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Extensive Stage Small Cell Lung CancerPhase 1/2NCT05142696

A Study of [177Lu]Lu-DOTA-TATE in Newly Diagnosed ES-SCLC Patients in Combination With Carboplatin, Etoposide and Atezolizumab

A Phase 1/2 study testing [177Lu]Lu-DOTA-TATE, Atezolizumab and [68Ga]Ga-DOTA-TATE in people with Extensive Stage Small Cell Lung Cancer, run by Novartis Pharmaceuticals at 27 sites in 12 countries.

Active, not recruiting

Under way, not looking for participants. Everyone needed has enrolled. The study is still running.

Official record
Search all trials

Trial summary

This study aims to establish a safe and well tolerated dose of [177Lu]Lu-DOTA-TATE in combination with carboplatin, etoposide and atezolizumab in this setting and to assess preliminary efficacy of this combination treatment versus the combination of carboplatin, etoposide, and atezolizumab.The study will be essential… Read more about this study

Who is it for?
Ages 18 to 100 years
Conditions the study is for
Extensive Stage Small Cell Lung Cancer
What is being tested?
[177Lu]Lu-DOTA-TATE, Atezolizumab and [68Ga]Ga-DOTA-TATE
Type of treatment
Injection or infusion
Could I receive a placebo?
No, everyone receives an active treatment
How many people
55 participants
Where
27 sitesin 12 countries
Study dates
13 Jul 2022to 7 Mar 2028
Phase
Phase 1/2
Are there results?
Not yet: the study is under way

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 to 100 years
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • Participant is >= 18 years on the day of signing informed consent form
  • Histologically or cytologically confirmed ES-SCLC
  • Presence of measurable disease
  • No prior systemic treatment for ES-SCLC (except the first cycle of chemotherapy with or without atezolizumab of the induction period
  • ECOG status =< 1
  • Provision of tumor tissue to support exploratory biomarker analysis
  • Life expectancy of >= 6 months

Who cannot join

  • Participant has received prior therapy with an antibody or drug against immune checkpoint pathways
  • Active autoimmune diseases or history of autoimmune diseases that may relapse
  • Severe chronic or active infections (including active tuberculosis, HBV, or HCV infection) requiring systemic antibacterial, antifungal or antiviral therapy within 2 weeks before Cycle 1 Day 1
  • Any major surgical procedure requiring general anesthesia =< 28 days before Cycle 1 Day 1
  • History or current diagnosis of electrocardiogram (ECG) abnormalities indicating significant risk of safety for participants participating in the study
  • Known hypersensitivity to the active substances or any of the excipients of the study drugs
  • Concurrent participation in another therapeutic clinical study

Trial locations and contacts

27 sites in 12 countries.

27 sites in 12 countries

United States7 sites
  • University Cancer and Blood Center LLC

    Athens, Georgia, 30607

  • University Hospitals Of Cleveland

    Cleveland, Ohio, 44106

  • Hackensack University Medical Ctr

    Hackensack, New Jersey, 07601

  • University of Kentucky

    Lexington, Kentucky, 40536

  • AdventHealth

    Orlando, Florida, 32804

  • Fox Chase Cancer Center

    Philadelphia, Pennsylvania, 19111

  • St Louis University

    St Louis, Missouri, 63104

Other trials in United States

Spain4 sites
  • Novartis Investigative Site

    Barcelona, 08035

  • Novartis Investigative Site

    Madrid, 28009

  • Novartis Investigative Site

    Madrid, 28040

  • Novartis Investigative Site

    Málaga, 29010

Other trials in Spain

France3 sites
  • Novartis Investigative Site

    Lille, 59000

  • Novartis Investigative Site

    Marseille, 13885

  • Novartis Investigative Site

    Montpellier, 34298

Other trials in France

Israel3 sites
  • Novartis Investigative Site

    Beersheba, 8457108

  • Novartis Investigative Site

    Ramat Gan, 5265601

  • Novartis Investigative Site

    Tel Aviv, 6423906

Other trials in Israel

China2 sites
  • Novartis Investigative Site

    Beijing, 100036

  • Novartis Investigative Site

    Shanghai, 200032

Other trials in China

South Korea2 sites
  • Novartis Investigative Site

    Seoul, 03722

  • Novartis Investigative Site

    Seoul, 05505

Other trials in South Korea

Austria1 site
  • Novartis Investigative Site

    Vienna, 1090

Other trials in Austria

Canada1 site
  • Novartis Investigative Site

    Montreal, Quebec, H2X 1R9

Other trials in Canada

Czechia1 site
  • Novartis Investigative Site

    Olomouc, 779 00

Other trials in Czechia

Germany1 site
  • Novartis Investigative Site

    Essen, 45147

Other trials in Germany

Singapore1 site
  • Novartis Investigative Site

    Singapore, 168583

Other trials in Singapore

United Kingdom1 site
  • Novartis Investigative Site

    Guildford, Surrey, GU2 7XX

Other trials in United Kingdom

About this study

Official title: A Phase Ib/II Dose Finding Study Assessing Safety and Efficacy of [177Lu]Lu-DOTA-TATE in Newly Diagnosed Extensive Stage Small Cell Lung Cancer (ES-SCLC) in Combination With Carboplatin, Etoposide, and Atezolizumab in Induction and With Atezolizumab in Maintenance Phase

This study aims to establish a safe and well tolerated dose of [177Lu]Lu-DOTA-TATE in combination with carboplatin, etoposide and atezolizumab in this setting and to assess preliminary efficacy of this combination treatment versus the combination of carboplatin, etoposide, and atezolizumab.The study will be essential to assess a new potential therapeutic option in participants with this aggressive cancer type.

Read the detailed description

The study for each participant consists of a Screening period, a Treatment period that includes an Induction treatment period and a Maintenance treatment period, and a Follow-up period.

The study will consist of a Phase Ib dose escalation with concurrent backfill part and a randomised controlled Phase II part.

During the screening period of up to 28 days before starting SCLC treatment, each participant will be assessed for somatostatin receptor (SSTR) expression by [68Ga]Ga-DOTA-TATE imaging PET/scan.

The dose escalation part in this study will be guided by the dose limiting toxicity (DLT) rate observed during the DLT period. To achieve a more robust dataset and to aid dose decisions, additional participants may be backfilled in each dose level.

Upon declaring RD, a 1:1 randomised Phase II with approximately 140 participants with newly diagnosed ES-SCLC will be enrolled and receive either [177Lu]Lu-DOTA-TATE at the RD in combination with carboplatin, etoposide and atezolizumab (experimental arm) or carboplatin, etoposide and atezolizumab alone (control arm).

Being tested
[177Lu]Lu-DOTA-TATE, Atezolizumab, [68Ga]Ga-DOTA-TATE, Carboplatin, Etoposide
Keywords
Extensive Stage Small Cell Lung Cancer, ES-SCLC, Radioligand therapy, RLT, [177Lu]Lu-DOTA-TATE, Lutathera, Lutetium (177Lu) oxodotreotide, Lutetium Lu 177 dotatate, atezolizumab, carboplatin, etoposide

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • [177Lu]Lu-DOTA-TATEDrug

    Also called Lutathera, Lutetium (177Lu) oxodotreotide, Lutetium Lu 177 dotatate

    Solution for infusion of [177Lu]Lu-DOTA-TATE will be administered as follows:

    • 2 administrations during the induction period on either Day 3, 4 or 5 of Week 1 and on Week 7 Day 3
    • 1 to 4 administrations during the maintenance period on Week 13 Day 1, Week 16 Day 1, Week 19 Day 1 and Week 22 Day 1, depending on the dose assessed
  • AtezolizumabDrug

    Atezolizumab 1200 mg on Day 1 from Cycle 2 every 3 weeks in induction and maintenance period

  • [68Ga]Ga-DOTA-TATEDrug

    2 MBq/kg of body weight (0.054 mCi/kg), with a minimum dose of 100 MBq (2.7 mCi) and maximum dose of 200 MBq (5.4 mCi)

  • CarboplatinOther

    Four cycles of carboplatin AUC 5 on Day 1 every 3 weeks (Weeks 1, 4, 7 and 10) in induction period

  • EtoposideOther

    Four cycles of etoposide 100 mg/m2 on Day 1-3, every 3 weeks (Weeks 1, 4, 7 and 10) in induction period

Study groups in NCT05142696
Study groupRoleWhat they receive
Dose Level 1 (DL1)ExperimentalDose Level 1 (DL1): [177Lu]Lu-DOTA-TATE 100 mCi with carboplatin AUC 5 D1, etoposide 100 mg/m2 D1-3, and atezolizumab 1200 mg in induction period, then [177Lu]Lu-DOTA-TATE 100 mCi plus atezolizumab 1200 mg in the maintenance period.
Receives: Drug: [177Lu]Lu-DOTA-TATE; Drug: Atezolizumab; Drug: [68Ga]Ga-DOTA-TATE; Other: Carboplatin; Other: Etoposide
Dose Level 2a (DL2a)ExperimentalDose Level 2a (DL2a): [177Lu]Lu-DOTA-TATE 150 mCi with carboplatin AUC 5 D1, etoposide 100 mg/m2 D1-3 and atezolizumab 1200 mg in induction period, then [177Lu]Lu-DOTA-TATE 150 mCi plus atezolizumab 1200 mg in the maintenance period.
Receives: Drug: [177Lu]Lu-DOTA-TATE; Drug: Atezolizumab; Drug: [68Ga]Ga-DOTA-TATE; Other: Carboplatin; Other: Etoposide
Dose Level 2b (DL2b)ExperimentalDose Level 2b (DL2b): [177Lu]Lu-DOTA-TATE 150 mCi with carboplatin AUC 5 D1, etoposide 100 mg/m2 D1-3 and atezolizumad 1200 mg in induction period, then [177Lu]Lu-DOTA-TATE 200 mCi plus atezolizumab 1200 in the maintenance period.
Receives: Drug: [177Lu]Lu-DOTA-TATE; Drug: Atezolizumab; Drug: [68Ga]Ga-DOTA-TATE; Other: Carboplatin; Other: Etoposide
Dose Level 3a (DL3a)ExperimentalDose Level 3a (DL3a): [177Lu]Lu-DOTA-TATE 200 mCi with carboplatin AUC 5 D1, etoposide 100 mg/m2 D1-3, and atezolizumab 1200 mg in induction period, then [177Lu]Lu-DOTA-TATE 200 mCi plus atezolizumab 1200 mg in the maintenance period.
Receives: Drug: [177Lu]Lu-DOTA-TATE; Drug: Atezolizumab; Drug: [68Ga]Ga-DOTA-TATE; Other: Carboplatin; Other: Etoposide
Dose Level 3b (DL3b)ExperimentalDose Level 3b (DL3b): [177Lu]Lu-DOTA-TATE 200 mCi with carboplatin AUC 5 D1, etoposide 100 mg/m2 D1-3, and atezolizumab 1200 mg in induction period, then [177Lu]Lu-DOTA-TATE 250 mCi plus atezolizumab 1200 mg in the maintenance period.
Receives: Drug: [177Lu]Lu-DOTA-TATE; Drug: Atezolizumab; Drug: [68Ga]Ga-DOTA-TATE; Other: Carboplatin; Other: Etoposide
Dose Level 4 (DL4)ExperimentalDose Level 4 (DL4): [177Lu]Lu-DOTA-TATE 250 mCi with carboplatin AUC 5 D1, etoposide 100 mg/m2 D1-3 and atezolizumab 1200 mg in induction period, then [177Lu]Lu-DOTA-TATE 250 mCi plus atezolizumab 1200 mg in the maintenance period.
Receives: Drug: [177Lu]Lu-DOTA-TATE; Drug: Atezolizumab; Drug: [68Ga]Ga-DOTA-TATE; Other: Carboplatin; Other: Etoposide
Phase II Experimental armExperimental[177Lu]Lu-DOTA-TATE at recommended dose declared in phase I part in combination with carboplatin, etoposide and atezolizumab (experimental arm)
Receives: Drug: Atezolizumab; Drug: [68Ga]Ga-DOTA-TATE; Other: Carboplatin; Other: Etoposide
Phase II Control armOtherCarboplatin, etoposide and atezolizumab alone (control arm)
Receives: Drug: Atezolizumab; Drug: [68Ga]Ga-DOTA-TATE; Other: Carboplatin; Other: Etoposide

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Phase 1b: Frequency of dose limiting toxicities (DLTs), Adverse Events (AEs), Serious Adverse Events (SAEs) and AEs leading to treatment discontinuation

    A dose-limiting toxicity (DLT) is defined as an AE or abnormal laboratory value assessed as unrelated to disease, disease progression, intercurrent illness, or concomitant medications with an onset within the first cycle of initiation of [177Lu]Lu-DOTA-TATE treatment. The National Cancer Institute Common Terminology Criteria for Adverse events (NCI CTCAE) version 5.0 will be used for AE grading.

    Measured: Within the first six weeks of [177Lu]Lu-DOTA-TATE treatment]

  2. Phase ll: Overall survival (OS)

    To assess efficacy of [177Lu]Lu-DOTA-TATE in combination with atezolizumab, carboplatin, and etoposide (experimental arm) versus standard of care consisting of carboplatin, etoposide, and atezolizumab (control arm) in terms of overall survival

    Measured: In the phase II part: From date of randomization until date of death from any cause, assessed up to 3 years (estimated final Overall Survival (OS) analysis)

Secondary outcomes (12)
  1. Phase lb: Objective Response Rate (ORR) based on Investigator assessment

    Objective Response Rate (ORR) defined as the proportion of participants with a best overall confirmed complete response (CR) or partial response (PR) as assessed per Response Evaluation Criteria in Solid Tumors (RECIST) 1.1 by Investigator assessment

    Measured: From date of randomization until date of progression or date of death from any cause, whichever come first, assessed for up to 3 years (estimated final Overall Survival (OS) analysis)

  2. Phase lb: Duration of Response (DOR)

    Duration of Response (DOR), calculated as the time from the date of the first documented CR or PR to the first documented progression or death due to underlying cancer. Participants continuing without progression or death due to underlying cancer will be censored at the date of their last adequate tumor assessment. DOR will be listed and summarized by dose level combination and checkpoint inhibitor in Phase Ib and by treatment group in Phase II part for all participants in the FAS with confirmed BOR of CR or PR.

    Measured: From date of randomization until date of progression or date of death from any cause, whichever come first, assessed for up to 3 years (estimated final Overall Survival (OS) analysis)

  3. Phase lb: Progression Free Survival (PFS) based on Investigator assessment

    Progression Free Survival (PFS) is defined as the time from the date of first dose to the date of the first documented progression or death due to any cause. PFS will be assessed via local review according to RECIST 1.1. If no PFS event is observed, PFS will be censored at the date of the late adequate tumor assessment prior to data cut-off date and start of new anti-neoplastic therapy, whichever comes first.

    PFS will be analyzed in the FAS population according to the assigned dose level combination and checkpoint inhibitor in Phase Ib and by treatment group in Phase II part. The PFS distribution will be estimated using the Kaplan-Meier method, and the Kaplan-Meier curves, medians and 95% confidence intervals of the medians will be presented for each dose level combination and checkpoint inhibitor in Phase Ib and by treatment group in Phase II part.

    Measured: From date of randomization until date of progression or date of death from any cause, whichever come first, assessed for up to 3 years (estimated final OS analysis)

  4. Phase lb: Overall Survival (OS)

    OS is defined as the time from date of first dose to date of death due to any cause in Phase Ib. If a participant is not known to have died, then OS will be censored at the latest date the participant was known to be alive (on or before the cut-off date).

    OS will be analyzed in the FAS population according to the assigned dose cohort and checkpoint inhibitor in Phase Ib. The OS distribution will be estimated using the Kaplan-Meier method, and the Kaplan-Meier curves, medians and 95% confidence intervals of the medians will be presented for each dose level combination and checkpoint inhibitor in Phase Ib Kaplan-Meier estimates with 95% confidence intervals every 6 months will be summarized as well by dose level combination, checkpoint inhibitor in Phase Ib and treatment group in Phase II part.

    Measured: From date of randomization until date of death from any cause, assessed up to 3 years (estimated final Overall Survival (OS) analysis)

  5. Phase ll: Progression free survival (PFS) by investigator assessment

    Progression Free Survival (PFS) is defined as the time from the date of first dose to the date of the first documented progression or death due to any cause. PFS will be assessed via local review according to RECIST 1.1. If no PFS event is observed, PFS will be censored at the date of the late adequate tumor assessment prior to data cut-off date and start of new anti-neoplastic therapy, whichever comes first.

    Measured: From date of randomization until date of progression or date of death from any cause, whichever come first, assessed for up to 3 years (estimated final OS analysis)

  6. Phase ll: Objective Response Rate (ORR) by investigator assessment

    Objective response rate (ORR) is defined as the percentage of participants with confirmed best overall confirmed complete response (CR) or partial response (PR), as per local review and according to RECIST 1.1 by Investigator assessment.

    Measured: From date of randomization until date of progression or date of death from any cause, whichever come first, assessed for up to 3 years (estimated final Overall Survival (OS) analysis)

  7. Phase ll: Duration of Response (DOR) by investigator assessment

    Duration of Response (DOR), calculated as the time from the date of the first documented CR or PR to the first documented progression or death due to underlying cancer. Participants continuing without progression or death due to underlying cancer will be censored at the date of their last adequate tumor assessment. DOR will be listed and summarized by dose level combination and checkpoint inhibitor in Phase Ib and by treatment group in Phase II part for all participants in the FAS with confirmed BOR of CR or PR.

    Measured: From date of randomization until date of progression or date of death from any cause, whichever come first, assessed for up to 3 years (estimated final Overall Survival (OS) analysis)

  8. Incidence and severity of adverse events (AEs), serious AEs (SAEs), changes in hematology and chemistry values, vital signs, and ECGs; dose interruptions, discontinuations, and reductions

    To characterize the safety and tolerability of [177Lu]Lu-DOTA-TATE in combination with carboplatin, etoposide, and atezolizumab in induction treatment and with atezolizumab in maintenance treatment in newly diagnosed participants with ES-SCLC

    Measured: From date of randomisation until date of progression or date of death from any cause, whichever comes first, assessed for up to 3 years

  9. Incidence and severity of Adverse Events (AEs) and serious Adverse Events (SAEs) within 48 hours after [68Ga]Ga-DOTA-TATE infusion

    To assess the safety and tolerability of [68Ga]Ga-DOTA-TATE in participants with newly diagnosed ES-SCLC

    Measured: up to 48 hours following the start of [68Ga]Ga-DOTA-TATE administration]

  10. Phase lb and II: Absorbed radiation doses of [177Lu]Lu-DOTA-TATE

    To characterize the pharmacokinetics (PK) and dosimetry of [177Lu]Lu-DOTA-TATE in participants with newly diagnosed ES-SCLC

    Measured: Week 7 Day 3

  11. Phase lb: PK parameters of [177Lu]Lu-DOTA-TATE in blood

    Blood samples for radioactivity measurement will be collected in all participants who undergo dosimetry assessments (i.e. first 3 participants at dose levels 1, 2a or 2b, 3a or 3b, and 4). For the rest of participants , blood samples will be taken before the start of [177Lu]Lu-DOTA-TATE infusion, at the end of infusion, and then at 2h, 6h after the end of [177Lu]Lu-DOTA-TATE infusion. Blood samples will be drawn in heparinized tubes. Radioactivity measurements on blood will be performed locally on site, using a gamma-counter.

    Measured: Week 7 Day 3 (pre-dose, before the end of infusion, 2 hours post-dose, 6 hours post-dose), Week 7 Day 4 (24 hours post-dose), Week 7 Day 5 (48 hours post-dose), Week 8 Day 3 (168 hours post-dose)

  12. Phase II: PK parameters of [177Lu]Lu-DOTA-TATE in blood

    Blood samples for radioactivity measurement will be collected in approximately 10 participants who undergo dosimetry assesments. In the participants that will undergo dosimetry assessments, an additional whole body planar transmission scan with the participant needs to be performed for the qualification of the dosimetry setup before the first infusion of [177Lu]Lu-DOTA-TATE.

    A SPECT/CT scan will be acquired after the 1st, 2nd, and 4th administration of [177Lu]Lu-DOTA-TATE.

    Measured: Week 1 Day 3, Week 7 Day 3 (pre-dose, before the end of infusion, post-dose: 2 hours, 6 hours, 24 hours, 48 hours, 168 hours), Week 13 Day 1 (pre-dose, before the end of infusion, post-dose: 2 hours, 6 hours, 24 hours, 48 hours post-dose)

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted2 Dec 2021
  2. Study start13 Jul 2022
  3. Primary completion7 Mar 2028 (estimated)
  4. Study completion7 Mar 2028 (estimated)

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 1/2
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Sequential
Masking
None (open label)
Enrolment
55 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT05142696
Sponsor's protocol ID
CAAA601A42101
Other IDs
2021-004155-16, 2024-513185-19-00
Status last verified
Aug 2026
First submitted
15 Nov 2021
Last updated
19 Aug 2026
Results posted
No
Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
Individual data sharing
No

Questions about this trial

What is this clinical trial studying?

A Phase 1/2 study testing [177Lu]Lu-DOTA-TATE, Atezolizumab and [68Ga]Ga-DOTA-TATE in people with Extensive Stage Small Cell Lung Cancer, run by Novartis Pharmaceuticals at 27 sites in 12 countries.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 7 inclusion and 7 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: under way, not looking for participants, as of the sponsor's last update on 19 Aug 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 27 sites in United States, Spain, France, Israel, China and 7 more countries. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this combined phase mean?

Phase 1 studies test a treatment in a small group of people for the first time or in a new way, mainly to check safety and find the right dose.

Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

This study is still under way. Results are not available in the source record yet.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Phase 1b: Frequency of dose limiting toxicities (DLTs), Adverse Events (AEs), Serious Adverse Events (SAEs) and AEs leading to treatment discontinuation (time frame: Within the first six weeks of [177Lu]Lu-DOTA-TATE treatment]). The study lists 2 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 19 Aug 2026.

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