proximal humeral fracture scheduled for open reduction and internal fixation via an anterior surgical approach (including deltopectoral approach and anteromedial deltoid approach)

Who cannot join

  • Inability to perform T2 thoracic paravertebral block for any reason
  • Coagulation dysfunction or current use of anticoagulant therapy
  • History of upper extremity nerve injury or phrenic nerve injury
  • Severe polytrauma
  • Preoperative uncontrolled severe respiratory dysfunction (resting SpO2 <90% or home oxygen therapy, or FEV1 <30% of predicted value)
  • Preoperative uncontrolled asthma, pulmonary infection, pneumothorax, or history of prior lung surgery
Show all 11Show fewer
  • Preoperative uncontrolled hypertension with admission systolic blood pressure >180 mmHg or diastolic blood pressure >110 mmHg
  • Preoperative uncontrolled coronary artery disease, valvular heart disease, or arrhythmia
  • Any condition that precludes nerve block performance (e.g., local infection or swelling at the puncture site, inability to change position)
  • Inability to communicate or cooperate with anesthesia administration (e.g., language barrier, intellectual disability, Alzheimer's disease, Parkinson's disease)
  • Allergy to ropivacaine or any other contraindication to nerve block

Trial locations and contacts

3 sites in 1 country.

China3 sites
  • Shanghai Tongren Hospital

    Shanghai, Shanghai Municipality, 200336

  • Shanghai Sixth People's Hospital

    Shanghai, Shanghai Municipality

  • Shanghai Xuhui Central Hospital

    Shanghai, Shanghai Municipality

Other trials in China

About this study

Official title: Effect of an Optimized Ultrasound-Guided Costoclavicular Brachial Plexus Block Strategy on Anesthetic Efficacy and Diaphragmatic Function in Elderly Patients Undergoing Internal Fixation of Proximal Humeral Fractures: A Multicenter, Prospective, Randomized Controlled Clinical Trial

Background: Proximal humeral fractures are common in elderly patients and often require surgical fixation (open reduction and internal fixation). Traditional regional anesthesia techniques, such as the interscalene brachial plexus block, may provide incomplete pain relief in the medial upper arm area and carry a high risk of hemidiaphragmatic paralysis, which can lead to breathing difficulties.

Objective: This study aims to evaluate whether an optimized nerve block strategy-ultrasound-guided costoclavicular brachial plexus block combined with superficial cervical plexus block and T2 thoracic paravertebral block-improves anesthetic success and reduces diaphragm dysfunction compared to the traditional interscalene approach in elderly patients undergoing proximal humeral fracture surgery.

Read more

Study Design: This is a multicenter, prospective, randomized, controlled, double-blind (participants and outcome assessors), superiority clinical trial.

Population: A total of 356 elderly patients (aged ≥65 years) with unilateral proximal humeral fractures scheduled for open reduction and internal fixation via an anterior surgical approach will be enrolled from three centers in Shanghai, China.

Intervention: Participants will be randomly assigned in a 1:1 ratio to one of two groups:

  • Experimental Group (Optimized Strategy): Receives ultrasound-guided costoclavicular brachial plexus block + superficial cervical plexus block + T2 thoracic paravertebral block (0.375% ropivacaine 20 mL for brachial plexus, 0.25% ropivacaine 10 mL for each of the other blocks).
  • Control Group (Traditional Strategy): Receives ultrasound-guided interscalene brachial plexus block + superficial cervical plexus block + T2 thoracic paravertebral block (same drug regimen).

All nerve blocks will be performed under ultrasound guidance by a single anesthesiologist. Patients and outcome assessors will be blinded to group assignment; the performing anesthesiologist cannot be blinded due to the distinct anatomical approaches.

Main Outcomes:

  • Primary Outcome: Nerve block success rate, defined as no pain or only mild pain requiring no rescue analgesics (e.g., intravenous opioids, conversion to general anesthesia, or local infiltration) during surgery.
  • Key Secondary Outcomes: Rate of hemidiaphragmatic paralysis (assessed by ultrasound M-mode); rate of conversion to general anesthesia; postoperative pain (NRS, 0-10) at 24 hours; perioperative stress biomarkers (cortisol, ACTH, IL-6, HMGB-1, CRP, galectin-3); and postoperative shoulder function recovery.

Safety Monitoring: Adverse events, including unplanned conversion to general anesthesia, respiratory depression, pneumothorax, and severe hemidiaphragmatic paralysis, will be recorded and managed according to predefined protocols. An independent Data Monitoring Committee will review safety data and conduct interim analyses for futility.

Study Duration: The study is expected to take approximately 24 months from first patient enrollment to final follow-up completion.

Ethical Approval: This study has been approved by the Ethics Committee of Shanghai Tongren Hospital. Approvals from the ethics committees of the other participating centers (Shanghai Sixth People's Hospital and Shanghai Xuhui Central Hospital) will be obtained before study initiation at those sites.

Read the detailed description

See brief summary.

Being tested
Costoclavicular Brachial Plexus Block, Interscalene Brachial Plexus Block, Superficial Cervical Plexus Block, T2 Thoracic Paravertebral Block
Keywords
Proximal Humeral Fracture, Elderly, Costoclavicular Block, Interscalene Block, Diaphragmatic Paralysis, Randomized Controlled Trial
Medical subject headings
Shoulder Fractures, Respiratory Paralysis

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • Costoclavicular Brachial Plexus BlockProcedure or surgery

    Ultrasound-guided brachial plexus block performed at the costoclavicular space. The patient is placed in the lateral decubitus position with the operative side up. A high-frequency ultrasound probe is used to identify the brachial plexus at the costoclavicular space. Using an in-plane technique, 0.375% ropivacaine 20 mL is injected. This intervention is administered once prior to surgery.

  • Interscalene Brachial Plexus BlockProcedure or surgery

    Ultrasound-guided brachial plexus block performed at the interscalene groove. The patient is placed in the lateral decubitus position with the operative side up. A high-frequency ultrasound probe is used to identify the brachial plexus between the anterior and middle scalene muscles. Using an in-plane technique, 0.375% ropivacaine 20 mL is injected. This intervention is administered once prior to surgery.

  • Superficial Cervical Plexus BlockProcedure or surgery

    Ultrasound-guided superficial cervical plexus block. The patient is placed in the lateral decubitus position with the operative side up. A high-frequency ultrasound probe is used to identify the superficial cervical plexus at the lateral border of the sternocleidomastoid muscle. Using an in-plane technique, 0.25% ropivacaine 10 mL is injected. This intervention is administered once prior to surgery.

  • T2 Thoracic Paravertebral BlockProcedure or surgery

    Ultrasound-guided T2 thoracic paravertebral block. The patient is placed in the lateral decubitus position with the operative side up. A low-frequency ultrasound probe is used to identify the T2 transverse process, rib, pleura, and costotransverse ligament. Using an in-plane technique, 0.25% ropivacaine 10 mL is injected. This intervention is administered once prior to surgery.

Study groups in NCT07612514
Study groupRoleWhat they receive
Costoclavicular Block GroupExperimentalParticipants receive ultrasound-guided costoclavicular brachial plexus block (0.375% ropivacaine 20 mL) combined with superficial cervical plexus block (0.25% ropivacaine 10 mL) and T2 thoracic paravertebral block (0.25% ropivacaine 10 mL).
Receives: Procedure: Costoclavicular Brachial Plexus Block; Procedure: Superficial Cervical Plexus Block; Procedure: T2 Thoracic Paravertebral Block
Interscalene Block GroupActive comparatorUltrasound-guided interscalene brachial plexus block + superficial cervical plexus block + T2 thoracic paravertebral block. Ropivacaine: 0.375% 20 mL (brachial), 0.25% 10 mL (cervical + paravertebral).
Receives: Procedure: Interscalene Brachial Plexus Block; Procedure: Superficial Cervical Plexus Block; Procedure: T2 Thoracic Paravertebral Block

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Nerve Block Success Rate

    Nerve block success is defined as no pain or only mild pain during surgery, with no need for rescue analgesics (including intravenous opioids, conversion to general anesthesia, or local infiltration). Block failure is defined as significant pain requiring any rescue analgesic measure to complete the surgery.

    Measured: Intraoperative (assessed immediately after surgical incision and throughout the procedure)

Secondary outcomes (8)
  1. Sensory Block in Four Regions

    Sensory block is assessed using pinprick test at 20 minutes after nerve block completion in four regions: distal clavicular region, deltoid region, medial upper arm region, and lateral upper arm region. Grading: 0=no block (sharp pain), 1=partial block (reduced pain sensation), 2=complete block (no pain sensation).

    Measured: 20 minutes after nerve block completion

  2. Vasoactive Medication Requirements

    Total intraoperative doses of vasoactive medications including urapidil, ephedrine, phenylephrine, and atropine.

    Measured: Intraoperative

  3. Rate of Hemidiaphragmatic Paralysis

    Hemidiaphragmatic paralysis is assessed by ultrasound M-mode (sniff test). Complete paralysis: diaphragm excursion reduced by ≥75% from baseline or paradoxical movement. Partial paralysis: reduction of 25%-75%. No paralysis: reduction <25%.

    Measured: 35 minutes after nerve block completion

  4. Proportion of Surgeries Completed with Remifentanil Assistance

    Proportion of patients who require intravenous remifentanil (0.25 μg/kg/min) to tolerate the surgery without conversion to general anesthesia.

    Measured: Intraoperative

  5. Conversion Rate to General Anesthesia

    Proportion of patients requiring conversion to general anesthesia (laryngeal mask airway with sevoflurane) due to inadequate block despite remifentanil assistance.

    Measured: Intraoperative

  6. Postoperative Pain Score (NRS)

    Pain intensity assessed using the Numeric Rating Scale (NRS, 0=no pain, 10=worst possible pain) at rest and during movement.

    Measured: At 1, 2, 4, 6, 12, and 24 hours postoperatively

  7. Perioperative Stress Biomarkers

    Plasma concentrations of cortisol, ACTH, IL-6, HMGB-1, CRP, and galectin-3 measured by ELISA.

    Measured: At four time points: preoperatively, 1 hour after surgery start, 30 minutes postoperatively, and 24 hours postoperatively

  8. Incidence of Adverse Events

    Adverse events include hypotension, hypertension, bradycardia, tachycardia, respiratory depression, pneumothorax, and severe hemidiaphragmatic paralysis requiring intervention.

    Measured: Intraoperative and up to 24 hours postoperatively

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted28 May 2026
  2. Study start1 Oct 2026 (estimated)
  3. Primary completion1 Oct 2029 (estimated)
  4. Study completion1 Nov 2030 (estimated)

Why it stopped: Due to a change in the study protocol and overall development strategy, the sponsor has decided to discontinue this trial and pursue an alternative study approach.

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase N/A
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Model description
Multicenter, stratified dynamic competition randomization (minimization randomization) with a 1:1 parallel assignment. An independent third-party statistical unit generates the randomization sequence and performs allocation concealment through a central randomization system. Stratification factors: study center, ASA grade (I-II vs III), COPD status, and Neer classification (2-part vs 3-4 part). After informed consent is obtained, a trained research nurse at each center submits the participant's baseline information via an encrypted central randomization system, which immediately returns a unique randomization number and group assignment. The allocation sequence is concealed from all researchers, anesthesiologists, and participants until unblinding at the end of the study. Patients, outcome assessors, and statisticians are blinded; the anesthesiologist performing the blocks cannot be blinded due to distinct anatomical approaches.
Masking
Double blind
Who is masked
Participant, Outcomes assessor
Enrolment
0 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT07612514
Sponsor's protocol ID
SHTR-2026-CCB-001
Acronym
OptCCB
Status last verified
Jul 2026
First submitted
21 May 2026
Last updated
9 Jul 2026
Results posted
No
Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
Undecided: The data sharing plan has not been finalized. Any decision regarding IPD sharing will be made in accordance with institutional policies, ethical approval, and participant confidentiality requirements.

Questions about this trial

What is this clinical trial studying?

A study testing Costoclavicular Brachial Plexus Block, Interscalene Brachial Plexus Block and Superficial Cervical Plexus Block in people with Proximal Humeral Fracture and Anesthesia, Regional, run by Shanghai Tong Ren Hospital at 3 sites in China.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 5 inclusion and 11 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: withdrawn, as of the sponsor's last update on 9 Jul 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 3 sites in China. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

Are results available for this study?

The study was withdrawn before enrolling participants, so there are no results.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Nerve Block Success Rate (time frame: Intraoperative (assessed immediately after surgical incision and throughout the procedure)). It is what the study was designed to measure, not a finding.

Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 9 Jul 2026.

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