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Amyotrophic Lateral SclerosisKETO-ALSNCT04820478

Efficacy and Tolerability of Beta Hydroxybutyrate Ester in Patients With Amyotrophic Lateral Sclerosis (ALS)

A study testing Beta Hydroxybutyrate Ester (KetoneAid KE4) in people with Amyotrophic Lateral Sclerosis, run by University of Ulm at 1 site in Germany.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
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Trial summary

Weight loss is a known negative prognostic factor in amyotrophic lateral sclerosis (ALS). One potential mechanism of weight loss in ALS is a disturbance of the mitochondrial complex I which causes an energy deficit in affected cells. Read more about this study

Who is it for?
Ages 18 years and older
Conditions the study is for
Amyotrophic Lateral Sclerosis
What is being tested?
Beta Hydroxybutyrate Ester (KetoneAid KE4)
Could I receive a placebo?
Yes, some participants may receive a placebo
How many people
81 participants
Where
1 siteGermany
Study dates
1 Apr 2022to 12 Feb 2025
Phase
Interventional
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 years and older
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • Probable (clinically or laboratory) or definite ALS according to the revised version of the El Escorial World Federation of Neurology criteria
  • loss of Amyotrophic Lateral Sclerosis Functional Rating Scale Revised (ALSFRS-R) of ≥ 0.33 points per month since onset (first paresis), based on the formula: (48 - score at screening visit) / (months between onset and screening visit)
  • age ≥ 18 years
  • continuously treated with 100 mg riluzole per day for at least 4 weeks
  • capable of thoroughly understanding all information given and giving full informed consent according to good clinical practice (GCP)

Who cannot join

  • hyperinsulinism
  • pyruvate decarboxylase deficit
  • disturbance of fatty acid oxidation
  • disturbance of gluconeogenesis
  • acute porphyria
  • metabolism disorders which prevent utilization or degradation of ketone bodies
Show all 17Show fewer
  • severe gastro-esophageal reflux
  • renal insufficiency (medical history and/or elevated serum creatinine levels and/or glomerular filtration rate (GFR) <90 ml/min
  • previous participation in another interventional study within the preceding 4 weeks
  • tracheostomy
  • pregnancy or breast-feeding females
  • evidence of a major psychiatric disorder or clinically evident dementia
  • intake of diuretics
  • severe dysphagia
  • nutrition via percutaneous endoscopic gastrostomy (PEG)
  • electrolyte or acid-base imbalance
  • heart failure New York Heart Association (NYHA) II or above

Trial locations and contacts

1 site in 1 country.

Germany1 site
  • University of Ulm

    Ulm, Baden-Wurttemberg, 89081

Other trials in Germany

About this study

Weight loss is a known negative prognostic factor in amyotrophic lateral sclerosis (ALS). One potential mechanism of weight loss in ALS is a disturbance of the mitochondrial complex I which causes an energy deficit in affected cells. Over the last years, various interventional studies targeting the energy deficit in ALS yielded promising results; however,it is still unclear which kind of nutrition or nutritional supplement is most beneficial. Ketone bodies represent a logical therapeutic option in ALS as ketone bodies are an extremely high-energetic substrate which yields the double amount of adenosine triphosphate (ATP) per mole compared to glucose. The human liver is able to synthesize ketone bodies (beta-hydroxybutyrate, acetone, and aceto-acetate) from fat in times of glucose shortage, for example after a prolonged period of fasting. This metabolic shift is the underlying principle of the ketogenic diet, a carbohydrate-free, fat-rich diet which has been successfully tested in other neurodegenerative diseases such as Alzheimer's and Parkinson's disease. In the ALS mouse model, a ketogenic diet was associated with a slower decline of motor function. However, a ketogenic diet is difficult to implement in ALS as it requires a long-term change of eating habits, which is difficult to achieve due to progressive dysphagia, fast worsening of general condition, and limited survival. Therefore, the direct administration of ketone bodies yields a more realistic alternative in ALS as it is easy to apply and allows to maintain the usual eating habits. In this study, we hypothesize that the administration of 3 x 10 g beta hydroxybutyrate ester per day (in addition to normal food intake and the standard medication of 2 x 50 mg riluzole) slows down disease progression as measured by neurofilament light chains (NfL) in serum after 6 months compared to placebo. Power calculation relies on the results of the lipids and calories for ALS (LIPCAL-ALS) study which tested the effect of a high-caloric fatty nutritional supplement in ALS. The study revealed that NfL serum values declined significantly in the intervention group while remaining stable in the placebo group over the course of the study. Assuming a similar effect size for ketone bodies, we calculated that 76 patients had to be included in the current trial.

Being tested
Beta Hydroxybutyrate Ester (KetoneAid KE4), Placebo
Keywords
nutrition, beta hydroxybutyrate ester, high-caloric, ketone ester, ketone monoester
Medical subject headings
Amyotrophic Lateral Sclerosis

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • Beta Hydroxybutyrate Ester (KetoneAid KE4)Dietary supplement

    see arm/group description

  • PlaceboDietary supplement

    see arm/group description

Study groups in NCT04820478
Study groupRoleWhat they receive
Beta Hydroxybutyrate EsterExperimental3 x 10 g beta hydroxybutyrate ester per day, in addition to normal food intake and standard therapy (2 x 50 mg riluzole per day)
Receives: Dietary Supplement: Beta Hydroxybutyrate Ester (KetoneAid KE4)
PlaceboPlacebo comparatormatching placebo, in addition to normal food intake and standard therapy (2 x 50 mg riluzole per day)
Receives: Dietary Supplement: Placebo

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Neurofilament Light Chain

    Neurofilament Light Chain (NfL) serum levels

    Measured: 6 months

Secondary outcomes (19)
  1. Survival

    Survival (time to death or tracheostomy)

    Measured: 6 months

  2. Amyotrophic Lateral Sclerosis Functional Rating Scale Revised

    Amyotrophic Lateral Sclerosis Functional Rating Scale Revised (ALSFRS-R) score, measured as individual slope (loss of points per month)

    Measured: 6 months

  3. Body Mass Index

    Body Mass Index (BMI), weight (in kg) and height (in m) will be combined to report BMI in kg/m^2

    Measured: 6 months

  4. Slow Vital Capacity

    Slow Vital Capacity (sVC)

    Measured: 6 months

  5. Resting Energy Expenditure

    Resting Energy Expenditure (REE), measured by indirect calorimetry

    Measured: 6 months

  6. Fatt mass

    Fat mass (% of total body mass), measured by bioelectrical impedance analysis (BIA)

    Measured: 6 months

  7. Total Body Water

    total body water (% of total body mass), measured by bioelectrical impedance analysis (BIA)

    Measured: 6 months

  8. Muscle Mass

    muscle mass (% of total body mass) measured by bioelectrical impedance analysis (BIA)

    Measured: 6 months

  9. Fat Free Mass

    fat free mass (% of total body mass), measured by bioelectrical impedance analysis (BIA)

    Measured: 6 months

  10. Body Cell Mass

    body cell mass (% of total body mass), measured by bioelectrical impedance analysis (BIA)

    Measured: 6 months

  11. Extracellular Mass

    extracellular mass (% of total body mass), measured by bioelectrical impedance analysis (BIA)

    Measured: 6 months

  12. Lean Body Mass

    lean body mass (% of total body mass), measured by bioelectrical impedance analysis (BIA)

    Measured: 6 months

  13. Individual Quality of Life

    Individual Quality of Life, measured by the Euro Quality of Life (EQ-5D-5L) questionnaire

    Measured: 6 months

  14. Neurofilament Phosphorylated Heavy Chain

    Neurofilament Phosphorylated Heavy Chain (pNfH) in cerebrospinal fluid (CSF)

    Measured: 6 months

  15. Beta Hydroxybutyrate

    Beta Hydroxybutyrate serum levels

    Measured: 6 months

  16. Acetone

    Acetone concentration in urine

    Measured: 6 months

  17. Appetite

    Appetite, measured by the Council of Appetite Questionnaire (CNAQ)

    Measured: 6 months

  18. Eating Habits

    Eating Habits, evaluated by the Ulm Nutrition Questionnaire (UNQ; see LIPCAL study)

    Measured: 6 months

  19. Adverse Events

    Terms and frequencies of Adverse Events (AEs) and Serious Adverse Events (SAEs)

    Measured: 6 months

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted29 Mar 2021
  2. Study start1 Apr 2022
  3. Primary completion12 Feb 2025
  4. Study completion12 Feb 2025

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase N/A
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Masking
Quadruple blind
Who is masked
Participant, Care provider, Investigator, Outcomes assessor
Enrolment
81 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT04820478
Sponsor's protocol ID
KETO-ALS V 1.41
Acronym
KETO-ALS
Status last verified
Apr 2026
First submitted
24 Mar 2021
Last updated
1 May 2026
Results posted
No
Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
Yes: Individual participant data after de-identification as well as the study protocol will be available. Data will be available beginning 3 months and ending 5 years following article publication. Data will be shared with researchers who provide a methodologically sound proposal. Data will be shared for analyses to achieve the aims provided in the approved proposal. Proposals should be directed to johannes.dorst@uni-ulm.de; to gain access, data requestors will need to sign a data access agreement.

Publications

  • Brooks BR, Miller RG, Swash M, Munsat TL; World Federation of Neurology Research Group on Motor Neuron Diseases. El Escorial revisited: revised criteria for the diagnosis of amyotrophic lateral sclerosis. Amyotroph Lateral Scler Other Motor Neuron Disord. 2000 Dec;1(5):293-9. doi: 10.1080/146608200300079536. No abstract available.

    PubMed 11464847
  • Dupuis L, Oudart H, Rene F, Gonzalez de Aguilar JL, Loeffler JP. Evidence for defective energy homeostasis in amyotrophic lateral sclerosis: benefit of a high-energy diet in a transgenic mouse model. Proc Natl Acad Sci U S A. 2004 Jul 27;101(30):11159-64. doi: 10.1073/pnas.0402026101. Epub 2004 Jul 19.

    PubMed 15263088
  • Desport JC, Preux PM, Truong TC, Vallat JM, Sautereau D, Couratier P. Nutritional status is a prognostic factor for survival in ALS patients. Neurology. 1999 Sep 22;53(5):1059-63. doi: 10.1212/wnl.53.5.1059.

    PubMed 10496266
  • Desport JC, Preux PM, Magy L, Boirie Y, Vallat JM, Beaufrere B, Couratier P. Factors correlated with hypermetabolism in patients with amyotrophic lateral sclerosis. Am J Clin Nutr. 2001 Sep;74(3):328-34. doi: 10.1093/ajcn/74.3.328.

    PubMed 11522556
  • Dorst J, Cypionka J, Ludolph AC. High-caloric food supplements in the treatment of amyotrophic lateral sclerosis: a prospective interventional study. Amyotroph Lateral Scler Frontotemporal Degener. 2013 Dec;14(7-8):533-6. doi: 10.3109/21678421.2013.823999. Epub 2013 Aug 14.

    PubMed 23944684
  • Wills AM, Hubbard J, Macklin EA, Glass J, Tandan R, Simpson EP, Brooks B, Gelinas D, Mitsumoto H, Mozaffar T, Hanes GP, Ladha SS, Heiman-Patterson T, Katz J, Lou JS, Mahoney K, Grasso D, Lawson R, Yu H, Cudkowicz M; MDA Clinical Research Network. Hypercaloric enteral nutrition in patients with amyotrophic lateral sclerosis: a randomised, double-blind, placebo-controlled phase 2 trial. Lancet. 2014 Jun 14;383(9934):2065-2072. doi: 10.1016/S0140-6736(14)60222-1. Epub 2014 Feb 28.

    PubMed 24582471
  • Dorst J, Schuster J, Dreyhaupt J, Witzel S, Weishaupt JH, Kassubek J, Weiland U, Petri S, Meyer T, Grehl T, Hermann A, Jordan B, Grosskreutz J, Zeller D, Boentert M, Schrank B, Prudlo J, Winkler AS, Gorbulev S, Roselli F, Dupuis L, Otto M, Ludolph AC. Effect of high-caloric nutrition on serum neurofilament light chain levels in amyotrophic lateral sclerosis. J Neurol Neurosurg Psychiatry. 2020 Sep;91(9):1007-1009. doi: 10.1136/jnnp-2020-323372. Epub 2020 Aug 11. No abstract available.

    PubMed 32788256
  • Steinacker P, Feneberg E, Weishaupt J, Brettschneider J, Tumani H, Andersen PM, von Arnim CA, Bohm S, Kassubek J, Kubisch C, Lule D, Muller HP, Muche R, Pinkhardt E, Oeckl P, Rosenbohm A, Anderl-Straub S, Volk AE, Weydt P, Ludolph AC, Otto M. Neurofilaments in the diagnosis of motoneuron diseases: a prospective study on 455 patients. J Neurol Neurosurg Psychiatry. 2016 Jan;87(1):12-20. doi: 10.1136/jnnp-2015-311387. Epub 2015 Aug 21.

    PubMed 26296871
  • Grammatikopoulou MG, Goulis DG, Gkiouras K, Theodoridis X, Gkouskou KK, Evangeliou A, Dardiotis E, Bogdanos DP. To Keto or Not to Keto? A Systematic Review of Randomized Controlled Trials Assessing the Effects of Ketogenic Therapy on Alzheimer Disease. Adv Nutr. 2020 Nov 16;11(6):1583-1602. doi: 10.1093/advances/nmaa073.

    PubMed 32597927
  • Phillips MCL, Murtagh DKJ, Gilbertson LJ, Asztely FJS, Lynch CDP. Low-fat versus ketogenic diet in Parkinson's disease: A pilot randomized controlled trial. Mov Disord. 2018 Aug;33(8):1306-1314. doi: 10.1002/mds.27390. Epub 2018 Aug 11.

    PubMed 30098269
  • Zhao Z, Lange DJ, Voustianiouk A, MacGrogan D, Ho L, Suh J, Humala N, Thiyagarajan M, Wang J, Pasinetti GM. A ketogenic diet as a potential novel therapeutic intervention in amyotrophic lateral sclerosis. BMC Neurosci. 2006 Apr 3;7:29. doi: 10.1186/1471-2202-7-29.

    PubMed 16584562
  • Clarke K, Tchabanenko K, Pawlosky R, Carter E, Todd King M, Musa-Veloso K, Ho M, Roberts A, Robertson J, Vanitallie TB, Veech RL. Kinetics, safety and tolerability of (R)-3-hydroxybutyl (R)-3-hydroxybutyrate in healthy adult subjects. Regul Toxicol Pharmacol. 2012 Aug;63(3):401-8. doi: 10.1016/j.yrtph.2012.04.008. Epub 2012 May 3.

    PubMed 22561291
  • Stubbs BJ, Cox PJ, Evans RD, Santer P, Miller JJ, Faull OK, Magor-Elliott S, Hiyama S, Stirling M, Clarke K. On the Metabolism of Exogenous Ketones in Humans. Front Physiol. 2017 Oct 30;8:848. doi: 10.3389/fphys.2017.00848. eCollection 2017.

    PubMed 29163194
  • Poffe C, Ramaekers M, Van Thienen R, Hespel P. Ketone ester supplementation blunts overreaching symptoms during endurance training overload. J Physiol. 2019 Jun;597(12):3009-3027. doi: 10.1113/JP277831. Epub 2019 May 22.

    PubMed 31039280
  • Hashim SA, VanItallie TB. Ketone body therapy: from the ketogenic diet to the oral administration of ketone ester. J Lipid Res. 2014 Sep;55(9):1818-26. doi: 10.1194/jlr.R046599. Epub 2014 Mar 5.

    PubMed 24598140

Questions about this trial

What is this clinical trial studying?

A study testing Beta Hydroxybutyrate Ester (KetoneAid KE4) in people with Amyotrophic Lateral Sclerosis, run by University of Ulm at 1 site in Germany.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 5 inclusion and 17 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 1 May 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in Germany. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. Some participants in this study may receive a placebo. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

Are results available for this study?

The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Neurofilament Light Chain (time frame: 6 months). It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT04820478, which also lists 15 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 1 May 2026.

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