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Obstructive Sleep ApneaDISE-CADNCT04322097

Mechanisms of Upper Airway Obstruction

A study testing Hypoglossal Nerve Stimulation in people with Obstructive Sleep Apnea, run by University of Pennsylvania at 1 site in United States.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record

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Trial summary

The current study is designed to examine underlying mechanisms of action of lingual muscles in the maintenance of airway patency during sleep. The investigators' major hypothesis is that specific tongue muscles are responsible for relieving upper airway obstruction during sleep. Read more about this study

Who is it for?
Ages 22 years and olderHealthy volunteers can take part
Conditions the study is for
Obstructive Sleep Apnea
What is being tested?
Hypoglossal Nerve Stimulation
Type of treatment
Medical device
Could I receive a placebo?
No, everyone receives an active treatment
How many people
133 participants
Where
1 siteUnited States
Study dates
3 Jun 2020to 10 May 2024
Phase
Interventional

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 22 years and older
  • All sexes
  • Healthy volunteers accepted
  • Adult, Older adult

Study A Inclusion Criteria:

  • Scheduled to undergo DISE as part of routine clinical standard of care.

Study B Inclusion Criteria:

  • Adults (≥ 22yrs) willing and capable of providing informed consent
  • Implanted with the MRI-conditional Inspire hypoglossal nerve stimulator (Model 3028 or later)
  • Compliant with Inspire therapy (> 20 hours/week over 2+ weeks) as a standalone treatment for sleep-disordered breathing
  • Inspire remote model 2500 or later.

Study B Exclusion Criteria:

  • MRI contraindications (claustrophobia, ferromagnetic implants/foreign bodies, etc.)
  • Inspire Implant Model 3024
  • Inspire Remote Model 3032
  • Patients who have fallen asleep while during resulting in an accident or "near miss" accident within 1 year prior to device implantation.
  • Inability to sleep in the supine position (by self-report)
  • History of severe difficulty initiating or maintaining sleep in the laboratory
  • Pregnant women

Trial locations and contacts

1 site in 1 country.

United States1 site
  • Pennsylvania Hospital

    Philadelphia, Pennsylvania, 19107

Other trials in United States

About this study

Official title: Characterizing Mechanisms of Upper Airway Obstruction During Drug-Induced Sleep Endoscopy (DISE)

The current study is designed to examine underlying mechanisms of action of lingual muscles in the maintenance of airway patency during sleep. The investigators' major hypothesis is that specific tongue muscles are responsible for relieving upper airway obstruction during sleep.

Read the detailed description

Obstructive sleep apnea (OSA) is characterized by recurrent upper airway obstruction due to inadequate muscle tone during sleep leading to nocturnal hypercapnia, repeated oxyhemoglobin desaturations and arousals. Continuous positive airway pressure (CPAP) is the therapeutic mainstay for OSA, but adherence remains poor. The loss of motor input to the tongue during sleep has been implicated as a cause for upper airway collapse. Activation of tongue muscles with implanted hypoglossal nerve stimulators is an effective therapy for some OSA patients. Nevertheless, approximately 1/3 of OSA patients did not respond to hypoglossal nerve stimulation despite rigorous selection criteria, leaving large segments of CPAP intolerant patients at risk for OSA-related morbidity. Thus, there is a critical knowledge gap in the role of lingual muscle activity in the maintenance of airway patency.

The current study is designed to examine underlying mechanisms of action of lingual muscles in the maintenance of airway patency during sleep. The investigators' major hypothesis is that specific tongue muscles are responsible for relieving upper airway obstruction during sleep. To address this hypothesis, the investigators will (1) selectively stimulate specific lingual muscle groups (viz., protrudors and retractors) and measure effects on airway patency during Drug Induced Sleep Endoscopy (DISE). The investigators will (2) correlate responses in patency to alterations in tongue morphology (as assessed with ultrasound imaging). The investigators will (3) examine the impact of anatomic factors (e.g., the size of the maxillo-mandibular enclosure) on airway responses to stimulation. Patients will (4) undergo magnetic resonance imaging (MRI) determine the extent to which maxillo-mandibular size and tongue size and fat content compress pharyngeal structures. The investigators will (5) assess apnea severity and hypoglossal nerve stimulation with Inspire to measure response to therapy via split-night PSGs. The investigators will (6) examine digital morphometrics to quantify pharyngeal anatomy. A final goal is to (7) measure tongue force, as tongue force measurements may elucidate mechanisms of therapy response as related to neuromuscular control.

The study will contain two distinct pathways, Study A and Study B, in order to efficiently execute the protocol. Study A will focus primarily on measurements obtained as part of routine clinical care. Study B will focus on enhanced imaging and physiology techniques in patients using lingual muscle stimulation (Inspire).

Study A:

  • To determine the contribution of defects in upper airway function to the pathogenesis of airway obstruction at specific sites of pharyngeal collapse by characterizing upper airway pressure-flow/area relationships during DISE.
  • To determine the impact of jaw thrust and mouth closure maneuvers to functional determinants of upper airway obstruction at specific sites of pharyngeal collapse.
  • To examine effects of maxillo-mandibular restriction and tongue size on upper airway functional properties during DISE.

Study B (In addition to the objectives for Study A):

  • To assess effects of stimulating specific lingual muscles on upper airway patency during natural sleep and drug-induced sleep
  • To assess whether craniofacial morphology predicts improvements in pharyngeal patency during sleep with stimulation.
Being tested
Hypoglossal Nerve Stimulation
Keywords
upper airway, pharynx, collapsibility, compliance, drug-induced sleep endoscopy, hypoglossal stimulation
Medical subject headings
Sleep Apnea, Obstructive, Patient Compliance

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • Hypoglossal Nerve StimulationDevice

    On/off responses will be assessed both during Drug-Induced Sleep Endoscopy (DISE) and Polysomnography (PSG).

Study groups in NCT04322097
Study groupRoleWhat they receive
Study A - Functional Phenotyping during DISENo interventionParticipants with diagnosed OSA undergo Drug-Induced Sleep Endoscopy (DISE) to characterize determinants of upper airway obstruction using CPAP and pharyngeal manometry. Jaw thrust and other positional maneuvers are performed during DISE as part of routine clinical standard of care.
Study B - HGNS RespondersExperimentalParticipants with implanted Inspire HGNS devices undergo DISE and overnight polysomnography to assess upper airway responses with and without HGNS stimulation. CPAP titration is performed during DISE. Upper airway MRI and tongue force assessments are also conducted. Response was defined by a ≥ 50% reduction in AHI with stimulation.
Receives: Device: Hypoglossal Nerve Stimulation
Study B - HGNS NonrespondersExperimentalParticipants with implanted Inspire HGNS devices undergo DISE and overnight polysomnography to assess upper airway responses with and without HGNS stimulation. CPAP titration is performed during DISE. Upper airway MRI and tongue force assessments are also conducted. Nonresponse was defined by a < 50% reduction in AHI with stimulation.
Receives: Device: Hypoglossal Nerve Stimulation

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Pharyngeal Critical Pressure (Pcrit)

    Upper airway collapsibility (Pcrit, cmH₂O): Pressure at which the upper airway closes during inspiration, with a higher value indicating greater collapsibility.

    Pcrit less than zero indicates that the airway remains open. Pcrit greater than or equal to zero indicates that the airway is closed.

    Measured: Collected during drug-induced sleep endoscopy (<1 day).

  2. Pharyngeal Opening Pressure (PhOP)

    Measurement of upper airway collapsibility (cmH2O)

    Measured: Collected during drug-induced sleep endoscopy (<1 day).

  3. Pharyngeal Compliance

    Pressure-area relationships

    Measured: Unable to be determined

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted26 Mar 2020
  2. Study start3 Jun 2020
  3. Primary completion10 May 2024
  4. Study completion10 May 2024

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase N/A
Primary purpose
Basic science
Allocation
Non-randomised
Intervention model
Parallel groups
Masking
None (open label)
Enrolment
133 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT04322097
Sponsor's protocol ID
833511
Acronym
DISE-CAD
Status last verified
Jan 2026
First submitted
19 Mar 2020
Last updated
21 Jan 2026
Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
Yes
Individual data sharing
Yes: Information from the lingual muscle stimulation arm was shared with the National Sleep Research Resource.

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