Acute StrokePhase 1NCT04434768
Evaluate the Safety and Explore Efficacy of Umbilical Cord Mesenchymal Stem Cells in Acute Ischemic Stroke
A Phase 1 study testing UMSC01 in people with Acute Stroke, run by Ever Supreme Bio Technology Co., Ltd. at 1 site in Taiwan.
Trial summary
This study is a first-in-human assessment of safety of using umbilical cord mesenchymal stem cells (UCMSCs) in patients with Acute Ischemic Stroke via a combination of intra arterial (IA) and intravenous (IV) stem cell administration. Read more about this study
- Who is it for?
- Ages 20 to 80 years
- Conditions the study is for
- Acute Stroke
- What is being tested?
- UMSC01
- Type of treatment
- Injection or infusion
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 10 participants
- Where
- 1 siteTaiwan
- Study dates
- 2 Dec 2020to 23 Jan 2026
- Phase
- Phase 1
- Are there results?
- None posted in the registry
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 20 to 80 years
- All sexes
- No healthy volunteers
- Adult, Older adult
Donor-Inclusion Criteria:
- Pregnant women who are aged ≥ 20, <50 years old on the date of consent.
- Pregnant women who are willing to and has given her signed written informed consent.
- Pregnant women whose gestation age ≥ 34 weeks and have intact placenta.
- Pregnant women who have not had any complication of pregnancy.
- Pregnant women who are willing to provide a personal and family medical history (as much available) of herself and the biologic father (as much available), prior to or following collection of the umbilical cord.
Donor-Exclusion Criteria:
- Pregnant women who have clinically severe and/or life threatening disease(s) such as uncontrolled diabetes mellitus (fasting sugar level > 250 mg/dL) and malignant tumor.
- Pregnant women who have been tested positive for the following tests within 7 days before or after umbilical cord acquirement:
- Human immunodeficiency virus-1 (HIV-I): anti- HIV-I and nucleic acid test (NAT)
- HIV-II
- Hepatitis B virus (HBV): Hepatitis B surface antigen (HBsAg), anti- Hepatitis B core (HBc) and NAT
- Hepatitis C virus (HCV): anti-HCV and NAT
- Cytomegalovirus (CMV)
- Treponema pallidum
- Chlamydia trachomatis
- Neisseria gonorrhea
- Human T cell leukemia virus-I/II (HTLV-I/II)
- West Nile virus (WNV) NAT
- Pregnant women are with increased risk for Creutzfeldt-Jakob disease (CJD) if you have received a non-synthetic dura mater transplant, human pituitary-derived growth hormone, or have one or more blood relatives diagnosed with CJD.
- Pregnant women had spent three months or more cumulatively in the United Kingdom (U.K) from the beginning of 1980 through the end of 1996; or had received any transfusion of blood or blood components in the U.K. or France between 1980 and the present; or lived 5 years or more cumulatively in Europe.
- Pregnant women or her sexual partners were born or lived in certain countries in Africa (Cameroon, Central African Republic, Chad, Congo, Equatorial Guinea, Gabon, Niger, or Nigeria) after 1977 (risk factor for HIV group O).
- Pregnant women who have medical diagnosis of Zika virus (ZIKV) infection or residence in, or travel to, an area with active ZIKV transmission (according to the list from Centers for Disease Control and Prevention. Zika Virus: Areas with Zika) at any point during that pregnancy.
- Pregnant women who have sex at any point during that pregnancy with a male who is known to medical diagnosis of ZIKV infection or residence in, or travel to, an area with active ZIKV transmission.
- Pregnant women who have received blood infusion or stayed for more than 3 months in WNV potential countries.
- Pregnant women who have unexplained post-donation febrile illness with headache or other symptoms suggestive of WNV infection (i.e., flu-like symptoms that include fever with headache, eye pain, body aches, generalized weakness, new skin rash or swollen lymph nodes or other evidence of WNV infection) within two weeks.
- Pregnant women who have medical history of tuberculosis.
- Pregnant women who have medical history of malignant tumor.
- Fetuses that have found with genetic disease in prenatal checkups.
- Pregnant women who would like to store cord blood or umbilical cord cells, other than this study usage.
- Pregnant women who are not suitable to donate as judged by the Investigator(s).
Subject-Inclusion Criteria:
- Male or female who are age ≥ 20, ≤80 years old on date of consent.
- Patients who have had a recent (onset within the past 36 hours) acute ischemic stroke in the unilateral middle cerebral artery (MCA) distribution (M1 and M2). The location of ischemic stroke should be diagnosed by magnetic resonance image (MRI).
- Patients who have National Institutes of Health Stroke Scale (NIHSS) score of 8 to 17 with both motor arm and motor leg scores ≥ 3 (MRC scale).
- Patients who have Glasgow Coma Scale (GCS) score of > 8 on the date of consent.
- Patients who have modified Rankin Scale (mRS) of 2~4 on the date of consent and their mRS prior to stroke onset should be 0 or 1 (either by self-reported history or by family/caregiver report).
- Patients who have stable vital signs for at least 24 hours, defined as normal respiration, afebrile and mean arterial pressure ≤ 180 mmHg.
- Patient's random blood sugar <350 mg/dl and > 50 mg/dl and normal urea/ electrolytes.
- Patient has appropriated blood clotting function as assessed by the following laboratory requirements: PT, APTT ≤ 1.5X upper limit of normal (ULN).
- Patients are willing to sign informed consent or assent by the next of kin.
- All male patients and female patients with child-bearing potential (between puberty and 2 years after menopause) should use appropriate contraception method(s) shown below, for at least 4 weeks after UMSC01 treatment.
- Total abstinence (when this is in line with the preferred and usual lifestyle of the subject. Periodic abstinence (e.g., calendar, ovulation, symptothermal, post-ovulation methods) and withdrawal are not acceptable methods of contraception).
- Female sterilization (have had surgical bilateral oophorectomy with or without hysterectomy) or tubal ligation at least six weeks before taking study treatment. In case of oophorectomy alone, only when the reproductive status of the woman has been confirmed by follow up hormone level assessment.
- Male sterilization (at least 6 months prior to screening). For female subjects on the study, the vasectomized male partner should be the sole partner for that subject.
- Combination of any two of the following listed methods: (d.1+d.2 or d.1+d.3, or d.2+d.3)
- d.1 Use of oral, injected or implanted hormonal methods of contraception or other forms of hormonal contraception that have comparable efficacy (failure rate <1%), for example hormone vaginal ring or transdermal hormone contraception.
- d.2 Placement of an intrauterine device (IUD) or intrauterine system (IUS).
- d.3 Barrier methods of contraception: Condom or Occlusive cap (diaphragm or cervical/vault caps) with Spermicidal foam/gel/film/cream/vaginal suppository.
Subject-Exclusion Criteria:
- Patients with recurring stroke attack within 6 months before this current stroke episode.
- Patients with signs of midline shift, hemorrhagic transformation or fluctuation of symptoms.
- Patients who have participated in other investigational studies and received any treatment within 4 weeks prior to receiving UMSC01.
- Patients who have immuno-compromised condition,or are with known clinically significantly autoimmune conditions or are receiving immunosuppressive treatments.
- Patients who are unable to undergo brain Single-photo Emission Computed Tomography (SPECT), CT, MRI and PET scans for any reason.
- Patients with inadequate hepatic and renal function after onset of acute ischemic stroke: Aspartate aminotransferase (AST) and Alanine aminotransferase (ALT) ≥ 5 x upper limit of normal (ULN); estimated glomerular filtration rate (eGFR) < 30 mL/min at screening.
- Patients who have medical history of malignant tumor, spinal injury or other clinically significant neurological diseases that will confound the evaluation of this study.
- Patients who have clinically active peripheral nephropathy, myopathy or other clinically significant neurological diseases that will confound the evaluation of this study.
- Patients who have a difference in NIHSS score ≥ 5 between the time beginning hospitalization and investigational product (IP) treatment.
- Patients who are diagnosed of heart failure with a New York Heart Association (NYHA) score of III or IV.
- Patients not suitable to participate the trial as judged by the investigator(s).
Trial locations and contacts
1 site in 1 country.
About this study
Official title: A Phase I, Open Label Study to Evaluate the Safety and to Explore the Efficacy of Allogeneic Umbilical Cord Mesenchymal Stem Cells in Patients With Acute Ischemic Stroke
This study is a first-in-human assessment of safety of using umbilical cord mesenchymal stem cells (UCMSCs) in patients with Acute Ischemic Stroke via a combination of intra arterial (IA) and intravenous (IV) stem cell administration. The novelty of the current UMSC01 treatment study is the dual route of administration. Since dual administration of UCMSC via IA and IV had never been conducted in humans, there may be unknown risks to humans not predicted from the preclinical studies. However, the risk to patients in this trial will be minimized by rigorous adherence to the eligibility criteria, use of appropriate dose and concentration of stem cells, standardized techniques of stem cell infusion, and intensive patient monitoring during and after stem cell infusion.
Read the detailed description
Each year about 700,000 people experience a new or recurrent stroke in the United States.Stroke is a leading cause of death, along with cancer and coronary heart disease, and the most common cause of physical disability in adults. Moreover, stroke causes a greater loss of healthy life years, as measured in disability adjusted life years, than other diseases.
This product is a new cell therapy product for treating Stroke and produced by Ever Supreme Bio Technology Co., Ltd in Taiwan. For animal studies, UMSC01 has been demonstrated its effectiveness for acute myocardial infarction (AMI) and stroke. The UMSC01 has been demonstrated its effective effect in the animal models of stroke in the current studies. The acute stroke rats receiving intracerebral UMSC01 transplantation showed significantly improved neurological function compared to vehicle-treated control rats.
- Conditions
- Acute Stroke
- Being tested
- UMSC01
- Medical subject headings
- Stroke
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
UMSC01Biological
There will be one dose of IV administration in patients with acute ischemic stroke, or one dose of IV administration followed by low or high doses of IA infusion for acute ischemic stroke with or without bridging therapy (i.e. Intravenous rt-PA thrombolysis or intraarterial thrombectomy) with 12 months of follow up after the first treatment.
| Study group | Role | What they receive |
|---|---|---|
| UMSC01 | Experimental | UMSC01 cells mixed with normal saline will be administered to patients after the onset of stroke. Receives: Biological: UMSC01 |
What is being measured
The primary outcome is the main question the study is designed to answer.
SAE incidences over the study period
Incidence of SAEs will be presented by coding system. The coding system used will be the MedDRA
Measured: From "baseline visit, prior to the investigational product administration" to "24 weeks"
SUSAR incidences over the study period
Incidence of SUSARs will be presented by coding system. The coding system used will be the MedDRA.
Measured: From "baseline visit, prior to the investigational product administration" to "24 weeks"
TEAE incidences over the study period
Incidence of TEAEs will be presented by coding system. The coding system used will be the MedDRA
Measured: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Secondary outcomes (9)
Changes of Glasgow Coma Scale (GCS; Score range: Max.15, Min. 3) from Baseline Visit (Visit 1) to subsequent scheduled visits
Net change of Glasgow Coma Scale (Score Range: 3~15; the higher score the better outcome) from baseline visit to subsequent visits will be summarized by descriptive statistics
Measured: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Changes in National Institute of Health Stroke Scale (NIHSS; Score Range: 0~42; the higher score the worsen outcome) from Baseline Visit (Visit 1) to subsequent scheduled visits
Net change of NIHSS (Score Range: 0~42; the higher score the worsen outcome) from baseline visit to subsequent visits will be summarized by descriptive statistics
Measured: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Changes in mRS from Baseline Visit (Visit 1) to subsequent scheduled visits.
The transition (improved, stable, and worsened) from baseline visit to subsequent visits will be summarized by descriptive statistics
Measured: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Changes in FMT from Baseline Visit (Visit 1) to subsequent schedules visits
Net change of FMT from baseline visit to subsequent visits will be summarized by descriptive statistics.
Measured: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Changes in BI from Baseline Visit (Visit 1) to subsequent schedules visits
Net change of BI from baseline visit to subsequent visits will be summarized by descriptive statistics
Measured: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Change and ratios of MRI image from baseline to subsequent scheduled visits
Net change of infarcted area in the brain will be summarized by descriptive statistics.
Measured: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Change and ratios of SPECT perfusion image from baseline to subsequent scheduled visits
Net change of mean transit time (MTT) presented in second and the ratio of MTT between the affected and unaffected hemispheres will be summarized by descriptive statistics
Measured: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Change and ratios of SPECT perfusion image from baseline to subsequent scheduled visits
Net change of cerebral blood flow (CBF)(presented in ml/100g/min) and the ratio of CBF between the affected and the unaffected hemisphere will be summarized by descriptive statistics.
Measured: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Change and ratios of SPECT perfusion image from baseline to subsequent scheduled visits
Net change of cerebral blood volume (CBV)(present in mL/100g) and the ratio of CBV between the affected and the unaffected hemisphere will be summarized by descriptive statistics.
Measured: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted17 Jun 2020
- Study start2 Dec 2020
- Primary completion23 Jan 2026
- Study completion23 Jan 2026
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Other trials for Acute StrokeStudies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 1
- Primary purpose
- Treatment
- Allocation
- Not applicable
- Intervention model
- Single group
- Masking
- None (open label)
- Enrolment
- 10 participants (actual)
Sponsor and investigators
- Lead sponsor
- Ever Supreme Bio Technology Co., Ltd.
- Sponsor type
- Industry (pharma, biotech, devices)
- Responsible party
- Sponsor
- Investigators
- Chon-Haw Tsai, MD, Principal investigator, Attending Physician of study site
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT04434768
- Sponsor's protocol ID
- ES-CMSC01-B1101
- Status last verified
- Sep 2026
- First submitted
- 5 May 2020
- Last updated
- 23 Sep 2026
- Results posted
- No
- Data monitoring committee
- Yes
- FDA-regulated drug
- Yes
- FDA-regulated device
- No
- Individual data sharing
- No
Study at a glance
From the registry record, last updated by the sponsor on 23 Sep 2026. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- A Phase I, Open Label Study to Evaluate the Safety and to Explore the Efficacy of Allogeneic Umbilical Cord Mesenchymal Stem Cells in Patients With Acute Ischemic Stroke
- ClinicalTrials.gov ID
- NCT04434768
- Acronym / sponsor ID
- ES-CMSC01-B1101
- Conditions
- Acute Stroke
- Phase
- Phase 1
- Study type
- Interventional
- Recruitment status
- Completed
- Enrolment
- 10 participants (actual)
- Lead sponsor
- Ever Supreme Bio Technology Co., Ltd.Industry (pharma, biotech, devices)
- Study start
- 2 Dec 2020 (actual)
- Primary completion
- 23 Jan 2026 (actual)
- Study completion
- 23 Jan 2026 (actual)
- First posted
- 17 Jun 2020 (actual)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
This study is a first-in-human assessment of safety of using umbilical cord mesenchymal stem cells (UCMSCs) in patients with Acute Ischemic Stroke via a combination of intra arterial (IA) and intravenous (IV) stem cell administration. The novelty of the current UMSC01 treatment study is the dual route of administration. Since dual administration of UCMSC via IA and IV had never been conducted in humans, there may be unknown risks to humans not predicted from the preclinical studies. However, the risk to patients in this trial will be minimized by rigorous adherence to the eligibility criteria, use of appropriate dose and concentration of stem cells, standardized techniques of stem cell infusion, and intensive patient monitoring during and after stem cell infusion.
Detailed description
Each year about 700,000 people experience a new or recurrent stroke in the United States.Stroke is a leading cause of death, along with cancer and coronary heart disease, and the most common cause of physical disability in adults. Moreover, stroke causes a greater loss of healthy life years, as measured in disability adjusted life years, than other diseases.
This product is a new cell therapy product for treating Stroke and produced by Ever Supreme Bio Technology Co., Ltd in Taiwan. For animal studies, UMSC01 has been demonstrated its effectiveness for acute myocardial infarction (AMI) and stroke. The UMSC01 has been demonstrated its effective effect in the animal models of stroke in the current studies. The acute stroke rats receiving intracerebral UMSC01 transplantation showed significantly improved neurological function compared to vehicle-treated control rats.
Study design
- Primary purpose
- Treatment
- Allocation
- Not applicable
- Intervention model
- Single group
- Masking
- None (open label)
- Number of arms
- 1
| Arm | Type | Receives |
|---|---|---|
| UMSC01 | Experimental | Biological: UMSC01UMSC01 cells mixed with normal saline will be administered to patients after the onset of stroke. |
Who may qualify
- Ages
- 20 to 80 years
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| UMSC01There will be one dose of IV administration in patients with acute ischemic stroke, or one dose of IV administration followed by low or high doses of IA infusion for acute ischemic stroke with or without bridging therapy (i.e. Intravenous rt-PA thrombolysis or intraarterial thrombectomy) with 12 months of follow up after the first treatment. | Biological | UMSC01 |
Primary outcome
SAE incidences over the study period
Time frame: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Incidence of SAEs will be presented by coding system. The coding system used will be the MedDRA
SUSAR incidences over the study period
Time frame: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Incidence of SUSARs will be presented by coding system. The coding system used will be the MedDRA.
TEAE incidences over the study period
Time frame: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Incidence of TEAEs will be presented by coding system. The coding system used will be the MedDRA
9 secondary outcomes
Changes of Glasgow Coma Scale (GCS; Score range: Max.15, Min. 3) from Baseline Visit (Visit 1) to subsequent scheduled visits
Time frame: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Changes in National Institute of Health Stroke Scale (NIHSS; Score Range: 0~42; the higher score the worsen outcome) from Baseline Visit (Visit 1) to subsequent scheduled visits
Time frame: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Changes in mRS from Baseline Visit (Visit 1) to subsequent scheduled visits.
Time frame: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Changes in FMT from Baseline Visit (Visit 1) to subsequent schedules visits
Time frame: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Changes in BI from Baseline Visit (Visit 1) to subsequent schedules visits
Time frame: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Change and ratios of MRI image from baseline to subsequent scheduled visits
Time frame: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Change and ratios of SPECT perfusion image from baseline to subsequent scheduled visits
Time frame: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Change and ratios of SPECT perfusion image from baseline to subsequent scheduled visits
Time frame: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Change and ratios of SPECT perfusion image from baseline to subsequent scheduled visits
Time frame: From "baseline visit, prior to the investigational product administration" to "24 weeks"
Results and safety
The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 23 Sep 2026.
- Individual participant dataSharing planned: No
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
Chon-Haw Tsai, MD principal investigator
Attending Physician of study site
1 site in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 1 study testing UMSC01 in people with Acute Stroke, run by Ever Supreme Bio Technology Co., Ltd. at 1 site in Taiwan.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: finished, as of the sponsor's last update on 23 Sep 2026. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 1 site in Taiwan. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this phase mean?
Phase 1 studies test a treatment in a small group of people for the first time or in a new way, mainly to check safety and find the right dose.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
SAE incidences over the study period (time frame: From "baseline visit, prior to the investigational product administration" to "24 weeks"). The study lists 3 primary outcomes in all. It is what the study was designed to measure, not a finding.
Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 23 Sep 2026.