Richter SyndromePhase 2NCT04679012
Polatuzumab Vedotin in Combination With Chemotherapy in Subjects With Richter's Transformation
A Phase 2 study testing Polatuzumab Vedotin, Rituximab and Etoposide in people with Richter Syndrome and Chronic Lymphocytic Leukemia, run by Weill Medical College of Cornell University at 4 sites in United States.
Trial summary
This study evaluates the effectiveness and safety of Polatuzumab vedotin plus infusional chemoimmunotherapy containing rituximab, etoposide, prednisone, cyclophosphamide and hydroxydaunorubicin. This is a single arm study. Enrolled patients will receive up to six cycles (21-day cycles) of therapy. Read more about this study
- Who is it for?
- Ages 18 years and older
- Conditions the study is for
- Richter Syndrome, Chronic Lymphocytic Leukemia
- What is being tested?
- Polatuzumab Vedotin, Rituximab and Etoposide
- Type of treatment
- Pill or oral medicine, Injection or infusion
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 20 participants
- Where
- 4 sitesUnited States
- Study dates
- 24 Sep 2021to Sep 2027
- Phase
- Phase 2
- Are there results?
- Not yet: the study is under way
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 years and older
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- Subject must have confirmed diagnosis of CLL or small lymphocytic lymphoma (SLL) based upon 2018 International Workshop on CLL (IwCLL) criteria, with biopsy proven Richter's Transformation to a DLBCL subtype.
- Subject must be ≥18 years of age.
- Subject must be able to sign informed consent
- Ability and willingness to comply with the study protocol procedures
- Life expectancy of at least 24 weeks
- Subject must have an Eastern Cooperative Oncology Group performance status of ≤2.
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- Subject must have measurable disease with atleast on LN>- 1.5cm in longest diameter
- Subject must have adequate bone marrow function and meet the below thresholds prior to treatment.
- Absolute neutrophil count of ≥1000 cell/uL
- Hemoglobin ≥ 7 g/dL
- Platelet count ≥ 30,000 cells/uL- Subjects may receive growth factor or transfusion support no less than 7 days prior to enrollment or C1 D1.
- Subject must have adequate organ function and meet the thresholds below:
- Total bilirubin ≤ 1.5 times the upper limit of normal (ULN). Subjects with Gilbert's disease will be granted exception to this rule.
- Creatinine clearance >30 ml/min/1.73m2 as calculated by the MDRD equation.
- Ejection fraction ≥ 50% measured by transthoracic echocardiogram or MUGA scan
- For women of childbearing potential: agreement to remain abstinent or use of contraceptive methods that result in a failure rate of < 1% per year during the treatment period and for at least 12 months after the last dose of study drug.
- A woman is considered to be of childbearing potential if she is post-menarcheal, has not reached a postmenopausal state (i.e. ≥ 12 months of amenorrhea with no identified cause other than menopause) and has not undergone surgical sterilization (removal of ovaries and or uterus)
- Acceptable forms of contraception are bilateral tubal ligation, male sterilization, or copper intrauterine devices.
- For women considered to have childbearing potential a negative serum pregnancy test within 7 days prior to study enrollment and dosing is required.
- For men, agreement to remain abstinent, or to use a condom plus an additional contraceptive method during the treatment period and for at least 5 months after the last dose of study drug.
- Men must agree not to donate sperm during that period of time. Male patients interested in preservation of fertility should be advised to sperm bank prior to enrollment and treatment initiation.
Who cannot join
- Diagnosis of Richter's Transformation not of DLBCL subtype (including but not limited to Hodgkin lymphoma, PLL)
- Prior therapy targeting Richter's transformation.
- Any subject that initiates a targeted agent such as BTKi, venetoclax, or PI3K prior to enrollment (Continuation of a targeted CLL directed therapy such as a BTKi, venetoclax, or PI3K will be permitted as a bridge through screening but add on therapies or change in therapy will be exclusionary. These continuation therapies will be permitted up 72 hours prior to study initiation. Bridging therapy with steroid up to equivalent of 40mg of Dexamethasone daily will be allowed prior to study treatment and can be continued up to 24 hours prior to study treatment)
- Subject has undergone an allogeneic stem cell transplant for CLL within 6 months of study entry.
- Subject has an active or presumed secondary malignancy at time of enrollment. A subject will be eligible if a previous malignancy was treated with curative intent and there is no evidence of disease recurrence for the past 3 years. Non-melanomatous and cervical squamous cell cancers are an exception and if excised will be allowed to enroll regardless of timing of excision.
- Subject is known to be positive for HIV.
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- Active hepatitis C or hepatitis B defined by positive PCRs for viral DNA/RNA. Subjects with a positive Hep B core antibody and negative PCR, are allowed to enroll (prophylaxis is strongly encouraged and monthly monitoring of Hep B PCR is mandatory).
- Subject has baseline ≥ Grade 2 or greater peripheral neuropathy.
- History of severe allergic or anaphylactic reactions to humanized or murine monoclonal antibodies
- Clinical evidence or known central nervous system involvement with transformed large cells
- Evidence of significant, uncontrolled concomitant diseases that could affect compliance with the protocol or interpretation of results
- Significant cardiovascular disease (such as New York Heart Association Class III or IV cardiac disease, congestive heart failure, myocardial infarction within the previous 6 months, unstable arrhythmias, or unstable angina)
- Known active bacterial, viral, fungal, mycobacterial, parasitic, or other infection (excluding fungal infections of nail beds) at study enrollment or any major episode of infection requiring treatment with intravenous antibiotics or hospitalization within 4 weeks before Cycle 1 day 1.
- Major surgery within 4 weeks before the start of Cycle 1 day 1. Superficial lymph node biopsies or laprascopic lymph node biopsies are exclusionary to this rule.
- Pregnant or breastfeeding
Trial locations and contacts
4 sites in 1 country.
United States4 sites
Ohio State University
Columbus, Ohio, 43210
Mount Sinai- Icahn School of Medicine
New York, New York, 10029
Columbia University Medical Center
New York, New York, 10032
Weill Cornell Medicine
New York, New York, 10065
About this study
Official title: Phase II Study of Polatuzumab Vedotin in Combination With Chemotherapy in Subjects With Richter's Transformation
This study evaluates the effectiveness and safety of Polatuzumab vedotin plus infusional chemoimmunotherapy containing rituximab, etoposide, prednisone, cyclophosphamide and hydroxydaunorubicin. This is a single arm study. Enrolled patients will receive up to six cycles (21-day cycles) of therapy. While on study, subjects will be monitored weekly until end of treatment, then followed for 52 weeks or until disease progression or discontinuation due to toxicity or death. After completion of the 52-week follow-up/End of study visit, Subjects will be followed for an additional 104 week period, with an assessment occurring every 12 weeks to evaluate survival outcomes and next line of treatments only.
Read the detailed description
This is an open label, single arm, phase II investigator initiated clinical trial, evaluating efficacy and safety of Polatuzumab vedotin added to a modified infusional dose adjusted R-EPOCH like regimen, given on an inpatient basis, every 21 days, in subjects with Richter's Transformation.
- Conditions
- Richter Syndrome, Chronic Lymphocytic Leukemia
- Being tested
- Polatuzumab Vedotin, Rituximab, Etoposide, Prednisone, Cyclophosphamide
- Keywords
- Polatuzumab vedotin, CLL, Richter's Transformation
- Medical subject headings
- Leukemia, Lymphocytic, Chronic, B-Cell
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
Polatuzumab VedotinDrug
Also called Polivy
Polatuzumab vedotin will be administered as an IV infusion at 1.8mg/kg on Day 1 of each cycle, every 21 days.
RituximabDrug
Also called Rituxan, chimeric anti-CD20 monoclonal antibody
Rituximab will be obtained from commercial supply, and will be given for a total of 6 cycles for all patients. The drug will be given by IV route.
EtoposideDrug
Also called VP-16, VePesid, etopophos, toposar
Etoposide will be obtained from commercial supply, and will be given for a total of 6 cycles for all patients. The drug will be given by IV route.
PrednisoneDrug
Also called Deltasone, Orasone, Paracort, Cortan
Prednisone will be obtained from commercial supply, and will be given for a total of 6 cycles for all patients. Prednisone will be given orally.
CyclophosphamideDrug
Also called cytoxan
Cyclophosphamide will be obtained from commercial supply, and will be given for a total of 6 cycles for all patients. The drug will be given by IV route.
HydroxydaunomycinDrug
Also called Doxorubicin Hydrochloride, Hydroxydoxorubicin Hydrochloride
Hydroxydaunomycin will be obtained from commercial supply, and will be given for a total of 6 cycles for all patients. The drug will be given by IV route.
| Study group | Role | What they receive |
|---|---|---|
| Polatuzumab vedotin plus R-EPCH | Experimental | Polatuzumab vedotin will be given in conjunction with 6 cycles of R-EPCH (rituximab, etoposide, prednisone, cyclophosphamide, hydroxydaunorubicin). The dosing schedule and regimen for R-EPCH will follow established protocols. Polatuzumab vedotin will be administered on Day 1 of each 21-day cycle. Receives: Drug: Polatuzumab Vedotin; Drug: Rituximab; Drug: Etoposide; Drug: Prednisone; Drug: Cyclophosphamide; Drug: Hydroxydaunomycin |
What is being measured
The primary outcome is the main question the study is designed to answer.
Complete metabolic remission/complete remission (CMR/CR) rate of subjects at end of treatment (EOT)
Percentage of subjects who achieve CMR/CR on study.
Measured: 19 weeks
Secondary outcomes (5)
Safety of polatuzumab vedotin plus infusional chemoimmunotherapy (CIT) containing rituximab, etoposide, prednisone, cyclophosphamide and hydroxydaunorubicin in patients with newly diagnosed Richter's Transformation.
Percentage of subjects who experience 1 or more adverse events.
Measured: 1.5 years
Overall response rate (ORR)
Rate of subjects who achieve a partial or complete response.
Measured: 3 years
Progression free survival (PFS)
Measured from time of first study drug administration to objective or symptomatic progression or death.
Measured: 3 years
Overall survival (OS)
Measured from time of first study drug administration to death from any cause.
Measured: 3 years
Allogeneic transplantation rate in eligible patients
Percentage of eligible patients able to get allogeneic stem cell transplant.
Measured: 3 years
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted22 Dec 2020
- Study start24 Sep 2021
- Primary completionJan 2027 (estimated)
- Study completionSep 2027 (estimated)
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Other trials for Richter SyndromeStudies of the same condition, open and under way.
- More trials run by Weill Medical College of Cornell UniversityThe sponsor's other registered studies.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 2
- Primary purpose
- Treatment
- Allocation
- Not applicable
- Intervention model
- Single group
- Masking
- None (open label)
- Enrolment
- 20 participants (estimated)
Sponsor and investigators
- Lead sponsor
- Weill Medical College of Cornell University
- Sponsor type
- University, hospital or other
- Collaborators
- Genentech, Inc.
- Responsible party
- Sponsor
- Investigators
- John Allan, M.D., Principal investigator, Weill Medical College of Cornell University
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT04679012
- Sponsor's protocol ID
- 20-08022533
- Status last verified
- Sep 2026
- First submitted
- 16 Dec 2020
- Last updated
- 25 Sep 2026
- Results posted
- No
- Data monitoring committee
- Yes
- FDA-regulated drug
- Yes
- FDA-regulated device
- No
- Individual data sharing
- No
Study at a glance
From the registry record, last updated by the sponsor on 25 Sep 2026. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- Phase II Study of Polatuzumab Vedotin in Combination With Chemotherapy in Subjects With Richter's Transformation
- ClinicalTrials.gov ID
- NCT04679012
- Acronym / sponsor ID
- 20-08022533
- Conditions
- Richter Syndrome, Chronic Lymphocytic Leukemia
- Keywords
- Polatuzumab vedotin, CLL, Richter's Transformation
- Phase
- Phase 2
- Study type
- Interventional
- Recruitment status
- Active, not recruiting
- Enrolment
- 20 participants (estimated)
- Lead sponsor
- Weill Medical College of Cornell UniversityUniversity, hospital or other
- Collaborators
- Genentech, Inc.
- Study start
- 24 Sep 2021 (actual)
- Primary completion
- Jan 2027 (estimated)
- Study completion
- Sep 2027 (estimated)
- First posted
- 22 Dec 2020 (actual)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
This study evaluates the effectiveness and safety of Polatuzumab vedotin plus infusional chemoimmunotherapy containing rituximab, etoposide, prednisone, cyclophosphamide and hydroxydaunorubicin. This is a single arm study. Enrolled patients will receive up to six cycles (21-day cycles) of therapy. While on study, subjects will be monitored weekly until end of treatment, then followed for 52 weeks or until disease progression or discontinuation due to toxicity or death. After completion of the 52-week follow-up/End of study visit, Subjects will be followed for an additional 104 week period, with an assessment occurring every 12 weeks to evaluate survival outcomes and next line of treatments only.
Detailed description
This is an open label, single arm, phase II investigator initiated clinical trial, evaluating efficacy and safety of Polatuzumab vedotin added to a modified infusional dose adjusted R-EPOCH like regimen, given on an inpatient basis, every 21 days, in subjects with Richter's Transformation.
Study design
- Primary purpose
- Treatment
- Allocation
- Not applicable
- Intervention model
- Single group
- Masking
- None (open label)
- Number of arms
- 1
| Arm | Type | Receives |
|---|---|---|
| Polatuzumab vedotin plus R-EPCH | Experimental | Drug: Polatuzumab Vedotin, Drug: Rituximab, Drug: Etoposide, Drug: Prednisone, Drug: Cyclophosphamide, Drug: HydroxydaunomycinPolatuzumab vedotin will be given in conjunction with 6 cycles of R-EPCH (rituximab, etoposide, prednisone, cyclophosphamide, hydroxydaunorubicin). The dosing schedule and regimen for R-EPCH will follow established protocols. Polatuzumab vedotin will be administered on Day 1 of each 21-day cycle. |
Who may qualify
- Ages
- 18 years and older
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (21 listed)
- Subject must have confirmed diagnosis of CLL or small lymphocytic lymphoma (SLL) based upon 2018 International Workshop on CLL (IwCLL) criteria, with biopsy proven Richter's Transformation to a DLBCL subtype.
- Subject must be ≥18 years of age.
- Subject must be able to sign informed consent
- Ability and willingness to comply with the study protocol procedures
- Life expectancy of at least 24 weeks
Key exclusion criteria (15 listed)
- Diagnosis of Richter's Transformation not of DLBCL subtype (including but not limited to Hodgkin lymphoma, PLL)
- Prior therapy targeting Richter's transformation.
- Any subject that initiates a targeted agent such as BTKi, venetoclax, or PI3K prior to enrollment (Continuation of a targeted CLL directed therapy such as a BTKi, venetoclax, or PI3K will be permitted as a bridge through screening but add on therapies or change in therapy will be exclusionary. These continuation therapies will be permitted up 72 hours prior to study initiation. Bridging therapy with steroid up to equivalent of 40mg of Dexamethasone daily will be allowed prior to study treatment and can be continued up to 24 hours prior to study treatment)
- Subject has undergone an allogeneic stem cell transplant for CLL within 6 months of study entry.
- Subject has an active or presumed secondary malignancy at time of enrollment. A subject will be eligible if a previous malignancy was treated with curative intent and there is no evidence of disease recurrence for the past 3 years. Non-melanomatous and cervical squamous cell cancers are an exception and if excised will be allowed to enroll regardless of timing of excision.
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| Polatuzumab VedotinAlso: PolivyPolatuzumab vedotin will be administered as an IV infusion at 1.8mg/kg on Day 1 of each cycle, every 21 days. | Drug | Polatuzumab vedotin plus R-EPCH |
| RituximabAlso: Rituxan, chimeric anti-CD20 monoclonal antibodyRituximab will be obtained from commercial supply, and will be given for a total of 6 cycles for all patients. The drug will be given by IV route. | Drug | Polatuzumab vedotin plus R-EPCH |
| EtoposideAlso: VP-16, VePesid, etopophos, toposarEtoposide will be obtained from commercial supply, and will be given for a total of 6 cycles for all patients. The drug will be given by IV route. | Drug | Polatuzumab vedotin plus R-EPCH |
| PrednisoneAlso: Deltasone, Orasone, Paracort, CortanPrednisone will be obtained from commercial supply, and will be given for a total of 6 cycles for all patients. Prednisone will be given orally. | Drug | Polatuzumab vedotin plus R-EPCH |
| CyclophosphamideAlso: cytoxanCyclophosphamide will be obtained from commercial supply, and will be given for a total of 6 cycles for all patients. The drug will be given by IV route. | Drug | Polatuzumab vedotin plus R-EPCH |
| HydroxydaunomycinAlso: Doxorubicin Hydrochloride, Hydroxydoxorubicin HydrochlorideHydroxydaunomycin will be obtained from commercial supply, and will be given for a total of 6 cycles for all patients. The drug will be given by IV route. | Drug | Polatuzumab vedotin plus R-EPCH |
Primary outcome
Complete metabolic remission/complete remission (CMR/CR) rate of subjects at end of treatment (EOT)
Time frame: 19 weeks
Percentage of subjects who achieve CMR/CR on study.
5 secondary outcomes
Safety of polatuzumab vedotin plus infusional chemoimmunotherapy (CIT) containing rituximab, etoposide, prednisone, cyclophosphamide and hydroxydaunorubicin in patients with newly diagnosed Richter's Transformation.
Time frame: 1.5 years
Overall response rate (ORR)
Time frame: 3 years
Progression free survival (PFS)
Time frame: 3 years
Overall survival (OS)
Time frame: 3 years
Allogeneic transplantation rate in eligible patients
Time frame: 3 years
Results and safety
This study is still under way. Results are not available in the source record yet.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 25 Sep 2026.
- WCM Joint Clinical Trials OfficeLink provided by the sponsor.
- Individual participant dataSharing planned: No
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
John Allan, M.D. principal investigator
Weill Medical College of Cornell University
4 sites in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 2 study testing Polatuzumab Vedotin, Rituximab and Etoposide in people with Richter Syndrome and Chronic Lymphocytic Leukemia, run by Weill Medical College of Cornell University at 4 sites in United States.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 21 inclusion and 15 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: under way, not looking for participants, as of the sponsor's last update on 25 Sep 2026. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 4 sites in United States. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this phase mean?
Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
This study is still under way. Results are not available in the source record yet.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Complete metabolic remission/complete remission (CMR/CR) rate of subjects at end of treatment (EOT) (time frame: 19 weeks). It is what the study was designed to measure, not a finding.
Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 25 Sep 2026.