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Stroke, IschemicPhase 1/2PLASTIHCNCT05210088

PLAsticity, Security and Tolerance to Intermittent Hypoxic Conditioning Following Stroke

A Phase 1/2 study testing Hypoxia, intermittent and Normoxia in people with Stroke, Ischemic and Stroke Sequelae, run by University Hospital, Grenoble at 1 site in France.

Withdrawn

Withdrawn. The study stopped before anyone enrolled.

Official record
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Trial summary

By inducing endogenous neuroprotection, hypoxic post-conditioning following stroke may represent a harmless and efficient non-pharmacological innovative neuro-therapeutic modality aiming at inducing neuroplasticity and brain repair, as supported by many preclinical studies. Read more about this study

Who is it for?
Ages 18 to 85 years
Conditions the study is for
Stroke, Ischemic, Stroke Sequelae
What is being tested?
Hypoxia, intermittent and Normoxia
Could I receive a placebo?
Yes, some participants may receive a placebo
How many people
0 participants
Where
1 siteFrance
Study dates
1 Jan 2024to 1 Jan 2024
Phase
Phase 1/2
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 to 85 years
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • Patients with minor cerebral infarction with NIHSS < or equal to 5 will be included in the protocol;
  • Cerebral infarction occurring one month (±1 week) before the planned start of hypoxic exposure;
  • Age ≥18 years;
  • A first, unilateral, ischemic, supra-tentorial hemispheric stroke, confirmed by magnetic resonance imaging;
  • Modified Rankin Scale score between 1 and 3, defining mild to moderate residual functional disability.
  • A person affiliated with the social security system or benefits from such a system;
  • A person who has given written informed consent.

Who cannot join

  • Patients who are minors or over 85 years of age, pregnant or breastfeeding women, or women of childbearing potential in the absence of highly effective contraception;
  • Stroke of the brainstem or cerebellum ;
  • Severe aphasia, limiting the ability to understand the protocol;
  • History of central or peripheral neurological pathology;
  • Modified Rankin Scale score >0 before stroke;
  • Known severe untreated obstructive sleep apnea syndrome, defined as an apnea-hypopnea index ≥ 30 events per hour of sleep;
Show all 17Show fewer
  • Pre-existing hypoxemic lung disease (such as chronic obstructive pulmonary disease);
  • Heart failure, defined as an ejection fraction ≤40% ;
  • History of high altitude pathology;
  • Scheduled stay at altitude (> 2500 m) during the study period ;
  • Migraine;
  • History of rheumatological or orthopedic disease of the lower limbs, amputation of the lower limb.
  • Contraindication to magnetic resonance imaging;
  • Subjects who cannot be contacted in an emergency;
  • Subject in exclusion period of another study;
  • Subject under administrative or judicial supervision;
  • Persons referred to in Articles L1121-5 to L1121-8 of the "Code de la Santé Publique" (corresponds to all protected persons: pregnant women, women in labor, nursing mothers, persons deprived of their liberty by judicial or administrative decision, persons subject to a legal protection measure).

Trial locations and contacts

1 site in 1 country.

France1 site
  • Grenoble Aalpes University Hospital

    Grenoble, Veuillez Sélectionner Une Région., 38000

Other trials in France

About this study

By inducing endogenous neuroprotection, hypoxic post-conditioning following stroke may represent a harmless and efficient non-pharmacological innovative neuro-therapeutic modality aiming at inducing neuroplasticity and brain repair, as supported by many preclinical studies.

The investigators thus hypothesize that hypoxic post-conditioning represents a safe therapeutic strategy post-stroke. The investigators further hypothesize that hypoxic conditioning could enhance neuroplasticity and function in combination with conventional rehabilitative care.

Read more

The primary study endpoint will be safety. Safety will be assessed through the clinical review of the adverse events over the duration of the study, every 48 hours by a trained evaluator, blinded for the therapeutic intervention.

The investigators will further investigate the potential functional benefits of such a therapeutic approach on motor function, gait, balance, and cognition. The neurophysiological substrates of hypoxic conditioning-triggered neuroplasticity at a subacute delay post-stroke will also be investigated, based on biological and imagery markers.

Read the detailed description

Stroke is the second leading cause of death and the third leading cause of disability-adjusted life-years worldwide. If acute stroke therapy has decreased mortality, more than 50% of stroke survivors are left with sensorimotor and cognitive deficiencies. Recovery and rehabilitation treatments, aiming at inducing neuroplasticity, maximizing function in unaffected brain areas or implementing compensatory strategies to improve overall function, benefit from an extensive time window that ranges from days to months. Their development is urgently needed.

Several endogenous neuroprotective mechanisms are spontaneously engaged following stroke to achieve neuroprotection and stimulate brain repairing processes. Conditioning the central nervous system can trigger endogenous mechanisms of neuroprotection. Conditioning refers to a procedure by which a potentially deleterious stimulus is applied near to but below the threshold of damage to the organism. While hypoxia is well recognized as a common underlying mechanism of many pathological conditions, experimental data indicate that exposure to specific doses of hypoxia (by breathing a hypoxic gas mixture) can be neuroprotective.

Preconditioning is defined as the exposure to the conditioning stimulus before injury onset, to induce tolerance or resistance to the subsequent injury. Postconditioning refers to the application of the conditioning stimulus after injury or damage, to stimulate tissue reparation or neuroplasticity. As stroke is an unpredictable event, translating hypoxic preconditioning to clinical practice seems difficult. However, developing postconditioning strategies seems of clinical and rehabilitative relevance. Thus, an increase in neuronal salvage and neurogenesis, along with an increase in brain-derived neurotrophic factor expression and a reduced neuroinflammation were shown in murine models of hypoxic conditioning following ischemic stroke.

By inducing endogenous neuroprotection, hypoxic conditioning may represent a harmless and efficient non-pharmacological innovative neuro-therapeutic modality aiming at inducing neuroplasticity and brain repair, as supported by many preclinical studies.

The main working hypothesis is that hypoxic postconditioning may represent a safe therapeutic strategy post-stroke.

The investigators further hypothesize that hypoxic conditioning could enhance neuroplasticity and function in combination with conventional rehabilitative care.

The primary study endpoint will be safety. Safety will be assessed through the clinical review of the adverse events over the duration of the study, every 48 hours by a trained evaluator, blinded for the therapeutic intervention.

All adverse events will be evaluated and quoted in accordance with National Institute of Health Common Criteria for Terminology for Adverse Events 5.0 (NIH CCTAE) recommendations, particularly with respect to Sub-sections "Cardiac disorders ", "Nervous system disorders" and "Vascular Disorders". Safety assessments will be performed every 48 hours, throughout the 8-week conditioning period, in addition to the conventional clinical follow-up performed in the rehabilitation unit.

The potential functional benefits of such a therapeutic approach on motor function, gait, balance, and cognition will also be further investigated. The neurophysiological substrates of hypoxic conditioning-triggered neuroplasticity at a subacute delay post-stroke will be investigated, based on biological (serum inflammatory markers, growth and neurogenesis biomarkers) and imagery markers (morphological MRI sequences, functional connectivity (resting state), and brain vascularization).

Being tested
Hypoxia, intermittent, Normoxia
Keywords
Stroke, Hypoxic conditioning, Intermittent hypoxia, Recovery, Biomarkers, Safety
Medical subject headings
Ischemic Stroke, Stroke

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • Hypoxia, intermittentDrug

    Also called Hypoxic conditioning, Hypoxia

    The device used to generate the intermittent hypoxia stimulus is a gas mixer used in current clinical practice and research (Altitrainer®, SMTEC S.A. Switzerland). The hypoxic stimulus will be obtained by having the subject inhale a gas mixture enriched in nitrogen by means of a mask, in variable proportion according to the desired degree of hypoxia.

    Hypoxic conditioning will be performed in three one-hour sessions per week, performed non-consecutively, for 8 weeks. The hypoxic stimulus will be intermittent, and each session will consist of 7 cycles of 5 minutes of hypoxia alternating with 3 minutes of normoxia (FiO2 = 21%). The subjects will be installed in a semi-recumbent position, at rest in a quiet environment.

    For hypoxic exposure, the inspired fraction of oxygen (FiO2) will be set individually to achieve the targeted level of desaturation (Pulse Oxygen Saturation, SpO2) continuously monitored.

  • NormoxiaOther

    The normoxic stimulus will be obtained by having the subjects inhale via a face mask a normoxic gas mixture with a fixed FiO2 of 21%, delivered by the gas mixing device (Altitrainer®, SMTEC S.A. Switzerland).

Study groups in NCT05210088
Study groupRoleWhat they receive
PHASE 1- Dose escalation protocolExperimental4-step dose-escalation protocol with increasing doses of intermittent hypoxia and continuous reassessment of safety criteria (primary endpoint). Hypoxic conditioning will be performed in three one-hour sessions per week, performed non-consecutively, for 8 weeks. The hypoxic stimulus will be intermittent, and each session will consist of 7 cycles of 5 minutes of hypoxia alternating with 3 minutes of normoxia (FiO2 = 21%). The subjects will be installed in a semi-recumbent position, at rest in a quiet environment. For hypoxic exposure, the inspired fraction of oxygen (FiO2) will be set individually to achieve the targeted level of desaturation (Pulse Oxygen Saturation, SpO2) continuously monitored: 90% for stage 1 (n=1 patient), 85% for stage 2 (n=3 patients), 80% for stage 3 (n=3 patients), 75% for stage 4 (n=3 patients).
Receives: Drug: Hypoxia, intermittent
PHASE 2 - Intermittent hypoxia groupActive comparatorGroup exposed to an intermittent hypoxic stimulus (n=20, target pulsed saturation in dioxygen 75%). The device used is a gas mixer already in use in the unit and used in current clinical practice and research in our team (Altitrainer®, Sport and Medical TEChnologies S.A. (SMTEC S.A.), Switzerland). The hypoxic stimulus will be obtained by having the subject inhale a gas mixture enriched in nitrogen by means of a mask, in variable proportion according to the desired degree of hypoxia. Hypoxic conditioning will be performed in three one-hour sessions per week, performed non-consecutively, for 8 weeks. The hypoxic stimulus will be intermittent, and each session will consist of 7 cycles of 5 minutes of hypoxia alternating with 3 minutes of normoxia (FiO2 = 21%). The subjects will be installed in a semi-recumbent position, at rest in a quiet environment. For hypoxic exposure, the FiO2 will be set individually to achieve the targeted level of desaturation.
Receives: Drug: Hypoxia, intermittent
PHASE 2 - Sham (Normoxia) groupSham comparatorNormoxia group (n=10, FiO2 = 21%). The same setting will be used as in the Intermittent hypoxia group, but subjects will breathe ambient air throughout the conditioning procedure.
Receives: Other: Normoxia

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Secondary adverse events

    The safety of such a therapeutic strategy will be assessed by systematic screening for adverse events at each conditioning session and at follow-up visits throughout the duration of exposure (8 weeks) by a trained experimenter, blinded to the therapeutic intervention.

    All adverse events will be assessed and scored as a composite endpoint according to the NIH CCTAE 5.0 (National Institute of Health Common Terminology Criteria for Adverse Events), including in particular those listed in the sub-sections on "Cardiological Pathologies", "Central Nervous System Pathologies" and "Vascular Pathologies".

    Measured: Through study completion, an average of 8 weeks

Secondary outcomes (14)
  1. Fugl-Meyer

    Function - Fugl-Meyer motor function Score range: 0-100 Higher values indicate better performance. A score of 96-99 indicates light motor incoordination A score of 85-95 indicates hemiparesis A score ≤ 84 indicates hemiplegia

    Measured: Phase 1: Inclusion, 2 months; Phase 2: Inclusion, 2 months, 6 months

  2. New Functional ambulation category (nFAC) score

    Function - New Functional ambulation category (nFAC) score Score range: 0-5 A score of 0 indicates no functional ability to walk A score of 5 indicates independent walking

    Measured: Phase 1: Inclusion, 2 months; Phase 2: Inclusion, 2 months, 6 months

  3. Prospective collection of number of falls

    Function - Prospective collection of number of falls

    Measured: Phase 1: Inclusion, 2 months; Phase 2: Inclusion, 2 months, 6 months

  4. Modified Rankin Scale (mRS)

    Activity limitation - Modified Rankin Scale (mRS) Score range: 0-6 The mRS scores range from à (no symptom) to 6 (death)

    Measured: Phase 1: Inclusion, 2 months; Phase 2: Inclusion, 2 months, 6 months

  5. Barthel index

    Activity limitation - Barthel index Score range: 0-100 The higher the score, the better the function and the independence

    Measured: Phase 1: Inclusion, 2 months; Phase 2: Inclusion, 2 months, 6 months

  6. 16-item Stroke Impact Scale

    Participation The higher the score, the better the performance.

    Measured: Phase 1: Inclusion, 2 months; Phase 2: Inclusion, 2 months, 6 months

  7. 10-metre walk test

    Mobility - Instrumented 10-metre walk test, carried out at spontaneous walking speed, 3 trials: collection of quantitative spatiotemporal step parameters and their variability, collection of walking speed.

    Measured: Phase 1: Inclusion, 2 months; Phase 2: Inclusion, 2 months, 6 months

  8. Timed-up and Go test

    Mobility - Timed-up and Go test: 3 trials

    Measured: Phase 1: Inclusion, 2 months; Phase 2: Inclusion, 2 months, 6 months

  9. Montreal Cognitive Assessment

    Neuropsychological assessment Score range: 0-30 Normal if >26/30 The higher the score, the better the cognitive performance.

    Measured: Phase 1: Inclusion, 2 months; Phase 2: Inclusion, 2 months, 6 months

  10. Magnetic resonance imagery - Morphological sequences

    The acquisitions will be performed on a 3 Tesla magnetic resonance imaging (MRI) machine.

    High-resolution anatomical sequences: T1, T2, FLAIR, for calculation of lesion volume and delineation of lesion mask.

    Measured: Phase 1: Inclusion; Phase 2: Inclusion, 2 months, 6 months

  11. Magnetic resonance imagery - Diffusion and perfusion sequences

    The acquisitions will be performed on a 3 Tesla magnetic resonance imaging (MRI) machine.

    Bolus perfusion (gadolinium) T1 and Diffusion Tensor Imaging (DTI, 60 directions or High Angular Resolution Diffusion Imaging (HARDI)), allowing calculation of the Apparent Diffusion Coefficient (ADC) map.

    Measured: Phase 1: Inclusion; Phase 2: Inclusion, 2 months, 6 months

  12. Magnetic resonance imagery - Cerebral blood flow

    The acquisitions will be performed on a 3 Tesla magnetic resonance imaging (MRI) machine.

    Cerebral vasoreactivity (to a hypercapnic stimulus) assessed by Arterial Spin Labelling (ASL) and Blood oxygenation level-dependent (BOLD) sequences.

    Measured: Phase 1: Inclusion; Phase 2: Inclusion, 2 months, 6 months

  13. Magnetic resonance imagery - Resting state functional magnetic resonance imaging (fMRI)

    The acquisitions will be performed on a 3 Tesla magnetic resonance imaging (MRI) machine.

    Functional connectivity measurements.

    Measured: Phase 1: Inclusion; Phase 2: Inclusion, 2 months, 6 months

  14. Cerebral Blood Flow

    Cerebral blood flow will be assessed by measuring the flow velocity in the middle cerebral artery (MCAv), estimated by continuous measurement of the right middle cerebral artery using a 2 megahertz (MHz) pulsed transcranial Doppler (TCD) (MultiDop T, Compumedics Germany GmbH, Germany). Following standardized research techniques, the Doppler probe will be fixed to the temporal window with the aid of a helmet (DiaMon, Compumedics Germany GmbH) to maintain an optimal insonation position throughout the study and thus avoid any movement artifact.

    Measured: Phase 1: Inclusion; Phase 2: Inclusion, 2 months, 6 months

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted27 Jan 2022
  2. Study start1 Jan 2024
  3. Primary completion1 Jan 2024
  4. Study completion1 Jan 2024

Why it stopped: faisability

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 1/2
Primary purpose
Other
Allocation
Randomised
Intervention model
Sequential
Model description
Phase I (safety and tolerability) clinical trial (impact on intermediate endpoints) evaluating a chronic (one month) hypoxic conditioning strategy for stroke, single-center, dose-escalation accelerated titration design (Liu S., Contemp. Clin. Trials. 2013) with continuous safety reassessment method. Dose escalation protocol. Dose escalation consisting of 4 successive steps, with increasing doses of hypoxia and continuous reassessment of safety criteria (primary endpoint, see below) Phase 2: Randomised, double-blind, controlled study comparing a group exposed to intermittent hypoxic post-conditioning versus a group exposed for the same duration and under the same conditions to a normoxic stimulus.
Masking
Double blind
Who is masked
Participant, Outcomes assessor
Enrolment
0 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT05210088
Sponsor's protocol ID
2021-A00104-37
Acronym
PLASTIHC
Status last verified
Jun 2024
First submitted
5 Oct 2021
Last updated
4 Jun 2024
Results posted
No
Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
Yes: Data collected for the study, including deidentified individual participant data will be made available to others following the publication of this article, for academic purposes (e.g., meta-analyses) on request to the principal investigator, after the publication of the results of the present study.

Publications

  • Verges S, Chacaroun S, Godin-Ribuot D, Baillieul S. Hypoxic Conditioning as a New Therapeutic Modality. Front Pediatr. 2015 Jun 22;3:58. doi: 10.3389/fped.2015.00058. eCollection 2015.

    PubMed 26157787
  • Baillieul S, Chacaroun S, Doutreleau S, Detante O, Pepin JL, Verges S. Hypoxic conditioning and the central nervous system: A new therapeutic opportunity for brain and spinal cord injuries? Exp Biol Med (Maywood). 2017 Jun;242(11):1198-1206. doi: 10.1177/1535370217712691.

    PubMed 28585890
  • Burtscher J, Syed MMK, Lashuel HA, Millet GP. Hypoxia Conditioning as a Promising Therapeutic Target in Parkinson's Disease? Mov Disord. 2021 Apr;36(4):857-861. doi: 10.1002/mds.28544. Epub 2021 Feb 27.

    PubMed 33638916

Questions about this trial

What is this clinical trial studying?

A Phase 1/2 study testing Hypoxia, intermittent and Normoxia in people with Stroke, Ischemic and Stroke Sequelae, run by University Hospital, Grenoble at 1 site in France.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 7 inclusion and 17 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: withdrawn, as of the sponsor's last update on 4 Jun 2024. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in France. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. Some participants in this study may receive a placebo. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this combined phase mean?

Phase 1 studies test a treatment in a small group of people for the first time or in a new way, mainly to check safety and find the right dose.

Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

The study was withdrawn before enrolling participants, so there are no results.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Secondary adverse events (time frame: Through study completion, an average of 8 weeks). It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT05210088, which also lists 3 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 4 Jun 2024.

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