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Rectal CancerPhase 3NCT04495088

Preoperative FOLFOX Versus Postoperative Risk-adapted Chemotherapy in Patients With Locally Advanced Rectal Cancer

A Phase 3 study testing mFOLFOX (neoadjuvant), XELOX (neoadjuvant) and mFOLFOX (adjuvant) in people with Rectal Cancer, run by Ralf Hofheinz at 1 site in Germany.

Terminated

Stopped early. The study ended before it was planned to and will not resume.

Official record
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Trial summary

This is a multicenter, prospective, randomized, stratified, controlled, open-label study comparing preoperative FOLFOX versus postoperative risk-adapted chemotherapy in patients with locally advanced rectal cancer and low risk for local failure Read more about this study

Who is it for?
Ages 18 years and older
Conditions the study is for
Rectal Cancer
What is being tested?
mFOLFOX (neoadjuvant), XELOX (neoadjuvant) and mFOLFOX (adjuvant)
Type of treatment
Injection or infusion
Could I receive a placebo?
No, everyone receives an active treatment
How many people
215 participants
Where
1 siteGermany
Study dates
30 Sep 2020to 31 Jul 2026
Phase
Phase 3
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 years and older
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • Male and female patients with histologically confirmed diagnosis of rectal adenocarcinoma localised 0 - 16 cm from the anocutaneous line as measured by rigid rectoscopy (i.e. lower, middle and upper third of the rectum), depending on MRI-defined inclusion criteria (see below).
  • Staging requirements: High-resolution magnetic resonance imaging (MRI) of the pelvis is the mandatory local staging procedure.
  • Transrectal endoscopic ultrasound (EUS) is used to help discriminate between T1/2 and early T3 tumors.
  • MRI-defined inclusion criteria:
  • Lower third (0-6 cm):
  • cT1/2 with clear cN+ based on defined MRI criteria or T3a-b (i.e. maximum infiltration into the perirectal fat of 5mm), provided CRM > 2mm and EMVI-** ii. Middle third (≥ 6-12 cm):
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  • cT1/2 with clear cN+ provided CRM- and EMVI-**
  • cT3 irrespective of the depth of invasion into the perirectal fat, provided no evidence that tumor is adjacent to (defined as within 2 mm of) the mesorectal fascia on MRI (i.e. CRM > 2 mm), N0 or N1, EMVI-** iii. Upper third (≥ 12-16 cm):
  • cT1/2 with clear cN+, irrespective of CRM and EMVI
  • any cT3-4 irrespective of nodal status, CRM and EMVI.
  • Spiral-CT of the abdomen and chest to exclude distant metastases.
  • Aged at least 18 years. No upper age limit.
  • WHO/ECOG Performance Status ≤1.
  • Adequate haematological, hepatic, renal and metabolic function parameters:
  • Leukocytes ≥ 3.000/mm³, ANC ≥ 2.000/mm³, platelets ≥ 100.000/mm³, Hb > 9 g/dl
  • Serum creatinine ≤ 1.5 x upper limit of normal
  • Bilirubin ≤ 2.0 mg/dl, SGOT-SGPT, and AP ≤ 3 x upper limit of normal.
  • QTc interval (Bazett**) ≤ 440 ms
  • Informed consent of the patient.
  • "" Formula for QTc interval calculation (Bazett): QTc= ((QT) ̅" (ms)" )/√(RR (sec))= ((QT) ̅" (ms)" )/√(60/(frequency (1/min)))

Who cannot join

  • Distant metastases (to be excluded by CT scan of the thorax and abdomen).
  • Prior antineoplastic therapy for rectal cancer.
  • Prior radiotherapy of the pelvic region.
  • Major surgery within the last 4 weeks prior to inclusion.
  • Subject pregnant or breast feeding, or planning to become pregnant within 6 months after the end of treatment.
  • Subject (male or female) is not willing to use highly effective*** methods of contraception during treatment and for 6 months (male or female) after the end of treatment Male patients treated with Oxaliplatin should take legal advice concerning sperm conservation before start of therapy and should additionally use a condom during treatment period. Their female partner of childbearing potential should also use an appropriate contraceptive measure.
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  • On-treatment participation in a clinical study in the period 30 days prior to inclusion.
  • Previous or current drug abuse.
  • Other concomitant antineoplastic therapy.
  • Serious concurrent diseases, including neurologic or psychiatric disorders (incl. dementia and uncontrolled seizures), active, uncontrolled infections, active, disseminated coagulation disorder.
  • Clinically significant cardiovascular disease in (incl. myocardial infarction, unstable angina, symptomatic congestive heart failure, serious uncontrolled cardiac arrhythmia) ≤ 6 months before enrolment.
  • Chronic diarrhea (> grade 1 according NCI CTCAE).
  • Prior or concurrent malignancy ≤ 3 years prior to enrolment in study (Exception: non-melanoma skin cancer or cervical carcinoma FIGO stage 0-1), if the patient is continuously disease-free.
  • Known allergic reactions or hypersensitivity on study medication or to any of the other excipients.
  • Evidence of peripheral sensory neuropathy > grade 1 according to CTCAE version 5.0 (see appendix).
  • Severe kidney dysfunction (creatinine clearance < 30 ml/min).
  • Recent or concurrent treatment with brivudine.
  • Pernicious or other megaloblastic anaemia caused by vitamin B12 deficiency.
  • Known dihydropyrimidine dehydrogenase deficiency.
  • Psychological, familial, sociological or geographical condition potentially hampering compliance with the study protocol and follow-up schedule (these conditions should be discussed with the patient before registration in the trial).
  • ""highly effective (i.e. failure rate of <1% per year when used consistently and correctly) methods: intravaginal and transdermal combined (estrogen and progestogen containing) hormonal contraception; injectable and implantable progestogen-only hormonal contraception; intrauterine device (IUD); intrauterine hormone-releasing system (IUS); bilateral tubal occlusion; vasectomized partner; sexual abstinence (complete abstinence is defined as refraining from heterosexual intercourse during the entire period of risk associated with the study treatments).

Trial locations and contacts

1 site in 1 country.

Germany1 site
  • Unversity Hospital Mannheim

    Mannheim, 68167

Other trials in Germany

About this study

Official title: Preoperative FOLFOX Versus Postoperative Risk-adapted Chemotherapy in Patients With Locally Advanced Rectal Cancer and Low Risk for Local Failure: A Randomized Phase III Trial of the German Rectal Cancer Study Group

This is a multicenter, prospective, randomized, stratified, controlled, open-label study comparing preoperative FOLFOX versus postoperative risk-adapted chemotherapy in patients with locally advanced rectal cancer and low risk for local failure

Read the detailed description

Patients with locally advanced rectal cancer are generally treated with preoperative 5-FU- or capecitabine-based chemo-radiotherapy (CRT) and total mesorectal excision (TME) surgery in order to decrease the rate of local failure. In patients with low risk for local failure in the middle third of the rectum (cT3a/b, N-) as determined with quality controlled MRI, the German S3 guidelines and the ESMO clinical practice guidelines state that neoadjuvant radiotherapy may be omitted. However, distant failure rate is still substantial in the range of 20-25% in these patients highlighting the need for more effective systemic treatment.

The hereby proposed ACO/ARO/AIO-18.2 randomized trial incorporates three novel aspects: (1) patient selection relies on strict and quality controlled MRI features and therefore identifies a cohort without imminent need for radiotherapy, (2) the sequence of chemotherapy and surgery is changed in a way that chemotherapy is administered preoperatively to increase the rate of patients treated with chemotherapy, and (3) three months of neoadjuvant FOLFOX or XELOX (instead of up to 6 months adjuvant chemotherapy) are used as a sole perioperative treatment in order to administer effective doses of the presumably most effective perioperative treatment at an early time point during the course of disease.

Thus, patients with locally advanced rectal cancer but low risk for local failure (cT1/2N+ in all thirds of the rectum, cT3a/b N- in the middle third, and cT3-4 Nany in the upper third) will be included and randomized between three months of neoadjuvant FOLFOX/XELOX in Arm A and primary resection of the tumor followed by risk (i.e. stage) adapted chemotherapy in Arm B.

Conditions
Rectal Cancer
Being tested
mFOLFOX (neoadjuvant), XELOX (neoadjuvant), mFOLFOX (adjuvant), XELOX (adjuvant), Capecitabine (adjuvant)
Keywords
Rectal Cancer
Medical subject headings
Rectal Neoplasms

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • mFOLFOX (neoadjuvant)Drug

    Also called Folinic acid, Oxaliplatin, 5-FU

    neoadjuvant application Folinic acid: 400 mg/m2, 2h i.v., on day 1 Oxaliplatin: 85 mg/m2, 2-6h i.v., on day 1 5-FU: 2400 mg/m2, 46-48h i.v., on day 1. Cycles are repeated on day 15. A total of 6 cycles are administered.

  • XELOX (neoadjuvant)Drug

    Also called Capecitabine, Oxaliplatin

    neoadjuvant application Capecitabine: 1,000 mg/m2 bid, po, on days 1-14 Oxaliplatin: 130 mg/m2, 2-6h i.v. day 1 Cycles are repeated on day 22. A total of 4 cycles are administered.

  • mFOLFOX (adjuvant)Drug

    Also called Folinic acid, Oxaliplatin, 5-FU

    adjuvant application Folinic acid: 400 mg/m2, 2h i.v., on day 1 Oxaliplatin: 85 mg/m2, 2-6h i.v., on day 1 5-FU: 2400 mg/m2, 46-48h i.v., on day 1. Cycles are repeated on day 15. A total of 6 cycles are administered.

  • XELOX (adjuvant)Drug

    Also called Capecitabine, Oxaliplatin

    adjuvant application Capecitabine: 1,000 mg/m2 bid, po, on days 1-14 Oxaliplatin: 130 mg/m2, 2-6h i.v. day 1 Cycles are repeated on day 22. A total of 4 cycles are administered.

  • Capecitabine (adjuvant)Drug

    Also called Capecitabine

    adjuvant application Capecitabine: 1,250 mg/m2 bid, po, on days 1-14 Cycles are repeated on day 22. A total of 8 cycles are administered.

  • infusional 5-FU/FA "AIO" regimen (adjuvant)Drug

    Also called 5-FU, Folinic acid

    adjuvant application Folinic acid 2h i.v. 500 mg/m² 5-FU 2,600mg/m² (24h infusion) Days 1, 8, 15, 22, 29, 36; cycle is repeated day 57 (representing one cycle); a total of 3 cycles should be administered.

  • infusional 5-FU/FA "de Gramont" (adjuvant)Drug

    Also called 5-FU, Folinic acid

    adjuvant application Folinic acid 2h i.v. 200 mg/m² days 1 and 2 5-FU 400mg/m² bolus followed by 600mg/m² 22h infusion days 1 and 2 The cycle is repeated day 15; a total of 12 cycles should be administered.

Study groups in NCT04495088
Study groupRoleWhat they receive
A (experimental arm)ExperimentalThe experimental arm A starts with 6 cycles of mFOLFOX or 4 cycles of XELOX. Surgery is scheduled four or six weeks after day 1 of the last mFOLFOX or XELOX cycle, respectively. No postoperative chemotherapy is planned
Receives: Drug: mFOLFOX (neoadjuvant); Drug: XELOX (neoadjuvant)
B (control arm)Active comparatorIn the standard arm B, patients undergo surgical resection of the primary tumor followed by stage- (risk-)adapted adjuvant chemotherapy 4-8 weeks after surgery according to recommendations of the S3 guidelines in analogy to colon cancer. Details of the recommended protocols are provided in the protocol.
Receives: Drug: mFOLFOX (adjuvant); Drug: XELOX (adjuvant); Drug: Capecitabine (adjuvant); Drug: infusional 5-FU/FA "AIO" regimen (adjuvant); Drug: infusional 5-FU/FA "de Gramont" (adjuvant)

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. disease-free survival

    time from randomisation to one of the following events: no surgery or non-radical (R2) surgery of the primary tumour, locoregional recurrence after R0/1 resection of the primary tumour, second primary colorectal or other cancer, metastatic disease or progression, or death from any cause, whichever occurred first.

    Measured: up to 3 years

Secondary outcomes (13)
  1. Acute and late toxicity

    assessment of acute and late toxicity according to NCI CTCAE version 5.0

    Measured: From date of informed consent until the End of Treatment or 30 days after the last dose of study treatment

  2. Compliance (completion rate) of chemotherapy

    Rate of completion of administered chemotherapy

    Measured: From date of randomization until end of chemotherapy, approx. 12 (arm A) respectively up to 34 (arm B) weeks after randomization

  3. Surgical morbidity and complications

    Surgical morbidity and complications if surgery is performed and events occur

    Measured: After surgery, approx. 2 (arm B) respectively 20 (arm A) weeks after randomization

  4. Pathological UICC-staging, including pCR (ypT0N0) rate

    Pathological staging according UICC criteria, including detailed information about pathologically assessed complete response rate (ypT0N0)

    Measured: After surgery, approx. 2 (arm B) respectively 20 (arm A) weeks after randomization

  5. R0 resection rate, Negative circumferential resection rate (CRM > 1mm)

    defined as microscopically margin negative resection with no gross or microscopic tumor remains in the area of the primary tumor and/or samples regional lymph nodes based on evaluation by the local pathologist

    Measured: After surgery, approx. 2 (arm B) respectively 20 (arm A) weeks after randomization

  6. Tumor regression grading according to Dworak in the experimental arm

    Grading of tumor regression according to Dworak in the experimental arm

    Measured: After surgery, approx. 2 (arm B) respectively 20 (arm A) weeks after randomization

  7. Rate of sphincter-sparing surgery

    Rate of sphincter-sparing surgery if surgery is performed

    Measured: After surgery, approx. 2 (arm B) respectively 20 (arm A) weeks after randomization

  8. Rate of W&W with or without local regrowth

    Number of performed watch\&wait approaches with or without local regrowth compared to planned and performed surgery

    Measured: Up to 5 years after end of treatment

  9. Cumulative incidence of local and distant recurrences

    Total number of local and distant recurrences, if they occur

    Measured: Up to 5 years after end of treatment

  10. Overall survival

    Overall survival is defined as the time interval between the date of randomization and the date of death of any cause. Patients who are still alive when last traced will be censored at the date of last follow-up

    Measured: Up to at least 3 years and until 5 years

  11. Patient reported outcome: Quality of life according to questionnaire EORTC-QLQ-C30

    Quality of life scores according to validated questionnaires EORTC-QLQ-C30, based on treatment arm, and surgical procedures. 30 questions; score values from 1 (not at all) to 4 (very much) respectively from 1 (very poor) to 7 (excellent). Score outcome depends on score type.

    Measured: From date of randomization until the date of first documented progression or date of death from any cause, whichever occured first, assessed up to approximately 68 months

  12. Patient reported outcome: Quality of life according to questionnaire EORTC-QLQ-CR29

    Quality of life scores according to validated questionnaires EORTC-QLQ-CR29, based on treatment arm, and surgical procedures. 29 questions; score values from 1 (not at all) to 4 (very much). Score outcome depends on score type.

    Measured: From date of randomization until the date of first documented progression or date of death from any cause, whichever occured first, assessed up to approximately 68 months

  13. Patient reported outcome: Functional outcome according to Wexner score

    Functional score according to validated Wexner score, based on treatment arm, and surgical procedures. 5 questions; five score values from "never" to "1 per day or more often". The more often the worse the outcome.

    Measured: From date of randomization until the date of first documented progression or date of death from any cause, whichever occured first, assessed up to approximately 68 months

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted31 Jul 2020
  2. Study start30 Sep 2020
  3. Primary completion31 Jul 2026
  4. Study completion31 Jul 2026

Why it stopped: poor accrual

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 3
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Model description
multicenter, randomized, two-armed
Masking
None (open label)
Enrolment
215 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT04495088
Sponsor's protocol ID
ACO/ARO/AIO-18.2
Other IDs
2018-001356-35, 2018
Status last verified
Sep 2026
First submitted
28 Jul 2020
Last updated
2 Oct 2026
Results posted
No
Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
No

Questions about this trial

What is this clinical trial studying?

A Phase 3 study testing mFOLFOX (neoadjuvant), XELOX (neoadjuvant) and mFOLFOX (adjuvant) in people with Rectal Cancer, run by Ralf Hofheinz at 1 site in Germany.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 20 inclusion and 21 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: stopped early, as of the sponsor's last update on 2 Oct 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in Germany. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 3 studies compare the treatment with the current standard treatment or a placebo in a large group, to confirm how well it works and watch for side effects.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

The study was stopped early (reason given: poor accrual). Results are not available in the source record.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

disease-free survival (time frame: up to 3 years). It is what the study was designed to measure, not a finding.

Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 2 Oct 2026.

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