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Alzheimer DiseasePhase 1NCT05453539

Proof-of-concept Study of New Imaging Diagnostic in Patients With Suspected Alzheimer's Disease

A Phase 1 study testing DSPE-DOTA-Gd Liposomal Injection in people with Alzheimer Disease, run by Alzeca Biosciences, Inc. at 2 sites in Germany.

Terminated

Stopped early. The study ended before it was planned to and will not resume.

Official record
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Trial summary

This study is a Phase 1, first-in-human, multi-center study to establish safety of ADx-001 in healthy volunteers, and safety and proof of concept in patients with confirmed amyloid plaques in the brain (confirmed by amyloid positron emission tomography (PET)). Read more about this study

Who is it for?
Ages 50 to 85 yearsHealthy volunteers can take part
Conditions the study is for
Alzheimer Disease
What is being tested?
DSPE-DOTA-Gd Liposomal Injection
Type of treatment
Injection or infusion
Could I receive a placebo?
No, everyone receives an active treatment
How many people
16 participants
Where
2 sitesGermany
Study dates
9 Nov 2022to 8 Nov 2024
Phase
Phase 1
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 50 to 85 years
  • All sexes
  • Healthy volunteers accepted
  • Adult, Older adult

Who may be able to join

  • For healthy volunteers
  • 50-75 years old (inclusive)
  • Women of child-bearing potential must have a negative serum pregnancy test and agree to use highly effective contraception (hormonal or barrier method of birth control; abstinence) prior to study entry for the duration of the study and for 3 months after completion of dosing; men enrolled on this protocol must agree to use adequate contraception prior to study entry, for the duration of the study and for 3 months after completion of dosing; should a woman become pregnant or suspect she is pregnant while she or her partner is participating in this study, she should inform her treating physician immediately
  • Signed informed consent prior to any study specific tests or procedures
  • Healthy, based on medical history, physical examination, electrocardiogram (ECG), and laboratory tests
  • For patients with amyloid plaques in PET:
Show all 11Show fewer
  • 59-85 years old inclusive
  • Proven amyloid deposits in brain (amyloid PET)
  • Women of child-bearing potential must have a negative serum pregnancy test and agree to use adequate contraception (hormonal or barrier method of birth control; abstinence) prior to study entry for the duration of the study and for 3 months after completion of dosing. Men enrolled on this protocol must agree to use adequate contraception prior to study entry and for 3 months after completion of dosing; should a woman become pregnant or suspect she is pregnant while she or her partner is participating in this study, she should inform her treating physician immediately
  • Willing and able to provide written informed consent
  • The ability to provide consent determined and documented by a neurologist or psychiatrist.

Who cannot join

  • For healthy volunteers
  • Disturbances in fat metabolism [hyperlipemia, hyperlipoproteinemia or hypercholesterolemia (total cholesterol >260 mg/dL)]
  • History of allergic reactions attributed to any of the components of ADx-001, liposomes, other gadolinium contrast agents, or any other component of the formulation
  • Pathological liver function:
  • Bilirubin > upper limit of normal, and/or
  • AST (SGOT), ALT (SGPT) and Alkaline phosphatase > upper limit of normal
Show all 50Show fewer
  • Calculated creatinine clearance < 60 mL/min/1.73 m2 (CKD-EPI formula)
  • Heart rate at rest <50 or >90 bpm
  • Systolic blood pressure <100 or >140 mmHg
  • Diastolic blood pressure <50 or >90 mmHg
  • Clinically relevant ECG findings, e.g., PQ >220 ms, QTc >450 ms, QRS >120 ms, branch bundle block, any sign of coronary heart disease
  • Unwillingness or inability to comply with procedures required in this protocol
  • Subjects who are currently receiving any other investigational agent, or who have received an investigational agent within the last 10 half-lives of the investigational agent
  • Having tested positive for COVID-19 within 4 weeks of inclusion
  • Any known disposition for allergic, anaphylactoid, hypersensitivity or idiosyncratic reactions, e.g. any history of clinical signs of hypersensitivity reaction to any agent (including, but not limited to, any allergen, food, drug, chemical, or contrast agent)
  • Use of systemic or topically active medication or herbal remedies, prescription or non-prescription, from screening to the first drug administration. Only use of contraceptives and occasional use of paracetamol, aspirin, or ibuprofen is permissible.
  • Any severe disease within the last 4 weeks prior to the first study drug administration
  • Any malignant tumor and history thereof within last 5 years
  • Any other medical condition which, at the discretion of the investigator, would make study participation unadvisable
  • Any clinically relevant finding at the physical examination
  • Blood donation or plasmapheresis within 4 weeks prior to screening
  • Women of child-bearing potential: pregnancy, positive pregnancy test, or lactation
  • Positive human immunodeficiency virus antibodies (HIV-1/2 Ab), hepatitis B virus surface antigen (HBsAg) or hepatitis C virus antibody (HCV-Ab) tests
  • Regular alcohol consumption equivalent to >20 g alcohol per day
  • Urine screen positive for any drug
  • Positive alcohol breath test
  • Subject is in custody by order of an authority or a court of law
  • Close affiliation with the investigational site; e.g. a close relative of the investigator, dependent person (e.g. employee or student of the investigational site) or employee of the sponsor
  • Criteria which, in the opinion of the investigator, preclude participation for scientific reasons, for reasons of compliance, or for reasons of the subject's safety
  • For patients with amyloid plaques in PET:
  • Disturbances in fat metabolism [hyperlipemia, hyperlipoproteinemia or hypercholesterolemia (total cholesterol >260 mg/dL)]
  • History of allergic reactions attributed to any of the components of ADx-001, liposomes, other gadolinium contrast agents, or any other component of the formulation
  • Patients with history of cancer treatment in the last 6 months or currently receiving cancer treatment
  • Major surgery within four weeks prior to Screening
  • History or presence of a neurological or psychiatric diagnosis other than AD (not limited to but including for example, stroke, traumatic brain injury, epilepsy, space occupying lesions, multiple sclerosis, Parkinson's disease, vascular dementia, transient ischemic attack, schizophrenia, major depression, brain tumors, etc.) that in the opinion of the investigator may limit compliance with study requirements, or compromise protocol objectives in the opinion of the investigator and/or the sponsor
  • Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situations that would limit compliance with study requirements or compromise protocol objectives in the opinion of the investigator and/or the sponsor
  • Unwillingness or inability to comply with procedures required in this protocol
  • Patients who are currently receiving any other investigational agent, or who have received an investigational agent within the last 10 half-lives of the investigational agent
  • Inability to undergo MRI
  • Pathological coagulation status (PT-INR/PTT >1.5 times the upper limit of normal)
  • Pathological hematologic status:
  • Granulocyte < 1500 cells/mm3, and/or
  • Platelet count < 150,000 (plt/mm3), and/or
  • Hemoglobin < 10 g/dL
  • Pathological liver function:
  • Bilirubin > upper limit of normal, and/or
  • AST (SGOT), ALT (SGPT) and Alkaline phosphatase > upper limit of normal
  • Calculated creatinine clearance < 60 mL/min/1.73 m2 (CKD-EPI formula)
  • Cannot tolerate the recommended pretreatment
  • Having tested positive for COVID-19 within 4 weeks of inclusion

Trial locations and contacts

2 sites in 1 country.

Germany2 sites
  • CRS Clinical Research Services Berlin GmbH

    Berlin, 13353

  • LMU Klinikum

    Munich, 81377

Other trials in Germany

About this study

Official title: A Phase 1, Controlled, Open-label, Single Dose, Dose-escalation, Clinical Proof-of-concept Study of MRI Enhanced With ADx-001 (DSPE-DOTA-Gd Liposomal Injection) in Patients With Brain Amyloid Deposits as Demonstrated by Amyloid PET

This study is a Phase 1, first-in-human, multi-center study to establish safety of ADx-001 in healthy volunteers, and safety and proof of concept in patients with confirmed amyloid plaques in the brain (confirmed by amyloid positron emission tomography (PET)). ADx-001 is a novel, intravenously delivered, Gd- containing molecularly targeted liposomal product that is being developed for use in contrast-enabled MR imaging of amyloid plaques.

Read the detailed description

Alzheimer's disease (AD) is an age-related neurodegenerative disorder of the brain and the most common cause of dementia. It is characterized by the development of amyloid plaques and neurofibrillary tangles. The A/T/N diagnostic criteria for AD, published by the National Institutes for Aging and the Alzheimer's Association (2018) identify amyloid plaques as a necessary condition for Alzheimer's disease.

Magnetic resonance imaging (MRI) is an essential neuroimaging examination for patients with Alzheimer's disease. MRI allows for the exclusion of other causes of dementia, such as normal pressure hydrocephalus, brain tumors, subdural hematoma, or cerebrovascular disease. MRI also permits the assessment of the atrophy pattern which may provide additional diagnostic or predictive information. To date, however, MRI cannot prove the existence of amyloid plaques in the brain.

Recently, amyloid-targeting radiopharmaceuticals have been approved by several Regulatory Authorities for use with Positron Emission Tomography (PET) imaging. Amyloid PET imaging is a sensitive imaging biomarker for Alzheimer's disease, but PET is associated with radiation exposure and has limited availability.

ADx-001 is a novel, intravenously delivered, macrocyclic gadolinium (Gd)-based molecularly targeted liposomal product that is being developed for use in contrast-enabled MR imaging of amyloid plaques. ADx-001-enabled MRI is expected to allow the detection of amyloid plaques in the human brain with sensitivity that is comparable to amyloid PET imaging.

This study is a Phase 1, first-in-human, study to collect safety data and obtain proof-of-concept of ADx-001 in healthy volunteers and subjects with proven amyloid plaques. Data from this study will be used to support future clinical studies with ADx-001 in AD patients.

. The study is designed in 2 parts. The first part in healthy volunteers is supposed to assess safety and tolerability in humans. In this study phase, 6 healthy volunteers will be included and receive a single dose of 0.016 mmol Gd/kg body weight, each. The first volunteer will be a sentinel and observed for 14 days before the next volunteers will be included. Volunteers will be recruited one-by-one with at least 24 h between the inclusion of subsequent volunteers.

The second part in patients with proven amyloid plaques (proven by amyloid PET) is supposed to provide proof of concept of ADx-001 MR signal enhancement in amyloid-rich brain regions and to identify the lowest ADx-001 dose able to delineate amyloid plaques in the human brain.

The patient part will use a dose escalation design with a maximum of 4 dose groups, with 3-6 patients in each dose group. The starting dose for the first dose level will be 0.016 mmol Gd/kg based on the NOAEL (0.5 mmol Gd/kg) established in the nonclinical development program, the safety factor of 0.1 and the human equivalent dose (HED) conversion factor of 0.32 (0.5 mmol Gd/kg x 0.1 x 0.32 = 0.016 mmol Gd/kg). Dose escalation will be based on findings in MRI and the occurrence of adverse events. Dose will be increased until no further increase in imaging signal is expected; stopping rules will define the stop of dose escalation (or the trial) based on safety considerations.

All study participants will need to be kept in-patient for observation for 72 hours after administration of ADx-001. At each dose level, the first patient will be a sentinel and followed for 14 days after the dose (or until early termination). If no clinically relevant adverse events or safety concerns occur during the first 14 days, additional 2 patients will be sequentially administered ADx-001 at the same dose with at least 24 h between the patients.

A Dosing Committee (DC) will oversee dose escalation of this trial. The DC will be composed of a board-certified radiologist, a physician specialized in a clinical discipline with experience in the administration of injectable liposome formulations, and a board-certified nuclear medicine physician as voting members. The DC will evaluate imaging and safety data, decide if further dose increases are expected to increase imaging signal, decide if the trial must be stopped following predefined stopping rules, decide if additional patients are to be included at a given dose level, and propose the next dose level. It is expected that dose levels will be gradually increased; however, the DC may also decide to lower the ADx-001 dose (especially after imaging of patients at the first dose if signal enhancement in amyloid plaques is already visible and judged as sufficient), or decide that no further dose levels are to be tested. The DC may also recommend different imaging time points (as long as the total number of imaging time points remains unaffected).

The following dose escalation criteria will be used:

  • If no dose-limiting toxicity (DLT) has been seen in the first 3 subjects in a dose level and imaging signal is expected to increase with higher doses, then enrollment/dosing may move to the next higher dose level.
  • If a DLT is seen in one of the first three subjects in a dose level, an additional 3 subjects will be enrolled into that same dose cohort. If only 1 DLT is seen in the first 6 subjects in a dose level and imaging signal is expected to increase with higher doses, then enrollment/dosing may move to the next higher dose level.
  • Development of DLTs in 2 or more subjects in a specific dose cohort will indicate that the amount of drug tolerated has been exceeded, and further dose escalation will be terminated irrespective of imaging findings.
  • The DC may recommend the next dose level be reduced from the previous dose (relevant for the first dose level in patients).

In all patients, amyloid PET imaging will serve as a comparator. Eligible patients will have a documented positive amyloid PET scan obtained within the 12 months prior to inclusion into this study and are able to provide the original DICOM images of the PET scan to the imaging core lab.

Patient recruitment will be done in a staggered approach. The time interval between injection with ADx-001 of the sentinel and subsequent patients is 14 days, at minimum. Safety follow-up of at least 7 days must be available in all 3 patients (or 6 patients if 1 DLT has been observed) of a dose level before the next higher dose level is started.

Being tested
DSPE-DOTA-Gd Liposomal Injection
Medical subject headings
Alzheimer Disease

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • DSPE-DOTA-Gd Liposomal InjectionDrug

    Also called ADx-001

    Single dose, intravenous infusion

Study groups in NCT05453539
Study groupRoleWhat they receive
Healthy volunteers dose level 1Experimental0.53 mL ADx-001 / kg
Receives: Drug: DSPE-DOTA-Gd Liposomal Injection
Patients dose level 1Experimental0.53 mL ADx-001 / kg
Receives: Drug: DSPE-DOTA-Gd Liposomal Injection
Patients dose level 2Experimental1 mL ADx-001 / kg
Receives: Drug: DSPE-DOTA-Gd Liposomal Injection
Patients dose level 3Experimental2 mL ADx-001 / kg
Receives: Drug: DSPE-DOTA-Gd Liposomal Injection
Patients dose level 4Experimental4 mL ADx-001 / kg
Receives: Drug: DSPE-DOTA-Gd Liposomal Injection

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Number of participants with treatment-related adverse events as assessed by CTCAE v5.0

    Measured: Day 0-28

Secondary outcomes (2)
  1. The number of brain regions identified the same way in ADx-001 enhanced MRI and in amyloid-PET

    Measured: Screening - day 4

  2. The amount of contrast enhancement in the amyloid positive brain regions in different dose levels

    Measured: Screening - day 4

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted12 Jul 2022
  2. Study start9 Nov 2022
  3. Primary completion8 Nov 2024
  4. Study completion8 Nov 2024

Why it stopped: A temperature excursion occurred at the drug supplier's storage facility, which led to the loss of a significant portion of the IMP stock. Consequently, there is not enough IMP available to support continued recruitment

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 1
Primary purpose
Diagnosis
Allocation
Non-randomised
Intervention model
Sequential
Masking
None (open label)
Enrolment
16 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT05453539
Sponsor's protocol ID
ADx-001-101-POC
Other IDs
2021-003399-14
Status last verified
Aug 2025
First submitted
30 Jun 2022
Last updated
13 Aug 2025
Results posted
No
Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
No

Questions about this trial

What is this clinical trial studying?

A Phase 1 study testing DSPE-DOTA-Gd Liposomal Injection in people with Alzheimer Disease, run by Alzeca Biosciences, Inc. at 2 sites in Germany.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 11 inclusion and 50 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: stopped early, as of the sponsor's last update on 13 Aug 2025. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 2 sites in Germany. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 1 studies test a treatment in a small group of people for the first time or in a new way, mainly to check safety and find the right dose.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

The study was stopped early (reason given: A temperature excursion occurred at the drug supplier's storage facility, which led to the loss of a significant portion of the IMP stock. Consequently, there is not enough IMP available to support continued recruitment). Results are not available in the source record.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Number of participants with treatment-related adverse events as assessed by CTCAE v5.0 (time frame: Day 0-28). It is what the study was designed to measure, not a finding.

Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 13 Aug 2025.

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