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Locally Advanced or Metastatic Breast CancerPhase 2NCT03781063

Evaluation of Lasofoxifene Versus Fulvestrant in Advanced or Metastatic ER+/HER2- Breast Cancer With an ESR1 Mutation

A Phase 2 study testing Lasofoxifene and Fulvestrant in people with Locally Advanced or Metastatic Breast Cancer, run by Sermonix Pharmaceuticals Inc. at 51 sites in 3 countries.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
Search all trials

Trial summary

This is an open label, randomized, multicenter study evaluating the activity of lasofoxifene relative to fulvestrant for the treatment of pre- and postmenopausal women with locally advanced or metastatic ER+/HER2- breast cancer with an acquired ESR1 mutation and who have disease progression on an aromatase inhibitor… Read more about this study

Who is it for?
Ages 18 years and older, women only
What is being tested?
Lasofoxifene and Fulvestrant
Could I receive a placebo?
No, everyone receives an active treatment
How many people
100 participants
Where
51 sitesin 3 countries
Study dates
20 Sep 2019to 8 May 2025
Phase
Phase 2
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 years and older
  • Women only
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • Pre- or postmenopausal.
  • Postmenopausal women are defined as:
  • ≥60 years of age with no vaginal bleeding over the prior year, or
  • <60 years with "premature menopause" or "premature ovarian failure" manifest itself with secondary amenorrhea for at least 1 year and follicle stimulating hormone (FSH) and estradiol levels in the postmenopausal range according to institutional standards, or
  • surgical menopause with bilateral oophorectomy. Note: premenopausal women who meet all of the other entry criteria must be maintained on ovarian suppression (such as Lupron) during the study and subjects counseled to use appropriate contraception to prevent pregnancy.
  • If possible, a biopsy of metastatic breast cancer tissue will be obtained to provide histological or cytological confirmation of ER+ and HER2- disease as assessed by a local laboratory, according to the American Society of Clinical Oncology/College of American Pathologists (ASCO/CAP) guidelines, using slides, paraffin blocks, or paraffin samples. If a biopsy is not possible, the ER and HER2 status from the tissue obtained at the time of the original diagnosis must confirm that the subject's cancer is ER+ and HER2-.
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  • Locally advanced or metastatic breast cancer with radiological or clinical evidence of progression on an AI in combination with a CDK 4/6 inhibitor for advanced breast cancer with demonstrated prior sensitivity to endocrine therapy (recurrence or progression after at least 12 months of treatment in the metastatic setting).
  • Locally advanced or metastatic breast cancer with either measurable (according to RECIST 1.1) or non-measurable lesions.
  • At least one or more of the following point ESR1 mutations as assessed in cell-free circulating tumor DNA (ctDNA) obtained from a blood (plasma) or tissue sample: Y537S, Y537C, D538G, E380Q, S463P, V534E, P535H, L536H, L536P, L536R, L536Q, or Y537N. The ctDNA sample collection must be obtained within 30 days prior to randomization to determine eligibility and baseline. Note: a prior genomic test confirming that the subject has an ESR1 mutation can be used to determine eligibility; however, an ESR1 sample must also be collected within 30 days of randomization.
  • Subjects who have not received cytotoxic chemotherapy or those who have received one cytotoxic chemotherapy regimen in the neo-adjuvant or adjuvant setting prior to entry into the trial and/or no more than one chemotherapy regimen for metastatic breast cancer. Subjects must be free of all chemotherapy acute toxicity excluding alopecia and Grade II peripheral neuropathy before study entry.
  • ECOG performance score of 0 or 1.
  • Adequate organ function as shown by:
  • absolute neutrophil count (ANC) >/=1,500 cells/mm3
  • platelet count ≤100,000 cells/mm3
  • hemoglobin >/=9.0 g/dl
  • ALT and AST levels ≤2.5 upper limit of normal (ULN) or ≤5 in the presence of visceral metastasis
  • total serum bilirubin ≤1.5 X ULN (≤ 3 X ULN for subjects known to have Gilbert Syndrome)
  • alkaline phosphatase level ≤ 2.5 X ULN
  • creatinine clearance of 40 ml/min or greater as calculated by the Cockcroft-Gault formula
  • International normalized ratio (INR), activated partial thromboplastin (aPTT), or partial thromboplastin time (PTT) <2.0 X ULN.
  • Able to swallow tablets.
  • Able to understand and voluntarily sign a written informed consent before any screening procedures.

Who cannot join

  • Prior use of everolimus or other mammalian target of rapamycin (mTOR) inhibitor or phosphoinositide 3-kinase inhibitor (PI3K) inhibitors is excluded unless discontinued to reasons other than disease progression.
  • Presence of brain metastasis.
  • Lymphangitic carcinomatosis involving the lung.
  • Impending visceral crisis in need of cytotoxic chemotherapy as assessed by the investigator.
  • Radiotherapy within 30 days prior to randomization except in case of localized radiotherapy for analgesic purposes or for lytic lesions at risk of fracture, which can then be completed within 7 days prior to randomization. Subjects must have recovered from radiotherapy toxicities prior to randomization.
  • History of long QTC syndrome or a QTC of >480 ms.
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  • History of a pulmonary embolus (PE) or deep vein thrombosis (DVT) within the last 6 months or any known thrombophilia. Subjects stable on anti-coagulants for maintenance are eligible as long as the DVT and/or PE occurred >6 months prior to enrollment and there is no evidence for active thrombosis. The use of low dose ASA is permitted.
  • Any significant co-morbidity that would impact the study or the subject's safety.
  • History of a positive human immunodeficiency virus (HIV), hepatitis B virus (HBV) or hepatitis C virus (HCV) at Screening. Subjects cured of hepatitis C (no viral load) are eligible.
  • History of malignancy within the past 5 years (excluding breast cancer), except basal cell or squamous cell carcinoma of the skin curatively treated by surgery, or early stage cervical cancer.
  • History of vaginal bleeding over the last year unless it is documented that the bleeding was due to non-uterine causes (e.g. vaginal atrophy).
  • Uncontrolled hypertension defined as sitting systolic pressure >160 mm Hg or diastolic pressure >100 mm Hg at Screening.
  • History of non-compliance to medical regimens.
  • Unwilling or unable to comply with the protocol.
  • Current participation in any clinical research trial involving an investigational drug or device within the last 30 days.

Trial locations and contacts

51 sites in 3 countries.

51 sites in 3 countries

United States42 sites
  • Emory University

    Atlanta, Georgia, 30322

  • New Jersey Cancer Care and Blood Disorders (JIT)

    Belleville, New Jersey, 07203

  • Roswell Park Comprehensive Cancer Center

    Buffalo, New York, 14263

  • Tennessee Oncology Chattanooga

    Chattanooga, Tennessee, 37404

  • Robert H. Lurie Comprehensive Cancer Center of Northwestern University

    Chicago, Illinois, 60611

  • University of Chicago

    Chicago, Illinois, 60637

  • TriHealth Cancer Institute

    Cincinnati, Ohio, 45220

  • The Ohio State University - Comprehensive Cancer Center

    Columbus, Ohio, 43210

  • Ohio Health (JIT)

    Columbus, Ohio, 43221

  • Mary Crowley Cancer Research (JIT)

    Dallas, Texas, 75230

  • City of Hope Comprehensive Cancer

    Duarte, California, 91010

  • Duke University Medical Center

    Durham, North Carolina, 27710

  • Summit Medical Group (JIT)

    Florham Park, New Jersey, 07932

  • Compassionate Care Research Group

    Fountain Valley, California, 92708

  • FMH James M Stockman Cancer Institute (JIT)

    Frederick, Maryland, 21702

  • West Cancer Center

    Germantown, Tennessee, 38138

  • Hattiesburg Clinic Hematology/Oncology

    Hattiesburg, Mississippi, 39401

  • Hawaii Cancer Care (JIT)

    Honolulu, Hawaii, 96813

  • Oncology Consultants (JIT)

    Houston, Texas, 77024

  • Mayo Clinic Florida

    Jacksonville, Florida, 32224

  • Saint Luke's Cancer Institute

    Kansas City, Missouri, 64111

  • HCA Midwest Health

    Kansas City, Missouri, 64132

  • Comprehensive Cancer Centers of Nevada (JIT)

    Las Vegas, Nevada, 89128

  • Rocky Mountain Cancer Centers

    Longmont, Colorado, 80501

  • University of Louisville / James Graham Brown Cancer Center

    Louisville, Kentucky, 40202

  • Miami Cancer Institute

    Miami, Florida, 33176

  • Tennessee Oncology/SCRI

    Nashville, Tennessee, 37203

  • Peninsula Cancer Institute

    Newport News, Virginia, 23601

  • Ocala Oncology Center (JIT)

    Oscala, Florida, 34474

  • Illinois Cancer Care (JIT)

    Peoria, Illinois, 61615

  • Mayo Clinic Arizona

    Phoenix, Arizona, 85054

  • UPMC Hillman Cancer Center

    Pittsburgh, Pennsylvania, 15232

  • Mayo Clinic

    Rochester, Minnesota, 55902

  • Utah Cancer Specialists (JIT)

    Salt Lake City, Utah, 84102

  • UCSF Cancer Center

    San Francisco, California, 94115

  • Sanford Cancer Center (JIT)

    Sioux Falls, South Dakota, 57104

  • Beacon Health (JIT)

    South Bend, Indiana, 46601

  • Washington University School of Medicine

    St Louis, Missouri, 63110

  • Florida Cancer Specialists

    Tallahassee, Florida, 32308

  • Carle Cancer Center

    Urbana, Illinois, 61801

  • The Bond Clinic Cancer & Research Center.

    Winter Haven, Florida, 33880

  • Yuma Regional Medical Center (JIT)

    Yuma, Arizona, 85364

Other trials in United States

Canada5 sites
  • CIUSSS de Saguenay-Lac-Saint Jean

    Chicoutimi, Quebec, G7H5H6

  • Jewish General Hospital

    Montreal, Quebec, H3T1E2

  • McGill University Health Centre

    Montreal, Quebec, H4A3J1

  • The Ottawa Hospital

    Ottawa, Ontario, K1H8L6

  • Sunnybrook Health Sciences Center

    Toronto, Ontario, M4N3M5

Other trials in Canada

Israel4 sites
  • Soroka University Medical Center

    Beersheba, Israel, 84101

  • Hadassah Ein Kerem Medical Center

    Jerusalem, Israel, 9112001

  • Rabin Medical Center

    Petah Tikva, Israel, 49100

  • Sheba Medical Center

    Ramat Gan, Israel, 52656021

Other trials in Israel

About this study

Official title: An Open-Label, Randomized, Multicenter Study Evaluating the Activity of Lasofoxifene Relative to Fulvestrant for the Treatment of Pre- and Postmenopausal Women With Locally Advanced or Metastatic ER+/HER2- Breast Cancer With an ESR1 Mutation

This is an open label, randomized, multicenter study evaluating the activity of lasofoxifene relative to fulvestrant for the treatment of pre- and postmenopausal women with locally advanced or metastatic ER+/HER2- breast cancer with an acquired ESR1 mutation and who have disease progression on an aromatase inhibitor (AI) in combination with a cyclin dependent kinase (CDK) 4/6 inhibitor.

The primary objective is to evaluate the progression free survival (PFS) of 5 mg lasofoxifene relative to fulvestrant for the treatment of pre- and postmenopausal women with locally advanced or metastatic estrogen receptor positive (ER+)/human epidermal growth factor 2 negative (HER2-) breast cancer with an estrogen receptor 1 (ESR1) mutation.

Read more

The secondary objectives are to evaluate:

  1. Clinical benefit rate (CBR) and Objective Response Rate (ORR)
  2. Duration of response
  3. Time to response
  4. Overall Survival (OS)
  5. Pharmacokinetics of lasofoxifene
  6. Quality of life (QoL): Quality of Life (QoL): vaginal assessment scale (VAS) and vulvar assessment scale (VuAS) questionnaires
  7. Safety of lasofoxifene
  8. Response to various ESR1 mutation (Y537S, Y537C, D538G, E380Q, S463P, V534E, P535H, L536H, L536P, L536R, L536Q, or Y537N).
Read the detailed description

Lasofoxifene is a potent SERM that has demonstrated in non-clinical models to prevent and treat breast cancer. In a large clinical osteoporosis trial, lasofoxifene reduced the incidence of ER+ breast cancer, which most likely represents a beneficial effect on clinically undetectable breast cancer. The clinical and non-clinical results are not unexpected based on the results seen with tamoxifen and fulvestrant as the mechanisms of action are similar. Moreover, the safety profile of lasofoxifene is well established in postmenopausal women and therefore a clinical trial investigating lasofoxifene for the treatment of breast cancer is scientifically justifiable.

Subjects with ESR1 mutations have endocrine resistance and shorter time to progression when treated with currently approved endocrine therapy. There is an unmet medical need for endocrine agents that can provide greater efficacy in this population. Non-clinical in vitro and in vivo studies with lasofoxifene have demonstrated efficacy. If this benefit translates to subjects with ESR1 mutated breast cancer cells, an important treatment option beyond fulvestrant will be available. The population being recruited in this trial are subjects with advanced breast cancer who have been treated with an AI in combination with a cyclin-dependent kinase (CDK) 4/6 inhibitor and who have an ESR1 mutation. The efficacy of endocrine agents in this population has never been prospectively studied. For this reason, this study will evaluate lasofoxifene in a randomized Phase 2 trial against a comparator to better evaluate the magnitude of the effect as well as to provide data to estimate the Phase 3 sample size.

In both non-clinical and clinical studies, fulvestrant has shown activity in ESR1 mutated breast cancer cells and will be used as the comparator in this Phase 2 study to better determine the relative clinical efficacy of lasofoxifene. The FDA approved fulvestrant dose will be used.

A major limiting factor in the administration of fulvestrant is its poor solubility requiring IM injection. The volume of administration limits the dose that can be administered. Initial clinical trials administered 250 mg of fulvestrant in 5 cc of castor oil as a single injection once monthly. Because the IM injections were well tolerated, loading and higher doses were investigated. This was found to have acceptable tolerability and resulted in greater efficacy. Limited by the volume of administration higher doses of fulvestrant cannot be investigated further.

Once the subject has consented to participate in the study, screening tests will be performed within 30 days of enrollment.

All subjects meeting the eligibility criteria will be first stratified into those with visceral metastasis and those without visceral metastasis. Each of these stratified groups will then be further stratified into those with the Y537S ESR1 mutation and those without this particular mutation. Each of the stratified groups will then be randomized 1:1 to receive either 5 mg/d of oral lasofoxifene or fulvestrant 500 mg intramuscular (IM) on Days 1, 15, and 29, then every 4 weeks thereafter. Treatment will continue until radiographic or clinical evidence of disease progression. Enrolled subjects will be seen every 2 weeks for the first month of treatment and then monthly until progression. Efficacy assessments will be done every 8 weeks.

For subjects randomized to lasofoxifene, blood samples will be drawn to assess the population PK. Serum samples will be collected at each visit starting at Visit 0 (Day 1) through Final/ET visit to measure serum lasofoxifene concentration at time points outlined below. Serum samples for PK analysis will be collected before the time that the next lasofoxifene dose is ingested. The actual time and date of dosing on the previous day as well as dosing on the visit day, and the PK blood sampling time/date must be recorded for all subjects. Pharmacokinetic samples are to be collected before clinical lab blood sampling.

A maximum of 100 subjects will be randomized and it is expected that all subjects enrolled in the study will be treated until documented disease progression. It is estimated that full recruitment into the study will occur within 12 to 18 months with another 12 months of follow up before the primary outcome measure is analyzed.

Being tested
Lasofoxifene, Fulvestrant
Keywords
Locally Advanced Breast Cancer, Metastatic Breast Cancer, Lasofoxifene, Fulvestrant, ER+/HER2, ESR1 mutation
Medical subject headings
Breast Neoplasms

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • LasofoxifeneDrug

    Estrogen receptor antagonist antineoplastic agent

  • FulvestrantDrug

    Estrogen receptor antagonist antineoplastic agent

Study groups in NCT03781063
Study groupRoleWhat they receive
LasofoxifeneExperimental5 mg/d of oral lasofoxifene
Receives: Drug: Lasofoxifene
FulvestrantActive comparator500 mg fulvestrant intramuscular (IM)
Receives: Drug: Fulvestrant

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Progression-Free Survival (PFS)

    PFS is defined as the interval from the date of randomization to the earlier date of first documented radiographic progression or death due to any cause

    Measured: through study completion, an average of 1 year

Secondary outcomes (4)
  1. Clinical Benefit Rate (CBR)

    CBR is defined as the percentage of all subjects with a complete or partial response; or stable disease for >/=24 weeks.

    Measured: through study completion, an average of 1 year

  2. Objective Response Rate (ORR)

    ORR is defined as the percentage of subjects with either a complete response (CR) or a partial response (PR) as assessed by the RECIST 1.1 criteria.

    Measured: through study completion, an average of 1 year

  3. Overall Survival (OS)

    OS is defined as time from randomization to death due to any cause.

    Measured: through study completion, an average of 1 year

  4. Incidence of Adverse Events (AEs) and Serious AEs

    The type, severity (graded by Common Terminology Criteria for Adverse Events [CTCAE version 5.0]), course, duration, seriousness, and relationship to study treatment will be assess at each visit

    Measured: through study completion, an average of 1 year

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted19 Dec 2018
  2. Study start20 Sep 2019
  3. Primary completion8 May 2025
  4. Study completion8 May 2025

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 2
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Model description
open label, randomized, parallel-group, multicenter study
Masking
None (open label)
Enrolment
100 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT03781063
Sponsor's protocol ID
SMX 18001
Status last verified
Jan 2026
First submitted
14 Dec 2018
Last updated
28 Jan 2026
Results posted
No
Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No

Publications

  • Goetz MP, Bagegni NA, Batist G, Brufsky A, Cristofanilli MA, Damodaran S, Daniel BR, Fleming GF, Gradishar WJ, Graff SL, Grosse Perdekamp MT, Hamilton E, Lavasani S, Moreno-Aspitia A, O'Connor T, Pluard TJ, Rugo HS, Sammons SL, Schwartzberg LS, Stover DG, Vidal GA, Wang G, Warner E, Yerushalmi R, Plourde PV, Portman DJ, Gal-Yam EN. Lasofoxifene versus fulvestrant for ER+/HER2- metastatic breast cancer with an ESR1 mutation: results from the randomized, phase II ELAINE 1 trial. Ann Oncol. 2023 Dec;34(12):1141-1151. doi: 10.1016/j.annonc.2023.09.3104.

    PubMed 38072514

Questions about this trial

What is this clinical trial studying?

A Phase 2 study testing Lasofoxifene and Fulvestrant in people with Locally Advanced or Metastatic Breast Cancer, run by Sermonix Pharmaceuticals Inc. at 51 sites in 3 countries.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 22 inclusion and 15 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 28 Jan 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 51 sites in United States, Canada, Israel. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Progression-Free Survival (PFS) (time frame: through study completion, an average of 1 year). It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT03781063, which also lists 1 linked publication.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 28 Jan 2026; AzTrials last refreshed its copy on 8 Nov 2026.

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