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Systemic Lupus Erythematosus (SLE)Phase 2NCT03656562

Study the Efficacy and Safety of VAY736 and CFZ533 in SLE Patients

A Phase 2 study testing VAY736 and CFZ533 in people with Systemic Lupus Erythematosus (SLE), run by Novartis Pharmaceuticals at 31 sites in 15 countries.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
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Trial summary

This study is designed to evaluate the safety, tolerability, pharmacokinetics and therapeutic efficacy of treatment with either VAY736 (ianalumab) or CFZ533 (iscalimab) in patients with systemic lupus erythematosus (SLE) to enable further development of these compounds as treatment in this disease population Read more about this study

Who is it for?
Ages 18 to 75 years
Conditions the study is for
Systemic Lupus Erythematosus (SLE)
What is being tested?
VAY736 and CFZ533
Type of treatment
Injection or infusion
Could I receive a placebo?
Yes, some participants may receive a placebo
How many people
107 participants
Where
31 sitesin 15 countries
Study dates
19 Dec 2018to 28 Apr 2025
Phase
Phase 2
Are there results?
Yes, posted in the registrySummary in the doctors' view

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 to 75 years
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • Written informed consent must be obtained before any assessment is performed
  • Fulfill ≥4 of the 11 American College of Rheumatology 1997 classification criteria for SLE
  • Patient diagnosed with SLE for at least 6 months prior to screening
  • Elevated serum titers at screening of ANA (≥1:80) of a pattern consistent with an SLE diagnosis, including at a minimum either anti-double stranded DNA (anti-ds DNA) or anti-Ro (SSA) or anti-La (SSB) or anti-nuclear ribonucleoprotein (anti-RNP) or anti-Smith (anti-Sm)
  • Currently receiving corticosteroids and/or anti-malarial and/or thalidomide treatment and/or another DMARD on a stable dose according to protocol requirements
  • SLEDAI-2K score of ≥6 at screening
  • BILAG 2004 score of one "A" score either in the mucocutaneous or in the musculoskeletal domain or one "B" score in either the mucocutaneous or musculoskeletal domain and at least one "A" or "B" score in a second domain at screening
  • Weigh at least 40 kg at screening

Who cannot join

  • Cohort 2 (CFZ533/Placebo) only:
  • Patients who are at significant risk for thromboembolic events based on the following:
  • History of either thrombosis or 3 or more spontaneous abortions
  • Presence of lupus anticoagulant or significantly prolonged activated partial thromboplastin time (aPTT) consistent with co-existent anti-phospholipid syndrome and without concurrent prophylactic treatment with aspirin or anticoagulants as per local standard of care
  • All Cohorts:
  • History of receiving prior to screening:
Show all 19Show fewer
  • Within 12 weeks: i.v. corticosteroids, calcineurin inhibitors or other oral DMARD
  • Within 24 weeks: cyclophosphamide or biologics such as intravenous Ig, plasmapheresis, anti-TNF-a mAb, CTLA4-Fc Ig (abatacept) or BAFF targeting agents (e.g., belimumab)
  • Any B-cell depleting therapies (e.g., anti-CD20 mAb, anti-CD22 mAb, anti-CD52 mAb) or TACI-Ig (atacicept) administered within 52 weeks prior to screening, and a B-cell count <50 cells/μ at the time of screening
  • Evidence of past exposure to tuberculosis as assessed by Quantiferon testing at screening
  • Presence of human immunodeficiency virus (HIV) infection at screening
  • Severe organ dysfunction or life threatening disease; ECOG performance status > 1 at screening
  • Presence of WHO Class III-IV renal involvement with proliferative disease Presence of severe lupus kidney disease as defined by proteinuria above 6 g/day or equivalent using spot urine protein creatinine ratio, or serum creatinine greater than 2.5 mg/dL (221.05 μmol/L), or requiring immune suppressive induction or maintenance treatment exceeding protocol defined limits
  • Active viral, bacterial or other infections at the time of screening or enrollment
  • Receipt of live/attenuated vaccine within a 2-month period before first dosing
  • Uncontrolled, co-existing serious disease, e.g., uncontrolled hypertension, heart failure, type I diabetes, thyroid disease within 3 months prior to first dosing, or significant, unresolved illness within 2 weeks prior to first dosing
  • History of hypersensitivity to drugs of similar chemical class
  • Chronic infection with hepatitis B (HBV) or hepatitis C (HCV). Subjects who are HBsAg negative and HBcAb positive are excluded unless negative for HBV DNA. Once past screening and enrolled into study, requirements for monitoring and antiviral treatment are enacted.
  • Subjects with a positive HCV antibody test should have HCV RNA levels measured. Subjects with positive (detectable) HCV RNA should be excluded.

Trial locations and contacts

31 sites in 15 countries.

31 sites in 15 countries

Japan5 sites
  • Novartis Investigative Site

    Chuo Ku, Tokyo, 104-8560

  • Novartis Investigative Site

    Nagoya, Aichi-ken, 4578510

  • Novartis Investigative Site

    Nagoya, Aichi-ken, 4600001

  • Novartis Investigative Site

    Shinjuku Ku, Tokyo, 162-8655

  • Novartis Investigative Site

    Shinjuku-ku, Tokyo, 1608582

Other trials in Japan

China3 sites
  • Novartis Investigative Site

    Guangzhou, Guangdong, 510000

  • Novartis Investigative Site

    Nanjing, Jiangsu, 210008

  • Novartis Investigative Site

    Shanghai, 200127

Other trials in China

Poland3 sites
  • Novartis Investigative Site

    Bydgoszcz, 85-168

  • Novartis Investigative Site

    Poznan, 60-218

  • Novartis Investigative Site

    Warsaw, 00-874

Other trials in Poland

Russia3 sites
  • Novartis Investigative Site

    Moscow, 115522

  • Novartis Investigative Site

    Saint Petersburg, 194044

  • Novartis Investigative Site

    Yekaterinburg, 620144

Other trials in Russia

Taiwan3 sites
  • Novartis Investigative Site

    Taichung, Taiwan ROC, 40201

  • Novartis Investigative Site

    Taichung, 40447

  • Novartis Investigative Site

    Taichung, 407219

Other trials in Taiwan

Germany2 sites
  • Novartis Investigative Site

    Berlin, 10117

  • Novartis Investigative Site

    Freiburg im Breisgau, Baden-Wurttemberg, 79106

Other trials in Germany

Hungary2 sites
  • Novartis Investigative Site

    Budapest, 1023

  • Novartis Investigative Site

    Debrecen, Hajdu Bihar Megye, 4032

Other trials in Hungary

Spain2 sites
  • Novartis Investigative Site

    Barcelona, 08035

  • Novartis Investigative Site

    Barcelona, 08041

Other trials in Spain

Thailand2 sites
  • Novartis Investigative Site

    Bangkok, 10400

  • Novartis Investigative Site

    Bangkok, 10700

Other trials in Thailand

Argentina1 site
  • Novartis Investigative Site

    Caba, C1015ABO

Other trials in Argentina

Australia1 site
  • Novartis Investigative Site

    Clayton, Victoria, 3168

Other trials in Australia

Czechia1 site
  • Novartis Investigative Site

    Prague, 128 00

Other trials in Czechia

France1 site
  • Novartis Investigative Site

    Pessac, 33604

Other trials in France

Israel1 site
  • Novartis Investigative Site

    Ramat Gan, 5265601

Other trials in Israel

South Korea1 site
  • Novartis Investigative Site

    Gwangju, 61469

Other trials in South Korea

About this study

Official title: A Placebo-controlled, Patient and Investigator Blinded, Randomized Parallel Cohort Study to Assess Pharmacodynamics, Pharmacokinetics, Safety, Tolerability and Preliminary Clinical Efficacy of VAY736 and CFZ533 in Patients With Systemic Lupus Erythematosus (SLE)

This study is designed to evaluate the safety, tolerability, pharmacokinetics and therapeutic efficacy of treatment with either VAY736 (ianalumab) or CFZ533 (iscalimab) in patients with systemic lupus erythematosus (SLE) to enable further development of these compounds as treatment in this disease population

Read the detailed description

The study consisted of a 28-day screening period, a blinded treatment period of 28 weeks where randomized patients received treatment with investigational drug (ianalumab or iscalimab) or placebo. At the end of Week 29 visit, the patients entered the open-label treatment phase where patients in active treatment group continued to receive active treatment and patients in placebo group started active treatment with ianalumab/iscalimab until Week 49. After completion of the open-label treatment period, all patients entered a Follow-Up period in order to monitor safety and efficacy up to Week 69. The Week 69 visit was the End of Study (EoS) visit for patients in Cohort 2 (CFZ533). Study duration for patients in Cohort 2 was approximately 18 months. For Cohort 1 (VAY736), patients who did not achieve B-cell recovery by Week 69 Visit entered into a Secondary Follow-Up period until achieving B cell recovery criteria (B-cell count was at >= 50 cells/µl or at least 80% of baseline levels). Safety follow-up visits were scheduled as deemed appropriate until the patient achieved the B-cell recovery criteria, followed by an EoS 4 weeks later.

Being tested
VAY736, VAY736 Placebo, CFZ533, CFZ533 Placebo
Keywords
Systemic Lupus Erythematosus, SLE, Anti-CD40, anti-BAFF-receptor, B-cell depletion, BAFF-receptor blockade, ianalumab, VAY736, iscalimab, CFZ533
Medical subject headings
Lupus Erythematosus, Systemic

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • VAY736Drug

    Also called Ianalumab

    150 mg powder in vial for solution for injection; after reconstitution to 150 mg/mL per vial, a dose of 300 mg

  • VAY736 PlaceboDrug

    Also called Ianalumab/Placebo

    solution for injection; 0 mg/mL administered as 2 mL s.c. injection

  • CFZ533Drug

    Also called Iscalimab

    150 mg/mL as concentrate in vial for infusion, administered at a dose of 10 mg/kg as i.v. infusion

  • CFZ533 PlaceboDrug

    Also called Iscalimab/Placebo

    Placebo as concentrate in vial for infusion, administered at a dose of 10 mg/kg as i.v. infusion

Study groups in NCT03656562
Study groupRoleWhat they receive
Cohort 1 VAY736ExperimentalBlinded treatment phase: VAY736 administered subcutaneously (s.c.) every 4 weeks as multiple doses of VAY736 150 mg (total dose being VAY736 300 mg) until Week 25 + Standard of Care (SoC) for systemic lupus erythematosus (SLE). Open-label treatment phase: VAY736 administered subcutaneously (s.c.) every 4 weeks as multiple doses of VAY736 150 mg (total dose being VAY736 300 mg) until Week 49.
Receives: Drug: VAY736
Cohort 1 VAY736 PlaceboPlacebo comparatorBlinded treatment phase: VAY736 matching placebo administered subcutaneously (s.c.) every 4 weeks as multiple doses of placebo 0 mg until Week 25 + Standard of Care (SoC) for systemic lupus erythematosus (SLE). Open-label treatment phase: VAY736 administered subcutaneously (s.c.) every 4 weeks as multiple doses of VAY736 150 mg (total dose being VAY736 300 mg) until Week 49.
Receives: Drug: VAY736; Drug: VAY736 Placebo
Cohort 2 CFZ533ExperimentalBlinded treatment phase: CFZ533 administered intravenously (i.v) every 4 weeks as multiple doses of CFZ533 150 mg, based on body weight (BW) of the patients (10 mg/kg (>= 50 kg BW) and 13 mg/kg (< 50 kg BW)) until Week 25 + Standard of Care (SoC) for systemic lupus erythematosus (SLE). Open-label phase: CFZ533 administered intravenously (i.v) every 4 weeks as multiple doses of CFZ533 150 mg, based on body weight (BW) of the patients (10 mg/kg (>= 50 kg BW) and 13 mg/kg (< 50 kg BW)) until Week 49.
Receives: Drug: CFZ533
Cohort 2 CFZ533 PlaceboPlacebo comparatorBlinded treatment phase: CFZ533 matching placebo administered intravenously (i.v) every 4 weeks as multiple doses of placebo 0 mg, based on body weight (BW) of the patients (10 mg/kg (>= 50 kg BW) and 13 mg/kg (< 50 kg BW)) until Week 25 + Standard of Care (SoC) for systemic lupus erythematosus (SLE). Open-label phase: CFZ533 administered intravenously (i.v) every 4 weeks as multiple doses of CFZ533 150 mg, based on body weight (BW) of the patients (10 mg/kg (>= 50 kg BW) and 13 mg/kg (< 50 kg BW)) until Week 49.
Receives: Drug: CFZ533; Drug: CFZ533 Placebo

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Percentage of Participants With SLE Responder Index (SRI)-4 Response Status at Week 29 With Reduced Steroid Dose Maintained Between Weeks 17 and 29

    The primary endpoint was a composite of SRI-4 response at Week 29 with sustained reduction in oral corticosteroid from Week 17 through Week 29. Patients taking other rescue medication or prohibited medication or drop out before Week 29 were considered non-responders.

    SRI-4 response is defined as below:

    • having >= 4 points reduction from baseline in Systemic Lupus Erythematosus Disease Activity Index 2000 (SLEDAI-2K) score (score is 0 to 105; a higher score indicating more severe disease) AND
    • no new British Isles Lupus Activity Group (BILAG)-2004 A organ domain score and no more than one new BILAG-2004 B organ domain scores compared with baseline AND
    • <10 mm point increase from baseline with scale 0 to 100 mm in the physician's global assessment from baseline

    Sustained reduction in oral corticosteroid is defined as below:

    • =< 5 mg/day or less than or equal to baseline dose, whichever was lower at Week 17 AND
    • no increase of that dose from Week 17 through Week 29

    Measured: Baseline, Week 17 to Week 29

Secondary outcomes (8)
  1. Changes Between Baseline and Week 29 in the Physicians' Global Assessment (PhGA) Visual Analog Scale (VAS) Assessing Patient's Overall Disease Activity

    The Physician's global assessment (PhGA-VAS) of disease activity was performed using 100 mm VAS ranging from "no disease activity" (score 0) to "maximal disease activity" (score 100), after the question on how well the patient was doing with the disease considering all aspects affected by the disease. The investigator was then measuring the distance in mm from the left edge of the scale and entering the value.

    Measured: Baseline, Week 5, Week 9, Week 13, Week 17, Week 21, Week 25, Week 29

  2. Changes Between Baseline and Week 29 in the Patient's Global Assessment (PGA) Visual Analog Scale (VAS) Assessing Patient's Global Disease Activity

    The patient's global assessment of disease activity was performed using a Visual Analogue Scale (VAS) of 100 mm ranging from "no disease activity" (score 0) to "severe disease activity" (score 100), after the question on how well the patient was doing with the disease considering all aspects affected by the disease. The investigator was then measuring the distance in mm from the left edge of the scale and entering the value.

    Measured: Baseline, Week 5, Week 9, Week 13, Week 17, Week 21, Week 25, Week 29

  3. Percentage of Participants With Flare

    Flare was defined as one new 'A' score or two or more 'B' scores using the British Isles Lupus Assessment Group Index (BILAG -2004).

    Measured: Up to 69 weeks

  4. Time to First Flare

    Time to first flare, with flare defined as one new 'A' score or two or more 'B' score using BILAG -2004

    Measured: Up to 69 weeks

  5. Pharmacokinetics (PK) Cohort 1 - VAY736 Free Serum Concentration

    Note: End of study (EoS) was a floating timepoint and did not represent a uniform timepoint across the study.

    Measured: Weeks 29, 53, 69, and EoS (up to 69 weeks), pre-dose

  6. PK Cohort 2 - Free CFZ533 Concentration in Plasma

    Measured: Weeks 29, 53, and 69, pre-dose

  7. PD Cohort 2 (CFZ533): Total Soluble CD40

    Measured: Weeks 29, 53, and 69

  8. Percentage of Participants With Anti-drug Antibodies (ADAs)

    ADAs were measured in plasma for CFZ533 and in serum for VAY736. Note: End of study (EoS) was a floating timepoint and did not represent a uniform timepoint across the study.

    Measured: Baseline, Weeks 29, 53, 69, and EoS (up to 69 weeks)

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted4 Sep 2018
  2. Study start19 Dec 2018
  3. Primary completion27 Jul 2022
  4. Study completion28 Apr 2025

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 2
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Masking
Triple blind
Who is masked
Participant, Investigator, Outcomes assessor
Enrolment
107 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT03656562
Sponsor's protocol ID
CVAY736X2208
Other IDs
2018-001508-12, 2018
Status last verified
Apr 2026
First submitted
19 Jul 2018
Last updated
14 May 2026
Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
Individual data sharing
Yes: Novartis is committed to sharing with qualified external researchers, access to patient-level data and supporting clinical documents from eligible studies. These requests are reviewed and approved by an independent review panel on the basis of scientific merit. All data provided is anonymized to respect the privacy of patients who have participated in the trial in line with applicable laws and regulations. This trial data availability is according to the criteria and process described on www.clinicalstudydatarequest.com

Questions about this trial

What is this clinical trial studying?

A Phase 2 study testing VAY736 and CFZ533 in people with Systemic Lupus Erythematosus (SLE), run by Novartis Pharmaceuticals at 31 sites in 15 countries.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 8 inclusion and 19 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 14 May 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 31 sites in Japan, China, Poland, Russia, Taiwan and 10 more countries. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. Some participants in this study may receive a placebo. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

Yes. Results are posted in the registry (first posted 6 Jun 2024). A summary is in the For doctors view, and the full results are on ClinicalTrials.gov.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Percentage of Participants With SLE Responder Index (SRI)-4 Response Status at Week 29 With Reduced Steroid Dose Maintained Between Weeks 17 and 29 (time frame: Baseline, Week 17 to Week 29). It is what the study was designed to measure, not a finding.

Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 14 May 2026.

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