Obstructive Sleep ApneaDISE-CADNCT04322097
Mechanisms of Upper Airway Obstruction
A study testing Hypoglossal Nerve Stimulation in people with Obstructive Sleep Apnea, run by University of Pennsylvania at 1 site in United States.
Trial summary
The current study is designed to examine underlying mechanisms of action of lingual muscles in the maintenance of airway patency during sleep. The investigators' major hypothesis is that specific tongue muscles are responsible for relieving upper airway obstruction during sleep. Read more about this study
- Who is it for?
- Ages 22 years and olderHealthy volunteers can take part
- Conditions the study is for
- Obstructive Sleep Apnea
- What is being tested?
- Hypoglossal Nerve Stimulation
- Type of treatment
- Medical device
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 133 participants
- Where
- 1 siteUnited States
- Study dates
- 3 Jun 2020to 10 May 2024
- Phase
- Interventional
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 22 years and older
- All sexes
- Healthy volunteers accepted
- Adult, Older adult
Study A Inclusion Criteria:
- Scheduled to undergo DISE as part of routine clinical standard of care.
Study B Inclusion Criteria:
- Adults (≥ 22yrs) willing and capable of providing informed consent
- Implanted with the MRI-conditional Inspire hypoglossal nerve stimulator (Model 3028 or later)
- Compliant with Inspire therapy (> 20 hours/week over 2+ weeks) as a standalone treatment for sleep-disordered breathing
- Inspire remote model 2500 or later.
Study B Exclusion Criteria:
- MRI contraindications (claustrophobia, ferromagnetic implants/foreign bodies, etc.)
- Inspire Implant Model 3024
- Inspire Remote Model 3032
- Patients who have fallen asleep while during resulting in an accident or "near miss" accident within 1 year prior to device implantation.
- Inability to sleep in the supine position (by self-report)
- History of severe difficulty initiating or maintaining sleep in the laboratory
- Pregnant women
Trial locations and contacts
1 site in 1 country.
United States1 site
Pennsylvania Hospital
Philadelphia, Pennsylvania, 19107
About this study
Official title: Characterizing Mechanisms of Upper Airway Obstruction During Drug-Induced Sleep Endoscopy (DISE)
The current study is designed to examine underlying mechanisms of action of lingual muscles in the maintenance of airway patency during sleep. The investigators' major hypothesis is that specific tongue muscles are responsible for relieving upper airway obstruction during sleep.
Read the detailed description
Obstructive sleep apnea (OSA) is characterized by recurrent upper airway obstruction due to inadequate muscle tone during sleep leading to nocturnal hypercapnia, repeated oxyhemoglobin desaturations and arousals. Continuous positive airway pressure (CPAP) is the therapeutic mainstay for OSA, but adherence remains poor. The loss of motor input to the tongue during sleep has been implicated as a cause for upper airway collapse. Activation of tongue muscles with implanted hypoglossal nerve stimulators is an effective therapy for some OSA patients. Nevertheless, approximately 1/3 of OSA patients did not respond to hypoglossal nerve stimulation despite rigorous selection criteria, leaving large segments of CPAP intolerant patients at risk for OSA-related morbidity. Thus, there is a critical knowledge gap in the role of lingual muscle activity in the maintenance of airway patency.
The current study is designed to examine underlying mechanisms of action of lingual muscles in the maintenance of airway patency during sleep. The investigators' major hypothesis is that specific tongue muscles are responsible for relieving upper airway obstruction during sleep. To address this hypothesis, the investigators will (1) selectively stimulate specific lingual muscle groups (viz., protrudors and retractors) and measure effects on airway patency during Drug Induced Sleep Endoscopy (DISE). The investigators will (2) correlate responses in patency to alterations in tongue morphology (as assessed with ultrasound imaging). The investigators will (3) examine the impact of anatomic factors (e.g., the size of the maxillo-mandibular enclosure) on airway responses to stimulation. Patients will (4) undergo magnetic resonance imaging (MRI) determine the extent to which maxillo-mandibular size and tongue size and fat content compress pharyngeal structures. The investigators will (5) assess apnea severity and hypoglossal nerve stimulation with Inspire to measure response to therapy via split-night PSGs. The investigators will (6) examine digital morphometrics to quantify pharyngeal anatomy. A final goal is to (7) measure tongue force, as tongue force measurements may elucidate mechanisms of therapy response as related to neuromuscular control.
The study will contain two distinct pathways, Study A and Study B, in order to efficiently execute the protocol. Study A will focus primarily on measurements obtained as part of routine clinical care. Study B will focus on enhanced imaging and physiology techniques in patients using lingual muscle stimulation (Inspire).
Study A:
- To determine the contribution of defects in upper airway function to the pathogenesis of airway obstruction at specific sites of pharyngeal collapse by characterizing upper airway pressure-flow/area relationships during DISE.
- To determine the impact of jaw thrust and mouth closure maneuvers to functional determinants of upper airway obstruction at specific sites of pharyngeal collapse.
- To examine effects of maxillo-mandibular restriction and tongue size on upper airway functional properties during DISE.
Study B (In addition to the objectives for Study A):
- To assess effects of stimulating specific lingual muscles on upper airway patency during natural sleep and drug-induced sleep
- To assess whether craniofacial morphology predicts improvements in pharyngeal patency during sleep with stimulation.
- Conditions
- Obstructive Sleep Apnea
- Being tested
- Hypoglossal Nerve Stimulation
- Keywords
- upper airway, pharynx, collapsibility, compliance, drug-induced sleep endoscopy, hypoglossal stimulation
- Medical subject headings
- Sleep Apnea, Obstructive, Patient Compliance
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
Hypoglossal Nerve StimulationDevice
On/off responses will be assessed both during Drug-Induced Sleep Endoscopy (DISE) and Polysomnography (PSG).
| Study group | Role | What they receive |
|---|---|---|
| Study A - Functional Phenotyping during DISE | No intervention | Participants with diagnosed OSA undergo Drug-Induced Sleep Endoscopy (DISE) to characterize determinants of upper airway obstruction using CPAP and pharyngeal manometry. Jaw thrust and other positional maneuvers are performed during DISE as part of routine clinical standard of care. |
| Study B - HGNS Responders | Experimental | Participants with implanted Inspire HGNS devices undergo DISE and overnight polysomnography to assess upper airway responses with and without HGNS stimulation. CPAP titration is performed during DISE. Upper airway MRI and tongue force assessments are also conducted. Response was defined by a ≥ 50% reduction in AHI with stimulation. Receives: Device: Hypoglossal Nerve Stimulation |
| Study B - HGNS Nonresponders | Experimental | Participants with implanted Inspire HGNS devices undergo DISE and overnight polysomnography to assess upper airway responses with and without HGNS stimulation. CPAP titration is performed during DISE. Upper airway MRI and tongue force assessments are also conducted. Nonresponse was defined by a < 50% reduction in AHI with stimulation. Receives: Device: Hypoglossal Nerve Stimulation |
What is being measured
The primary outcome is the main question the study is designed to answer.
Pharyngeal Critical Pressure (Pcrit)
Upper airway collapsibility (Pcrit, cmH₂O): Pressure at which the upper airway closes during inspiration, with a higher value indicating greater collapsibility.
Pcrit less than zero indicates that the airway remains open. Pcrit greater than or equal to zero indicates that the airway is closed.
Measured: Collected during drug-induced sleep endoscopy (<1 day).
Pharyngeal Opening Pressure (PhOP)
Measurement of upper airway collapsibility (cmH2O)
Measured: Collected during drug-induced sleep endoscopy (<1 day).
Pharyngeal Compliance
Pressure-area relationships
Measured: Unable to be determined
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted26 Mar 2020
- Study start3 Jun 2020
- Primary completion10 May 2024
- Study completion10 May 2024
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Posted resultsParticipant flow, outcome measures and adverse events reported by the sponsor.
- Other trials for Obstructive Sleep ApneaStudies of the same condition, open and under way.
- More trials run by University of PennsylvaniaThe sponsor's other registered studies.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase N/A
- Primary purpose
- Basic science
- Allocation
- Non-randomised
- Intervention model
- Parallel groups
- Masking
- None (open label)
- Enrolment
- 133 participants (actual)
Sponsor and investigators
- Lead sponsor
- University of Pennsylvania
- Sponsor type
- University, hospital or other
- Responsible party
- Principal investigator, Raj Dedhia, MD, University of Pennsylvania
- Investigators
- Raj C Dedhia, MD, Principal investigator, University of Pennsylvania
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT04322097
- Sponsor's protocol ID
- 833511
- Acronym
- DISE-CAD
- Status last verified
- Jan 2026
- First submitted
- 19 Mar 2020
- Last updated
- 21 Jan 2026
- Results posted
- Yes, on ClinicalTrials.gov
- Data monitoring committee
- Yes
- FDA-regulated drug
- No
- FDA-regulated device
- Yes
- Individual data sharing
- Yes: Information from the lingual muscle stimulation arm was shared with the National Sleep Research Resource.