Heart Failure With Preserved Ejection Fraction (HFpEFRebalance-HFNCT04592445
Endovascular Ablation of the Right Greater Splanchnic Nerve in Subjects Having HFpEF
A study testing Greater Splanchnic Nerve Ablation in people with Heart Failure With Preserved Ejection Fraction (HFpEF, run by Axon Therapies, Inc. at 26 sites in 2 countries.
Trial summary
The purpose of this clinical study is to evaluate the safety and early effectiveness of a catheter-based procedure that treats a nerve called the right greater splanchnic nerve. The study includes people who have heart failure with preserved ejection fraction (HFpEF). Read more about this study
- Who is it for?
- Ages 40 years and older
- Conditions the study is for
- Heart Failure With Preserved Ejection Fraction (HFpEF
- What is being tested?
- Greater Splanchnic Nerve Ablation
- Type of treatment
- Medical device
- Could I receive a placebo?
- Yes, some participants may receive a placebo
- How many people
- 150 participants
- Where
- 26 sitesin 2 countries
- Study dates
- 18 Dec 2020to 10 Aug 2029
- Phase
- Interventional
- Are there results?
- Not yet: the study is under way
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 40 years and older
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- Chronic heart failure, defined as:
- Symptoms of HF requiring current (intermittent or continuous) treatment with diuretics for >30 days, AND
- NYHA class II with a history of >NYHA class II in the past year, NYHA class III, or ambulatory NYHA class IV symptoms (paroxysmal nocturnal dyspnea, orthopnea, dyspnea on mild or moderate exertion) at screening or signs of HF (any rales post cough, chest x-ray demonstrating pulmonary congestion), AND
- At least one of the following:
- ≥1 HF hospital admission (with HF as the primary diagnosis) including treatment with intravenous (IV) diuretics or urgent unplanned treatment with IV diuretics in healthcare facility within past 12 months, OR ii. NT-proBNP >300 pg/ml in normal sinus rhythm (>450 pg/ml in atrial fibrillation or flutter) within the past 6 months; BNP >100 pg/ml in normal sinus rhythm (>300 pg/ml in atrial fibrillation or flutter) within the past 6 months, OR iii. Right heart catheterization (RHC) with PCWP ≥ with PCWP ≥18 mmHg at rest or 25 mmHg during exercise at the time of the screening RHC.
- Ongoing stable GDMT HF management (unless unable to tolerate GDMT) and management of potential comorbidities according to the 2022 ACCF/AHA Guideline for the Management of Heart Failure (Class 1 and 2a recommendations), with no significant changes [≥100% increase or ≥50% decrease] for a minimum of 1 month (30 days) prior to screening, that is expected to be maintained without change for at least 6 months. Participants cannot have started a glucagon-like peptide (GLP)-1 or gastric inhibitory peptide (GIP) agonist within the last 6 months or plan to start a GLP-1 or GIP agonist within the ensuing 6 months after enrollment.
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- LVEF ≥50% (site-determined by transthoracic echocardiography) within the past 6 months.
- Age ≥40 years.
- Subject is willing and able to provide appropriate study-specific informed consent, follow protocol procedures, and comply with follow-up visit requirements.
Who cannot join
- MI (type I) and/or percutaneous cardiac intervention within 3 months prior to screening; CABG in past 3 months prior to screening, or current indication for coronary revascularization.
- Cardiac resynchronization therapy initiated within 3 months prior to screening.
- Advanced heart failure defined as one or more of the following:
- ACC/AHA/ESC Stage D HF or non-ambulatory NYHA Class IV HF.
- Inotropic infusion (continuous or intermittent) within 6 months prior to screening.
- Subject is on the cardiac transplant waiting list.
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- Presence of or prior history of mechanical circulatory support for HF.
- Poor left heart compliance as determined by pulse-wave Doppler transmitral early-to-late (E/A) ratio >2.0 assessed by the screening echocardiogram. The Screening Committee will evaluate left heart function if the transmitral A velocity is not measurable or absent.
- Right heart dysfunction defined as tricuspid annular plane systolic excursion (TAPSE) <12 mm or right ventricular (RV) fractional area change (FAC) <25% assessed by the screening echocardiogram.
- Body mass index (BMI) >45 kg/m2.
- 6-minute walk test distance <100 meters OR >450 meters.
- Admission for HF within the 30 days prior to planned index procedure.
- Any known history of orthostatic hypotension or orthostatic hypotension at the time of screening (regardless of the presence of symptoms). Orthostatic hypotension is defined as a systolic blood pressure (BP) decrease of >20 mmHg upon going from supine to standing position or undergoing treatment with Midodrine.
- Orthostatic pulse pressure change from supine to standing decrease of >10mmHg in the absence of a HR increase >15bpm
- Postural orthostatic tachycardia syndrome or preload insufficiency syndrome.
- Systolic BP <100 mmHg or >170 mmHg despite appropriate medical management.
- Baseline screening ECG resting HR >100 beats per minute or ventricular tachycardia.
- Catheter ablation for atrial fibrillation within 6 months prior to screening or planned in the next 12 months at the time of screening.
- Left ventricular EF <40% within the 3 years prior to screening unless reduced EF was transient and associated with an acute event.
- Presence of significant valve disease defined by the site cardiologist as:
- Greater than mild mitral valve stenosis.
- Greater than moderate mitral valve regurgitation.
- Greater than moderate-to-severe tricuspid valve regurgitation.
- Greater than moderate aortic valve stenosis or regurgitation.
- Known hypertrophic cardiomyopathy, restrictive cardiomyopathy, constrictive pericarditis, cardiac amyloidosis, or other infiltrative cardiomyopathy (e.g., hemochromatosis, sarcoidosis).
- History of clinically significant liver cirrhosis.
- Prior weight loss surgery
- Dialysis dependent; or estimated GFR <25 ml/min/1.73 m2 by CKD-EPI creatinine equation.
- Arterial oxygen saturation <90% on room air.
- Chronic pulmonary disease requiring continuous home oxygen OR hospitalization for exacerbation of chronic pulmonary disease (including intubation) in the 12 months before study entry OR known history of GOLD Class III or worse chronic obstructive pulmonary disease (COPD).
- Participating in conflicting investigational drug or device study that is not completed within 30 days prior to the screening visit.
- Life expectancy <12 months for non-cardiovascular reasons.
- Any condition, or history of illness or surgery that, in the opinion of the site investigator or Screening Committee, might confound the results of the study or pose additional risks to the patient.
- Females who are pregnant or lactating or planning to become pregnant during the next year.
- Any of the following measured by screening right heart catheterization:
- Mean right atrial pressure (RAP) >20 mmHg at rest
- Cardiac index <2.0 L/min/m2 at rest
- Pulmonary vascular resistance (PVR) >4 Wood units
- Vessel tortuosity or variant vascular anatomy that could preclude the access or maneuvering of the interventional device from the access site to target vessel. This includes previous spine surgery that may impact the ability to access and treat the target sites of T11 and T10.
Trial locations and contacts
26 sites in 2 countries. Contact the study team or a site near you to ask about taking part.
26 sites in 2 countries
United States24 sites, 18 recruiting
- Recruiting
Michigan Medicine, University of Michigan
Ann Arbor, Michigan, 48109
Nikita Sawant Dessai, dessai@med.umich.edu
Scott Hummel, MD
- Not yet recruiting
Piedmont
Augusta, Georgia, 30901
Jennifer Hansen, RN, 706-724-2463, Jennifer.Hansen@piedmont.org
Kimberly Allen, RN, 706-945-6961, kimberly.allen3@piedmont.org
- Completed
Cardiology PC
Birmingham, Alabama, 35211
- Recruiting
Medical University of South Carolina
Charleston, South Carolina, 29425
Elly Borhanian, borhania@musc.edu
Sheldon Litwin, MD
- Recruiting
Bluhm Cardiovascular Institute of Northwestern University
Chicago, Illinois, 60611
Daniel Roshevsky, droshevs@nm.org
Ravi Patel, MD
- Recruiting
University of Chicago Medical Center
Chicago, Illinois, 60637
Adaeze Emeka, adaeze.emeka@bsd.uchicago.edu
Nai Qashou, nai.qashou@bsd.uchicago.edu
- Not yet recruiting
The Christ Hospital
Cincinnati, Ohio, 45219
Shelby Johnson, 513-585-4849, Shelby.Johnson@thechristhospital.com
Odayme Quesada, MD
- Recruiting
Ohio State University Wexner Medical Center
Columbus, Ohio, 43210
Halle Woodruff, halle.woodruff@osumc.edu
Alexandria Miller, MD
- Recruiting
Duke University Medical Center
Durham, North Carolina, 27710
Matthew Gray, james.gray@duke.edu
Marat Fudim, MD, MHS
- Recruiting
Cardiovascular Institute of the South
Houma, Louisiana, 70360
Kimberly Lirette, kimberly.lirette@cardio.com
Peter Fail, MD
- Recruiting
Baylor College of Medicine
Houston, Texas, 77030
Claudell Montano, 713-798-6832, claudell.montano@bcm.edu
Ajith Nair, MD
- Completed
Ascension St. Vincent - Cardiovascular Research Institute
Indianapolis, Indiana, 46260
- Recruiting
Scripps Health
La Jolla, California, 92037
Stefania Marzano, marzano.stefania@scrippshealth.org
Rajeev Mohan, MD
- Recruiting
Weill Cornell Medicine
New York, New York, 10021
Sara Kirschner, ski4008@med.cornell.edu
Parag Goyal, MD
- Completed
Icahn School of Medicine at Mount Sinai
New York, New York, 10029
- Recruiting
Columbia University Medical Center
New York, New York, 10032
Benita Cui, bc3329@cumc.columbia.edu
Nir Uriel, MD
- Completed
Arizona Cardiovascular Research Center
Phoenix, Arizona, 85016
- Completed
Virginia Commonwealth University Medical Center
Richmond, Virginia, 23298
- Recruiting
Mayo Clinic
Rochester, Minnesota, 55905
Annabelle Fuemffinger, 507-422-3801, Fuenffinger.Annabelle@mayo.edu
Barry Borlaug, MD
- Recruiting
Rochester General Hospital
Rochester, New York, 14621
Kathleen Ebeling, RN, kathleen.ebeling@rochesterregional.org
Vishal Parikh, DO
- Recruiting
University of California, San Francisco
San Francisco, California, 94143
Priscilla Zhang, 415-514-7903, Priscilla.Zhang@ucsf.edu
Liviu Klein, MD
- Recruiting
Zuckerberg San Francisco General Hospital and Trauma Center
San Francisco, California, 94143
Kathrine (Kati) Steineman, 707-718-3130, katherine.steineman@ucsf.edu
Lucas ZIer, MD
- Completed
Prairie Education and Research Cooperative
Springfield, Illinois, 62701
- Recruiting
St. Louis Heart and Vascular
St Louis, Missouri, 63136
Melissa McCann, mmccann@slhv.com
Gil Vardi, MD
Georgia2 sites, 1 recruiting
- Recruiting
Tbilisi Heart and Vascular Center
Tbilisi
Teona Zirakashvili, zirakashvilit@gmail.com
Tamaz Shaburishvili, MD
- Active, not recruiting
Tbilisi Heart Center
Tbilisi
About this study
Official title: Endovascular Ablation of the Right Greater Splanchnic Nerve in Subjects Having Heart Failure With Preserved Ejection Fraction: Randomized Controlled Feasibility Trial - The Rebalance HF Study
The purpose of this clinical study is to evaluate the safety and early effectiveness of a catheter-based procedure that treats a nerve called the right greater splanchnic nerve. The study includes people who have heart failure with preserved ejection fraction (HFpEF). The goal is to learn whether this procedure, performed using the Satera Ablation System, may help improve symptoms and to better understand which patients may benefit most from this treatment in the future.
Read the detailed description
Up to 150 people will take part in this clinical study.
Phase I of the REBALANCE-HF Study
The first part of the study took place between January 2021 and March 2023. During this phase, 116 patients participated. Researchers reviewed the results to learn whether the procedure appeared safe and whether it might help improve symptoms in people with heart failure with preserved ejection fraction (HFpEF).
This early review showed encouraging results in some patients. It also helped researchers identify a group of patients who seemed more likely to benefit from the procedure.
Phase II of the REBALANCE-HF Study:
The current phase of the study focuses on patients who have similar characteristics to those who responded well in Phase I. The goal is to confirm whether this group of patients may benefit most from the treatment and whether the procedure should be studied further in a larger future trial.
This study will take place at multiple hospitals and research centers.
Participants who qualify for the study will be randomly assigned to one of two groups:
- Treatment group: The procedure is performed using the Satera Ablation System to treat a nerve called the greater splanchnic nerve.
- Control (sham) group: A simulated procedure is performed, but the treatment itself is not delivered.
Participants will be assigned to a group by chance, similar to flipping a coin, although twice as many patients will receive the treatment as the sham procedure (2:1 ratio).
The group assignment will happen during the procedure after anesthesia is given, and only after the doctor confirms that the patient's anatomy is suitable for the procedure.
Blinding:
To make sure the results are fair and unbiased:
- Participants and their heart failure doctors will not know whether the patient received the treatment or the sham procedure.
- The doctor performing the procedure and certain study staff will know which procedure is performed so they can carry out the procedure safely.
- The study safety team will also know this information to help monitor patient safety.
Sham Procedure:
A sham procedure is used to help researchers understand whether any improvements are due to the treatment itself or to the placebo effect.
During the sham procedure:
A small needle puncture is made in the groin or neck, similar to what is done for many heart procedures.
Doctors check the veins to confirm whether the procedure could have been performed.
However, the treatment catheter is not used and the nerve is not treated.
The sham procedure takes about 45 minutes, which is about the same amount of time as the treatment procedure.
Number of Participants:
90 patients were assigned to treatment or sham during Phase I.
In Phase II, up to 60 additional patients will be enrolled.
About 40 patients will receive the treatment, and about 20 will receive the sham procedure.
- Being tested
- Greater Splanchnic Nerve Ablation, Sham Control
- Keywords
- Heart Failure with Preserved Ejection Fraction (HFpEF), HFpEF, Greater Splanchnic Nerve, GSN
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
Greater Splanchnic Nerve AblationDevice
The greater splanchnic nerve (GSN) ablation procedure begins with a small needle puncture in the groin or neck to access a vein, using methods that are commonly used for heart procedures. Doctors then guide thin tubes and wires through the vein to reach a nerve called the right greater splanchnic nerve. X-ray imaging is used to help the doctor see where the catheter is and guide it to the correct location. Once the catheter is in the right place, the doctor uses the device to treat the nerve using controlled heat.
Sham ControlDevice
During the sham procedure, a small needle puncture will be made in the groin or neck to access a vein using standard medical techniques. A short tube will be placed into the vein, similar to what is done for many heart procedures. The Satera catheter and treatment devices will not be inserted, and the nerve will not be treated. The procedure will take about the same amount of time as the treatment procedure.
| Study group | Role | What they receive |
|---|---|---|
| Greater Splanchnic Nerve Ablation | Active comparator | After anesthesia is given, doctors will use the Satera Ablation System to reach a nerve called the right greater splanchnic nerve. Subjects receive catheter-based unilateral ablation of the right greater splanchnic nerve. Receives: Device: Greater Splanchnic Nerve Ablation |
| Sham Control Arm | Sham comparator | After anesthesia is given, doctors will place a small tube into a vein. The steps and length of the procedure will be similar to the Axon treatment procedure, but the study treatment will not be performed. Receives: Device: Sham Control |
What is being measured
The primary outcome is the main question the study is designed to answer.
Primary Safety Endpoint: Device or procedure related serious adverse events
Evaluation of device or procedure-related serious adverse events at 1-month follow-up based on Clinical Events Committee (CEC) assessment
Measured: 1 Month
Primary Efficacy Endpoint: KCCQ (6 months)
Assessment of change in Kansas City Cardiomyopathy Questionnaire (KCCQ) from baseline to 6-month follow up visit
Measured: Baseline through 6-months
Primary Efficacy Endpoint: 6MWT (6 months)
Assessment of change in Six Minute Walk Test (6MWT) from baseline to the 6-month follow up visit
Measured: Baseline through 6 months
Secondary outcomes (15)
Pulmonary Capillary Wedge Pressure (PCWP)
Change in pulmonary capillary wedge pressure (PCWP) at resting, legs up, 20 Watts, and Peak Exercise Stage from Baseline to the 1-month follow up visit
Measured: Baseline through 1-month
Stress blood volume
Change in estimated stress blood volume at resting, legs up, 20Watts, and Peak Exercise Stage from Baseline to the 1-month follow up visit.
Measured: Baseline through 1-month
NT-proBNP
Change in NT-proBNP levels from Baseline through the 24-month visit
Measured: Baseline through 24-months
KCCQ (24-months)
Change in KCCQ scores from baseline through the 24-month visit
Measured: Baseline through 24-months
6MWT (24-months)
Change in 6MWT from Baseline through the 24-month visit
Measured: Baseline through 24-months
Time to first heart failure event
Time to first heart failure event (hospitalizations and worsening heart failure events) through the 24-month visit
Measured: Treatment through 24-months
Incidence of heart failure events
Incidence of heart failure events (hospitalizations and worsening heart failure events) through the 24-month visit
Measured: Treatment through 24-months
Hierarchical composite endpoint (12-months)
Composite endpoint of cardiovascular death, heart failure events, and changes in KCCQ from Baseline to the 12-month visit
Measured: Baseline through 12-months
Incidence of serious device related cardiac or vascular events
Assessment of the incidence of serious device related cardiac or vascular events through 12- and 24-months
Measured: Treatment through 12- and 24-months
Device or procedure related pain
Assessment of device or procedure related pain lasting at least 30 days and requiring medical management
Measured: Treatment through 24-months
Orthostatic hypotension
Incidence of new orthostatic hypotension up to 12- and 24-months
Measured: Treatment through 12- and 24-months
Acute Kidney Injury (AKI)
Incidence of AKI requiring renal replacement therapy up to 12- and 24-months
Measured: Baseline through 12-and 24-months
Glomerular Filtration Rate (GFR)
Incidence of worsening GFR (defined as >50% for at least 30 days in duration) up to 12- and 24-months
Measured: Baseline through 12- and 24-months
Adverse Events
Incidence of all Adverse Events through 12- and 24-months
Measured: Procedure through 12- and 24-months
Mortality
Incidence of all mortality for up to 6-, 12-, and 24-months summarized as all-cause mortality, CV mortality, or heart failure-related
Measured: Procedure through 6-, 12- and 24-months
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted19 Oct 2020
- Study start18 Dec 2020
- Primary completion10 Jan 2028 (estimated)
- Study completion10 Aug 2029 (estimated)
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Publications (45)Papers the sponsor has linked to this study.
- Other trials for Heart Failure With Preserved Ejection Fraction (HFpEFStudies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase N/A
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Model description
- Phase I: Subjects randomized 1:1 (treatment to sham control); cross-over offered Phase II: Subjects randomized 2:1 (treatment to sham control): cross-over offered
- Masking
- Double blind
- Who is masked
- Participant, Outcomes assessor
- Enrolment
- 150 participants (estimated)
Sponsor and investigators
- Lead sponsor
- Axon Therapies, Inc.
- Sponsor type
- Industry (pharma, biotech, devices)
- Collaborators
- NAMSA, Cardiovascular Research Foundation, New York, Northwestern University
- Responsible party
- Sponsor
- Investigators
- Sanjiv S Shah, MD, Principal investigator, Northwestern University
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT04592445
- Sponsor's protocol ID
- 09868
- Acronym
- Rebalance-HF
- Status last verified
- Sep 2026
- First submitted
- 7 Oct 2020
- Last updated
- 21 Sep 2026
- Results posted
- No
- Data monitoring committee
- Yes
- FDA-regulated drug
- No
- FDA-regulated device
- Yes
- Individual data sharing
- No
Publications
Ziaeian B, Fonarow GC. Epidemiology and aetiology of heart failure. Nat Rev Cardiol. 2016 Jun;13(6):368-78. doi: 10.1038/nrcardio.2016.25. Epub 2016 Mar 3.
PubMed 26935038Benjamin EJ, Virani SS, Callaway CW, Chamberlain AM, Chang AR, Cheng S, Chiuve SE, Cushman M, Delling FN, Deo R, de Ferranti SD, Ferguson JF, Fornage M, Gillespie C, Isasi CR, Jimenez MC, Jordan LC, Judd SE, Lackland D, Lichtman JH, Lisabeth L, Liu S, Longenecker CT, Lutsey PL, Mackey JS, Matchar DB, Matsushita K, Mussolino ME, Nasir K, O'Flaherty M, Palaniappan LP, Pandey A, Pandey DK, Reeves MJ, Ritchey MD, Rodriguez CJ, Roth GA, Rosamond WD, Sampson UKA, Satou GM, Shah SH, Spartano NL, Tirschwell DL, Tsao CW, Voeks JH, Willey JZ, Wilkins JT, Wu JH, Alger HM, Wong SS, Muntner P; American Heart Association Council on Epidemiology and Prevention Statistics Committee and Stroke Statistics Subcommittee. Heart Disease and Stroke Statistics-2018 Update: A Report From the American Heart Association. Circulation. 2018 Mar 20;137(12):e67-e492. doi: 10.1161/CIR.0000000000000558. Epub 2018 Jan 31. No abstract available.
PubMed 29386200Gheorghiade M, Vaduganathan M, Fonarow GC, Bonow RO. Rehospitalization for heart failure: problems and perspectives. J Am Coll Cardiol. 2013 Jan 29;61(4):391-403. doi: 10.1016/j.jacc.2012.09.038. Epub 2012 Dec 5.
PubMed 23219302Heidenreich PA, Bozkurt B, Aguilar D, Allen LA, Byun JJ, Colvin MM, Deswal A, Drazner MH, Dunlay SM, Evers LR, Fang JC, Fedson SE, Fonarow GC, Hayek SS, Hernandez AF, Khazanie P, Kittleson MM, Lee CS, Link MS, Milano CA, Nnacheta LC, Sandhu AT, Stevenson LW, Vardeny O, Vest AR, Yancy CW; ACC/AHA Joint Committee Members. 2022 AHA/ACC/HFSA Guideline for the Management of Heart Failure: A Report of the American College of Cardiology/American Heart Association Joint Committee on Clinical Practice Guidelines. Circulation. 2022 May 3;145(18):e895-e1032. doi: 10.1161/CIR.0000000000001063. Epub 2022 Apr 1.
PubMed 35363499Lam CS, Donal E, Kraigher-Krainer E, Vasan RS. Epidemiology and clinical course of heart failure with preserved ejection fraction. Eur J Heart Fail. 2011 Jan;13(1):18-28. doi: 10.1093/eurjhf/hfq121. Epub 2010 Aug 3.
PubMed 20685685Shah KS, Xu H, Matsouaka RA, Bhatt DL, Heidenreich PA, Hernandez AF, Devore AD, Yancy CW, Fonarow GC. Heart Failure With Preserved, Borderline, and Reduced Ejection Fraction: 5-Year Outcomes. J Am Coll Cardiol. 2017 Nov 14;70(20):2476-2486. doi: 10.1016/j.jacc.2017.08.074. Epub 2017 Nov 12.
PubMed 29141781Steinberg BA, Zhao X, Heidenreich PA, Peterson ED, Bhatt DL, Cannon CP, Hernandez AF, Fonarow GC; Get With the Guidelines Scientific Advisory Committee and Investigators. Trends in patients hospitalized with heart failure and preserved left ventricular ejection fraction: prevalence, therapies, and outcomes. Circulation. 2012 Jul 3;126(1):65-75. doi: 10.1161/CIRCULATIONAHA.111.080770. Epub 2012 May 21.
PubMed 22615345Owan TE, Hodge DO, Herges RM, Jacobsen SJ, Roger VL, Redfield MM. Trends in prevalence and outcome of heart failure with preserved ejection fraction. N Engl J Med. 2006 Jul 20;355(3):251-9. doi: 10.1056/NEJMoa052256.
PubMed 16855265Yancy CW, Jessup M, Bozkurt B, Butler J, Casey DE Jr, Colvin MM, Drazner MH, Filippatos GS, Fonarow GC, Givertz MM, Hollenberg SM, Lindenfeld J, Masoudi FA, McBride PE, Peterson PN, Stevenson LW, Westlake C. 2017 ACC/AHA/HFSA Focused Update of the 2013 ACCF/AHA Guideline for the Management of Heart Failure: A Report of the American College of Cardiology/American Heart Association Task Force on Clinical Practice Guidelines and the Heart Failure Society of America. J Am Coll Cardiol. 2017 Aug 8;70(6):776-803. doi: 10.1016/j.jacc.2017.04.025. Epub 2017 Apr 28. No abstract available.
PubMed 28461007Dickstein K, Vardas PE, Auricchio A, Daubert JC, Linde C, McMurray J, Ponikowski P, Priori SG, Sutton R, van Veldhuisen DJ; ESC Committee for Practice Guidelines. 2010 Focused Update of ESC Guidelines on device therapy in heart failure: an update of the 2008 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure and the 2007 ESC Guidelines for cardiac and resynchronization therapy. Developed with the special contribution of the Heart Failure Association and the European Heart Rhythm Association. Europace. 2010 Nov;12(11):1526-36. doi: 10.1093/europace/euq392. No abstract available.
PubMed 20974767McDonagh TA, Metra M, Adamo M, Gardner RS, Baumbach A, Bohm M, Burri H, Butler J, Celutkiene J, Chioncel O, Cleland JGF, Coats AJS, Crespo-Leiro MG, Farmakis D, Gilard M, Heymans S, Hoes AW, Jaarsma T, Jankowska EA, Lainscak M, Lam CSP, Lyon AR, McMurray JJV, Mebazaa A, Mindham R, Muneretto C, Francesco Piepoli M, Price S, Rosano GMC, Ruschitzka F, Kathrine Skibelund A; ESC Scientific Document Group. 2021 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure. Eur Heart J. 2021 Sep 21;42(36):3599-3726. doi: 10.1093/eurheartj/ehab368. No abstract available.
PubMed 34447992Ezekowitz JA, O'Meara E, McDonald MA, Abrams H, Chan M, Ducharme A, Giannetti N, Grzeslo A, Hamilton PG, Heckman GA, Howlett JG, Koshman SL, Lepage S, McKelvie RS, Moe GW, Rajda M, Swiggum E, Virani SA, Zieroth S, Al-Hesayen A, Cohen-Solal A, D'Astous M, De S, Estrella-Holder E, Fremes S, Green L, Haddad H, Harkness K, Hernandez AF, Kouz S, LeBlanc MH, Masoudi FA, Ross HJ, Roussin A, Sussex B. 2017 Comprehensive Update of the Canadian Cardiovascular Society Guidelines for the Management of Heart Failure. Can J Cardiol. 2017 Nov;33(11):1342-1433. doi: 10.1016/j.cjca.2017.08.022. Epub 2017 Sep 6.
PubMed 29111106Chaudhry SI, Wang Y, Concato J, Gill TM, Krumholz HM. Patterns of weight change preceding hospitalization for heart failure. Circulation. 2007 Oct 2;116(14):1549-54. doi: 10.1161/CIRCULATIONAHA.107.690768. Epub 2007 Sep 10.
PubMed 17846286Metra M, Faggiano P, D'Aloia A, Nodari S, Gualeni A, Raccagni D, Dei Cas L. Use of cardiopulmonary exercise testing with hemodynamic monitoring in the prognostic assessment of ambulatory patients with chronic heart failure. J Am Coll Cardiol. 1999 Mar 15;33(4):943-50. doi: 10.1016/s0735-1097(98)00672-x.
PubMed 10091820Zile MR, Bennett TD, El Hajj S, Kueffer FJ, Baicu CF, Abraham WT, Bourge RC, Warner Stevenson L. Intracardiac Pressures Measured Using an Implantable Hemodynamic Monitor: Relationship to Mortality in Patients With Chronic Heart Failure. Circ Heart Fail. 2017 Jan;10(1):e003594. doi: 10.1161/CIRCHEARTFAILURE.116.003594.
PubMed 28062538
Study at a glance
From the registry record, last updated by the sponsor on 21 Sep 2026. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- Endovascular Ablation of the Right Greater Splanchnic Nerve in Subjects Having Heart Failure With Preserved Ejection Fraction: Randomized Controlled Feasibility Trial - The Rebalance HF Study
- ClinicalTrials.gov ID
- NCT04592445
- Acronym / sponsor ID
- Rebalance-HF / 09868
- Keywords
- Heart Failure with Preserved Ejection Fraction (HFpEF), HFpEF, Greater Splanchnic Nerve, GSN
- Study type
- Interventional
- Recruitment status
- Recruiting
- Enrolment
- 150 participants (estimated)
- Lead sponsor
- Axon Therapies, Inc.Industry (pharma, biotech, devices)
- Collaborators
- NAMSA, Cardiovascular Research Foundation, New York, Northwestern University
- Study start
- 18 Dec 2020 (actual)
- Primary completion
- 10 Jan 2028 (estimated)
- Study completion
- 10 Aug 2029 (estimated)
- First posted
- 19 Oct 2020 (actual)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
The purpose of this clinical study is to evaluate the safety and early effectiveness of a catheter-based procedure that treats a nerve called the right greater splanchnic nerve. The study includes people who have heart failure with preserved ejection fraction (HFpEF). The goal is to learn whether this procedure, performed using the Satera Ablation System, may help improve symptoms and to better understand which patients may benefit most from this treatment in the future.
Detailed description
Up to 150 people will take part in this clinical study.
Phase I of the REBALANCE-HF Study
The first part of the study took place between January 2021 and March 2023. During this phase, 116 patients participated. Researchers reviewed the results to learn whether the procedure appeared safe and whether it might help improve symptoms in people with heart failure with preserved ejection fraction (HFpEF).
This early review showed encouraging results in some patients. It also helped researchers identify a group of patients who seemed more likely to benefit from the procedure.
Phase II of the REBALANCE-HF Study:
The current phase of the study focuses on patients who have similar characteristics to those who responded well in Phase I. The goal is to confirm whether this group of patients may benefit most from the treatment and whether the procedure should be studied further in a larger future trial.
This study will take place at multiple hospitals and research centers.
Participants who qualify for the study will be randomly assigned to one of two groups:
- Treatment group: The procedure is performed using the Satera Ablation System to treat a nerve called the greater splanchnic nerve.
- Control (sham) group: A simulated procedure is performed, but the treatment itself is not delivered.
Participants will be assigned to a group by chance, similar to flipping a coin, although twice as many patients will receive the treatment as the sham procedure (2:1 ratio).
The group assignment will happen during the procedure after anesthesia is given, and only after the doctor confirms that the patient's anatomy is suitable for the procedure.
Blinding:
To make sure the results are fair and unbiased:
- Participants and their heart failure doctors will not know whether the patient received the treatment or the sham procedure.
- The doctor performing the procedure and certain study staff will know which procedure is performed so they can carry out the procedure safely.
- The study safety team will also know this information to help monitor patient safety.
Sham Procedure:
A sham procedure is used to help researchers understand whether any improvements are due to the treatment itself or to the placebo effect.
During the sham procedure:
A small needle puncture is made in the groin or neck, similar to what is done for many heart procedures.
Doctors check the veins to confirm whether the procedure could have been performed.
However, the treatment catheter is not used and the nerve is not treated.
The sham procedure takes about 45 minutes, which is about the same amount of time as the treatment procedure.
Number of Participants:
90 patients were assigned to treatment or sham during Phase I.
In Phase II, up to 60 additional patients will be enrolled.
About 40 patients will receive the treatment, and about 20 will receive the sham procedure.
Study design
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- Double blind (participant, outcomes assessor)
- Number of arms
- 2
- Model description
- Phase I: Subjects randomized 1:1 (treatment to sham control); cross-over offered Phase II: Subjects randomized 2:1 (treatment to sham control): cross-over offered
| Arm | Type | Receives |
|---|---|---|
| Greater Splanchnic Nerve Ablation | Active comparator | Device: Greater Splanchnic Nerve AblationAfter anesthesia is given, doctors will use the Satera Ablation System to reach a nerve called the right greater splanchnic nerve. Subjects receive catheter-based unilateral ablation of the right greater splanchnic nerve. |
| Sham Control Arm | Sham comparator | Device: Sham ControlAfter anesthesia is given, doctors will place a small tube into a vein. The steps and length of the procedure will be similar to the Axon treatment procedure, but the study treatment will not be performed. |
Who may qualify
- Ages
- 40 years and older
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (9 listed)
- Chronic heart failure, defined as:
- Ongoing stable GDMT HF management (unless unable to tolerate GDMT) and management of potential comorbidities according to the 2022 ACCF/AHA Guideline for the Management of Heart Failure (Class 1 and 2a recommendations), with no significant changes [≥100% increase or ≥50% decrease] for a minimum of 1 month (30 days) prior to screening, that is expected to be maintained without change for at least 6 months. Participants cannot have started a glucagon-like peptide (GLP)-1 or gastric inhibitory peptide (GIP) agonist within the last 6 months or plan to start a GLP-1 or GIP agonist within the ensuing 6 months after enrollment.
- LVEF ≥50% (site-determined by transthoracic echocardiography) within the past 6 months.
- Age ≥40 years.
- Subject is willing and able to provide appropriate study-specific informed consent, follow protocol procedures, and comply with follow-up visit requirements.
Key exclusion criteria (39 listed)
- MI (type I) and/or percutaneous cardiac intervention within 3 months prior to screening; CABG in past 3 months prior to screening, or current indication for coronary revascularization.
- Cardiac resynchronization therapy initiated within 3 months prior to screening.
- Advanced heart failure defined as one or more of the following:
- Poor left heart compliance as determined by pulse-wave Doppler transmitral early-to-late (E/A) ratio >2.0 assessed by the screening echocardiogram. The Screening Committee will evaluate left heart function if the transmitral A velocity is not measurable or absent.
- Right heart dysfunction defined as tricuspid annular plane systolic excursion (TAPSE) <12 mm or right ventricular (RV) fractional area change (FAC) <25% assessed by the screening echocardiogram.
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| Greater Splanchnic Nerve AblationThe greater splanchnic nerve (GSN) ablation procedure begins with a small needle puncture in the groin or neck to access a vein, using methods that are commonly used for heart procedures. Doctors then guide thin tubes and wires through the vein to reach a nerve called the right greater splanchnic nerve. X-ray imaging is used to help the doctor see where the catheter is and guide it to the correct location. Once the catheter is in the right place, the doctor uses the device to treat the nerve using controlled heat. | Device | Greater Splanchnic Nerve Ablation |
| Sham ControlDuring the sham procedure, a small needle puncture will be made in the groin or neck to access a vein using standard medical techniques. A short tube will be placed into the vein, similar to what is done for many heart procedures. The Satera catheter and treatment devices will not be inserted, and the nerve will not be treated. The procedure will take about the same amount of time as the treatment procedure. | Device | Sham Control Arm |
Primary outcome
Primary Safety Endpoint: Device or procedure related serious adverse events
Time frame: 1 Month
Evaluation of device or procedure-related serious adverse events at 1-month follow-up based on Clinical Events Committee (CEC) assessment
Primary Efficacy Endpoint: KCCQ (6 months)
Time frame: Baseline through 6-months
Assessment of change in Kansas City Cardiomyopathy Questionnaire (KCCQ) from baseline to 6-month follow up visit
Primary Efficacy Endpoint: 6MWT (6 months)
Time frame: Baseline through 6 months
Assessment of change in Six Minute Walk Test (6MWT) from baseline to the 6-month follow up visit
15 secondary outcomes
Pulmonary Capillary Wedge Pressure (PCWP)
Time frame: Baseline through 1-month
Stress blood volume
Time frame: Baseline through 1-month
NT-proBNP
Time frame: Baseline through 24-months
KCCQ (24-months)
Time frame: Baseline through 24-months
6MWT (24-months)
Time frame: Baseline through 24-months
Time to first heart failure event
Time frame: Treatment through 24-months
Incidence of heart failure events
Time frame: Treatment through 24-months
Hierarchical composite endpoint (12-months)
Time frame: Baseline through 12-months
Incidence of serious device related cardiac or vascular events
Time frame: Treatment through 12- and 24-months
Device or procedure related pain
Time frame: Treatment through 24-months
Orthostatic hypotension
Time frame: Treatment through 12- and 24-months
Acute Kidney Injury (AKI)
Time frame: Baseline through 12-and 24-months
Glomerular Filtration Rate (GFR)
Time frame: Baseline through 12- and 24-months
Adverse Events
Time frame: Procedure through 12- and 24-months
Mortality
Time frame: Procedure through 6-, 12- and 24-months
Results and safety
This study is still under way. Results are not available in the source record yet.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 21 Sep 2026.
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- Background: PubMed 29386200Benjamin EJ, Virani SS, Callaway CW, Chamberlain AM, Chang AR, Cheng S, Chiuve SE, Cushman M, Delling FN, Deo R, de Ferranti SD, Ferguson JF, Fornage M, Gillespie C, Isasi CR, Jimenez MC, Jordan LC, Judd SE, Lackland D, Lichtman JH, Lisabeth L, Liu S, Longenecker CT, Lutsey PL, Mackey JS, Matchar DB, Matsushita K, Mussolino ME, Nasir K, O'Flaherty M, Palaniappan LP, Pandey A, Pandey DK, Reeves MJ, Ritchey MD, Rodriguez CJ, Roth GA, Rosamond WD, Sampson UKA, Satou GM, Shah SH, Spartano NL, Tirschwell DL, Tsao CW, Voeks JH, Willey JZ, Wilkins JT, Wu JH, Alger HM, Wong SS, Muntner P; American Heart Association Council on Epidemiology and Prevention Statistics Committee and Stroke Statistics Subcommittee. Heart Disease and Stroke Statistics-2018 Update: A Report From the American Heart Association. Circulation. 2018 Mar 20;137(12):e67-e492. doi: 10.1161/CIR.0000000000000558. Epub 2018 Jan 31. No abstract available.
- Background: PubMed 23219302Gheorghiade M, Vaduganathan M, Fonarow GC, Bonow RO. Rehospitalization for heart failure: problems and perspectives. J Am Coll Cardiol. 2013 Jan 29;61(4):391-403. doi: 10.1016/j.jacc.2012.09.038. Epub 2012 Dec 5.
- Background: PubMed 35363499Heidenreich PA, Bozkurt B, Aguilar D, Allen LA, Byun JJ, Colvin MM, Deswal A, Drazner MH, Dunlay SM, Evers LR, Fang JC, Fedson SE, Fonarow GC, Hayek SS, Hernandez AF, Khazanie P, Kittleson MM, Lee CS, Link MS, Milano CA, Nnacheta LC, Sandhu AT, Stevenson LW, Vardeny O, Vest AR, Yancy CW; ACC/AHA Joint Committee Members. 2022 AHA/ACC/HFSA Guideline for the Management of Heart Failure: A Report of the American College of Cardiology/American Heart Association Joint Committee on Clinical Practice Guidelines. Circulation. 2022 May 3;145(18):e895-e1032. doi: 10.1161/CIR.0000000000001063. Epub 2022 Apr 1.
- Background: PubMed 20685685Lam CS, Donal E, Kraigher-Krainer E, Vasan RS. Epidemiology and clinical course of heart failure with preserved ejection fraction. Eur J Heart Fail. 2011 Jan;13(1):18-28. doi: 10.1093/eurjhf/hfq121. Epub 2010 Aug 3.
- Background: PubMed 29141781Shah KS, Xu H, Matsouaka RA, Bhatt DL, Heidenreich PA, Hernandez AF, Devore AD, Yancy CW, Fonarow GC. Heart Failure With Preserved, Borderline, and Reduced Ejection Fraction: 5-Year Outcomes. J Am Coll Cardiol. 2017 Nov 14;70(20):2476-2486. doi: 10.1016/j.jacc.2017.08.074. Epub 2017 Nov 12.
- Background: PubMed 22615345Steinberg BA, Zhao X, Heidenreich PA, Peterson ED, Bhatt DL, Cannon CP, Hernandez AF, Fonarow GC; Get With the Guidelines Scientific Advisory Committee and Investigators. Trends in patients hospitalized with heart failure and preserved left ventricular ejection fraction: prevalence, therapies, and outcomes. Circulation. 2012 Jul 3;126(1):65-75. doi: 10.1161/CIRCULATIONAHA.111.080770. Epub 2012 May 21.
- Background: PubMed 16855265Owan TE, Hodge DO, Herges RM, Jacobsen SJ, Roger VL, Redfield MM. Trends in prevalence and outcome of heart failure with preserved ejection fraction. N Engl J Med. 2006 Jul 20;355(3):251-9. doi: 10.1056/NEJMoa052256.
- Background: PubMed 28461007Yancy CW, Jessup M, Bozkurt B, Butler J, Casey DE Jr, Colvin MM, Drazner MH, Filippatos GS, Fonarow GC, Givertz MM, Hollenberg SM, Lindenfeld J, Masoudi FA, McBride PE, Peterson PN, Stevenson LW, Westlake C. 2017 ACC/AHA/HFSA Focused Update of the 2013 ACCF/AHA Guideline for the Management of Heart Failure: A Report of the American College of Cardiology/American Heart Association Task Force on Clinical Practice Guidelines and the Heart Failure Society of America. J Am Coll Cardiol. 2017 Aug 8;70(6):776-803. doi: 10.1016/j.jacc.2017.04.025. Epub 2017 Apr 28. No abstract available.
- Background: PubMed 20974767Dickstein K, Vardas PE, Auricchio A, Daubert JC, Linde C, McMurray J, Ponikowski P, Priori SG, Sutton R, van Veldhuisen DJ; ESC Committee for Practice Guidelines. 2010 Focused Update of ESC Guidelines on device therapy in heart failure: an update of the 2008 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure and the 2007 ESC Guidelines for cardiac and resynchronization therapy. Developed with the special contribution of the Heart Failure Association and the European Heart Rhythm Association. Europace. 2010 Nov;12(11):1526-36. doi: 10.1093/europace/euq392. No abstract available.
- Background: PubMed 34447992McDonagh TA, Metra M, Adamo M, Gardner RS, Baumbach A, Bohm M, Burri H, Butler J, Celutkiene J, Chioncel O, Cleland JGF, Coats AJS, Crespo-Leiro MG, Farmakis D, Gilard M, Heymans S, Hoes AW, Jaarsma T, Jankowska EA, Lainscak M, Lam CSP, Lyon AR, McMurray JJV, Mebazaa A, Mindham R, Muneretto C, Francesco Piepoli M, Price S, Rosano GMC, Ruschitzka F, Kathrine Skibelund A; ESC Scientific Document Group. 2021 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure. Eur Heart J. 2021 Sep 21;42(36):3599-3726. doi: 10.1093/eurheartj/ehab368. No abstract available.
- Background: PubMed 29111106Ezekowitz JA, O'Meara E, McDonald MA, Abrams H, Chan M, Ducharme A, Giannetti N, Grzeslo A, Hamilton PG, Heckman GA, Howlett JG, Koshman SL, Lepage S, McKelvie RS, Moe GW, Rajda M, Swiggum E, Virani SA, Zieroth S, Al-Hesayen A, Cohen-Solal A, D'Astous M, De S, Estrella-Holder E, Fremes S, Green L, Haddad H, Harkness K, Hernandez AF, Kouz S, LeBlanc MH, Masoudi FA, Ross HJ, Roussin A, Sussex B. 2017 Comprehensive Update of the Canadian Cardiovascular Society Guidelines for the Management of Heart Failure. Can J Cardiol. 2017 Nov;33(11):1342-1433. doi: 10.1016/j.cjca.2017.08.022. Epub 2017 Sep 6.
- Individual participant dataSharing planned: No
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part.
Sanjiv S Shah, MD principal investigator
Northwestern University
26 sites in 2 countries: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A study testing Greater Splanchnic Nerve Ablation in people with Heart Failure With Preserved Ejection Fraction (HFpEF, run by Axon Therapies, Inc. at 26 sites in 2 countries.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 9 inclusion and 39 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: looking for participants now, as of the sponsor's last update on 21 Sep 2026. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 26 sites in United States, Georgia. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. Some participants in this study may receive a placebo. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
Are results available for this study?
This study is still under way. Results are not available in the source record yet.
How can a doctor refer a patient or contact the research team?
Contact Judit Adorjan (16507221119, j.adorjan@axontherapies.com), or a site near the patient. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Primary Safety Endpoint: Device or procedure related serious adverse events (time frame: 1 Month). The study lists 3 primary outcomes in all. It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT04592445, which also lists 45 linked publications.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 21 Sep 2026; AzTrials last refreshed its copy on 8 Nov 2026.