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AzTrials

Acute Myeloid Leukemia (AML)Phase 1NCT03613532

Venetoclax Added to Fludarabine + Busulfan Prior to Transplant and to Maintenance Therapy for AML, MDS, and MDS/MPN

A Phase 1 study testing Venetoclax, Fludarabine and Busulfan in people with Acute Myeloid Leukemia (AML) and Myelodysplastic Syndrome (MDS), run by Jacqueline Garcia, MD at 1 site in United States.

Active, not recruiting

Under way, not looking for participants. Everyone needed has enrolled. The study is still running.

Official record
Search all trials

Trial summary

This clinical trial involves individuals who have been diagnosed with Acute Myeloid Leukemia (AML), Myelodysplastic Syndrome (MDS), Chronic Myelomonocytic Leukemia (CMML), or MDS/myeloproliferative neoplasm-unclassifiable (MDS/MPN-unclassifiable) and are planning to have an allogeneic hematopoietic stem cell… Read more about this study

Who is it for?
Ages 18 years and older
What is being tested?
Venetoclax, Fludarabine and Busulfan
Type of treatment
Pill or oral medicine
Could I receive a placebo?
No, everyone receives an active treatment
How many people
102 participants
Where
1 siteUnited States
Study dates
24 Oct 2018to 5 Mar 2030
Phase
Phase 1
Are there results?
Not yet: the study is under way

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 years and older
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Part 1 Inclusion Criteria:

  • Age 18 years and older.
  • Patients must have a prior diagnosis of one of the following:
  • (Note: Mutational and cytogenetic studies performed at sites other than Dana-Farber Cancer Institute or Brigham and Women's Hospital will require review of the outside cytogenetic and/or molecular pathology reports by the overall PI.)
  • High-risk MDS, which is defined as one of the following subsets:
  • IPSS Intermediate-2 or higher
  • Presence of a mutation in TP53
  • Prescence of mutation in the RAS pathway including NRAS, KRAS, PTPN11, CBL, NF1, RIT1, FLT3, and KIT
  • Therapy-related MDS
  • High-risk AML, which is defined as one of the following subsets:
  • AML with adverse risk disease according to ELN guidelines including one of the following features:
  • a history of mutation in TP53, RUNX1, or ASXL1
  • t(6;9)(p23;q34.1); DEK-NUP214
  • t(v;11q23.3); KMT2A rearranged
  • t(9;22)(q34.1;q11.2); BCR-ABL1
  • inv(3)(q21.3q26.2) or t(3;3)(q21.3;26.2); GATA2,MECOM(EVI1)
  • -5 or del(5q)
  • -7
  • -17/abn(17p)
  • Complex karyotype
  • Monosomal karyotype
  • Wild-type NPM1 and FLT3-ITDhigh
  • Secondary AML, which is defined as a history of antecedent hematologic disorder (an MPN or MDS), a diagnosis of therapy-related myeloid neoplasm including t-MDS and t-AML, or AML with myelodysplasia-related changes, OR
  • "Secondary-type" AML, which is defined by the presence of a mutation in any of the following eight genes with high specificity for the presence of antecedent myelodysplastic syndrome including SRSF2, SF3B1, U2AF1, ZRSR2, ASXL1, EZH2, BCOR, or STAG2
  • Patients with AML with evidence of measurable residual disease by multiparameter flow cytometry (≥ 0.1%) despite morphologic remission on the pre-transplant/screening bone marrow biopsy. Review required by overall PI.
  • High-risk chronic myelomonocytic leukemia (CMML) or MDS/MPN unclassifiable (MDS/MPN-U), which is defined by the presence of trisomy 8, chromosome 7 abnormalities or complex karyotype (3 or more abnormalities); or by the presence of a mutation in ASXL1
  • Measurable disease is not required for eligibility.
  • Patient is determined to be a suitable candidate for an allo-HCT using a reduced intensity conditioning (RIC) regimen using peripheral blood stem cell as stem cell source.
  • Patient must have a matched related or an 8/8 unrelated donor option for his/her allo-HCT.
  • Patient must have an ECOG performance status ≤ 2
  • There are no limitations or minimum on the amount of prior therapy for patient's advanced myeloid malignancy. Prior exposure to venetoclax is allowed.
  • Patient must have normal organ function as defined below:
  • Total bilirubin ≤ 2.0 x institutional upper limit of normal (In patients with Gilbert's Syndrome, Total Bilirubin ≥ 2.0 is permitted.)
  • AST(SGOT)/ALT(SGPT) ≤ 3 × institutional upper limit of normal
  • Creatinine clearance ≥ 30 mL/min using Cockcroft Gault formula
  • The effects of venetoclax on the developing human fetus are unknown. For this reason, women of child-bearing potential and men must agree to use adequate contraception (hormonal or barrier method of birth control; abstinence) prior to study entry and for the duration of study participation. Should a woman become pregnant or suspect she is pregnant while she or her partner is participating in this study, she should inform her treating physician immediately. Men treated or enrolled on this protocol must also agree to use adequate contraception prior to the study, for the duration of study participation, and 4 months after completion of venetoclax administration. For women who are of child-bearing potential, they must have a negative serum beta-HCG (human chorionic gonadotropin) test to be eligible.
  • Ability to understand and the willingness to sign a written informed consent document

Part 1 Exclusion Criteria:

  • Patients who have had chemotherapy (with the exception of hydroxyurea and/or dexamethasone) or radiotherapy or investigational therapy within 14 days prior to starting treatment on study. Exceptions: Patients already on venetoclax therapy prior to transplant need a three day wash out prior to first treatment dose on study. Patients on BCR-ABL, IDH and FLT3 small molecule inhibitors can stay on this treatment up until 5 days prior to first treatment dose on study.
  • Patients with > 10% morphologic blasts on bone marrow biopsy if they have a diagnosis of MDS or MDS/MPN. Patients > 5% morphologic blasts on bone marrow biopsy if they have a diagnosis of AML.
  • Patients recommended to receive a myeloablative conditioning regimen prior to transplantation (since there is a known survival advantage for AML using higher intensity).
  • Patients who have a history of prior allogeneic stem cell transplantation.
  • Symptomatic or untreated known CNS involvement of disease
  • Patients with active heart disease (New York Heart Association class 3-4 as assessed by history and physical exam, or a critical event including unstable angina/stroke/myocardial infarction within the last 6 months prior to first dose on study).
  • Patients who have consumed grapefruit, grapefruit products, Seville oranges or starfruit within 3 days prior to study treatment. Patients who a strong or moderate inducer within 7 days prior to the first dose of study drug.
  • Malabsorption syndrome or other clinically significant condition that would preclude enteral administration.
  • Other severe acute or chronic medical or psychiatric condition or laboratory abnormality that in the opinion of the investigator may increase the risk associated with study participation or investigational product administration or may interfere with the interpretation of study results and/or would make the patient inappropriate for enrollment into this study.
  • Patients with known active hepatitis B virus (HBV) infection should be excluded because of potential effects on immune function and/or drug interactions. However, if a patient has HBV history with an undetectable HBV load by polymerase chain reaction (PCR), no liver-related complications, and is on definitive HBV therapy that is not contraindicated on this study, then he/she would be eligible for study.
  • Patients with known active hepatitis C virus (HCV) infection. However, if a patient with a history of HCV infection has received definitive therapy (and is now HCV viral load negative), or if a patient has a reactive HCV antibody test but has an undetectable viral load by PCR, then he/she would be eligible.
  • Patients with known active HIV infection out of concern for the drug-drug interaction with venetoclax and HAART therapy.
  • Pregnant or breastfeeding women or those intending to become pregnant during the study or within 3 months after the final dose of study treatment are excluded from this study. Women of childbearing potential must have a negative serum pregnancy test resulted during screening and repeated within 7 days prior to study drug (local labs are allowed).
  • Vaccination with live, attenuated vaccines within 4 weeks prior to initiation of study treatment or anticipation of need for such a vaccine during the study.
  • Patients with uncontrolled infection at time of first dose of treatment on study. Patients receiving anti-microbial agents including antibiotics, antiviral and antifungal therapies are allowed if hemodynamically stable.
  • Part 2, Part 3, and Part 4 only: Patients recommended to receive FLT3 inhibitor therapy or any other antileukemic therapy for AML as maintenance post allo-HCT.

Part 2 and Part 3 Eligibility Criteria:

  • No DLT event (including delay in neutrophil engraftment) due to the addition of venetoclax to conditioning chemotherapy prior to start of maintenance therapy.
  • No morphologic evidence of relapse (defined as 5% or more morphologic blasts) prior to start of maintenance therapy confirmed by bone marrow biopsy after day +28.
  • ANC ≥ 1.0 K/uL without growth factor support and platelet level ≥ 50 K/uL without platelet transfusion within 7 days of starting maintenance therapy. --Exception: Patients without morphologic evidence of disease relapse but with evidence of persistent molecular or cytogenetic residual disease at the time of assessment can start maintenance therapy as long as ANC ≥ 0.75 K/uL without growth factor support and platelet level ≥ 25 K/uL.
  • Absence of overall grade II-IV acute GVHD per investigator. Upon acute GVHD resolution, patients are eligible. Patients that are on prednisone 0.5 mg/kg daily dose or lower are allowed to initiate maintenance.
  • Total bilirubin less than or equal to 2 x institutional ULN (unless has known Gilbert's disease).
  • AST and ALT less than or equal to 3 x ULN.
  • Cr Cl ≥ 30 mL/min or higher (Cockgroft Gault formula).
  • No concurrent illnesses that would prevent taking oral therapy and interfere with safety assessment.

Part 4 Eligibility Criterion:

  • For subjects enrolling into Part 4 (PTCy/Tac/MMF), patients must have a left ventricular ejection fraction at least 45% within 3 months of first dose on study.

Trial locations and contacts

1 site in 1 country.

United States1 site
  • Dana-Farber Cancer Institute

    Boston, Massachusetts, 02215

Other trials in United States

About this study

Official title: A Phase 1 Study of Adding Venetoclax to a Reduced Intensity Conditioning Regimen and to Maintenance in Combination With a Hypomethylating Agent After Allogeneic Hematopoietic Cell Transplantation for Patients With High Risk AML, MDS, and MDS/MPN Overlap Syndromes

This clinical trial involves individuals who have been diagnosed with Acute Myeloid Leukemia (AML), Myelodysplastic Syndrome (MDS), Chronic Myelomonocytic Leukemia (CMML), or MDS/myeloproliferative neoplasm-unclassifiable (MDS/MPN-unclassifiable) and are planning to have an allogeneic hematopoietic stem cell transplant ("bone marrow transplant"). The goal of this research study is to (1) test the safety of adding the study drug, Venetoclax, to a standard of care conditioning regimen for bone marrow transplantation as a possible means of eliminating residual (left-over) disease prior to transplant, (2) to test the safety of combination Venetoclax and azacitidine as "maintenance therapy" after transplant to possibly prevent disease recurrence and (3) to test the safety of combination Venetoclax and oral decitabine/cedazuridine as "maintenance therapy" after transplant to possibly prevent disease recurrence.

  • The name of the study drug involved in this study is Venetoclax.
  • It is expected that about 102 people will take part in this research study.
Read the detailed description
  • This research study is a Phase I clinical trial, which tests the safety of an investigational drug and tries to define the appropriate dose and schedule of the investigational drug to use for further studies. "Investigational" means that the drug is being studied.
  • There are four parts to this research study:
  • Part 1 is to determine a safe dose of the study drug, Venetoclax, when given in combination with a standard chemotherapy. Part 2 is to determine the safety of post-transplant maintenance therapy with the combination of azacitidine and venetoclax. Part 3 is to determine the safety of post-transplant maintenance therapy with the combination of oral decitabine/cedazuridine and venetoclax. Part 4 is to determine the safety of adding venetoclax to FluBu2/ post-transplant cyclophosphamide/ tacrolimus/ mycophenolate mofetil for patients undergoing RIC allo-HCT.
  • Participants enrolled in Part 1 of this study, will receive Venetoclax in combination with conditioning chemotherapy (prior to transplantation).
  • Participants enrolled in Part 2, Part 3, and Part 4 of the study, will also receive Venetoclax in combination with conditioning chemotherapy (prior to transplantation) and will have the opportunity to receive maintenance chemotherapy (after transplantation) for potentially a year.
  • Part 1, Part 2, and Part 3 of this research study will have a Dose-Escalation phase. The Dose-Escalation phase is the part of the study where treatment dose and schedule are being tested.
  • In Part 1, the Dose-Escalation phase is when venetoclax will be given at different doses until the safest maximum dose has been identified. Part 1 also includes a second phase of the study which is called the Dose-Expansion phase, during which more participants will be treated at this dose level to obtain additional information on safety.
  • In Part 2, the Dose-Escalation phase is where the combination of venetoclax and azacitidine will be given after transplantation at different schedules.
  • In Part 3, the Dose-Escalation phase is where the combination of venetoclax and oral decitabine/cedazuridine will be given after transplantation at different schedules.
  • For both the Dose-Escalation or Dose-Expansion phase of this study, there will be a screening period, a pre-transplant period, a transplant period, and a post-transplant follow up period.
  • In this research study, participants will receive venetoclax plus chemotherapy. Participants in Part 1, Part 2, Part 3, and Part 4 of this study will receive chemotherapy immediately prior to transplantation, which is called the "conditioning regimen." The conditioning regimen chemotherapy will suppress the immune system and may help to destroy cancer cells. During this process normal bone marrow cells are destroyed as well, thus making way for donor stem cells.
  • Fludarabine and busulfan (FluBu2) are both chemotherapies and a common conditioning regimen.
  • In this study, Venetoclax is added to the conditioning regimen (FluBu2) prior to transplantation to eliminate leftover blood cancer cells prior to transplant.
  • Participants in Part 2 and Part 4 of the study will also have the opportunity to receive venetoclax plus azacitidine after transplantation. The combination of these two drugs is called "maintenance therapy," which is treatment given after transplant to potentially reduce the chance of disease relapse. Relapse is a cause of transplant failure and can occur when there are leftover blood cancer cells.
  • Participants in Part 3 of the study will also have the opportunity to receive venetoclax plus oral decitabine/cedazuridine after transplantation. The combination of these two drugs is called "maintenance therapy," which is treatment given after transplant to potentially reduce the chance of disease relapse. Relapse is a cause of transplant failure and can occur when there are leftover blood cancer cells.
  • The FDA (U.S. Food and Drug Administration) has approved Venetoclax in combination with cytarabine, azacitidine or decitabine for the treatment of newly diagnosed acute myeloid leukemia, but not for use in with conditioning chemotherapy prior to transplantation or after transplant with maintenance chemotherapy. Venetoclax is an oral drug that selectively inhibits Bcl-2, which is critical for keeping cancer cells alive.
Being tested
Venetoclax, Fludarabine, Busulfan, Azacitidine, Decitabine/cedazuridine
Keywords
Acute Myeloid Leukemia (AML), Myelodysplastic Syndrome (MDS), Chronic Myelomonocytic Leukemia (CMML), MDS/myeloproliferative neoplasm-unclassifiable (MDS/MPN-unclassifiable), Hematopoietic Stem Cell Transplant
Medical subject headings
Leukemia, Myeloid, Acute, Myelodysplastic Syndromes, Leukemia, Myelomonocytic, Chronic

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • VenetoclaxDrug

    Also called ABT199

    Part 1: 6-7 total doses depending on dose level assigned

  • FludarabineDrug

    Also called Fludara

    Given once daily for 4 days

  • BusulfanDrug

    Also called Busulfex, Myleran

    Given twice daily for 4 days

  • VenetoclaxDrug

    Also called ABT199

    Part 2, Part 3, and Part 4: 14 doses for 8-12 cycles depending on dose level assigned

  • AzacitidineDrug

    Part 2 and Part 4: 5 doses for 8-12 cycles depending on dose level assigned

  • Decitabine/cedazuridineDrug

    Part 3: 3 doses for 8 cycles

Study groups in NCT03613532
Study groupRoleWhat they receive
VenetoclaxExperimentalPart 1 dose escalation * Venetoclax: 6-7 total doses based on level assigned * Busulfan: given 2x daily for 4 days * Fludarabine: given 1x daily for 4 days Part 2 includes post-transplant therapy with azacitidine and venetoclax for 8-12 cycles per dose level. Part 3 includes post-transplant therapy with oral decitabine/cedazuridine and venetoclax for 8 cycles. Part 4 assesses PTCy/Tac/MMF GVHD regimen instead of Tac/Methotrexate -post transplant period includes therapy with azacitidine and venetoclax for 8 cycles.
Receives: Drug: Venetoclax; Drug: Fludarabine; Drug: Busulfan; Drug: Azacitidine; Drug: Decitabine/cedazuridine

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. MTD of Venetoclax with Busulfan and Fludarabine

    Determine safe dose and schedule of venetoclax

    Measured: 37 Days

  2. MTD of Venetoclax with Azacitidine as Maintenance Therapy

    Determine safe dose and schedule of venetoclax

    Measured: 28 Days from Maintenance Therapy Start

  3. MTD of Venetoclax with Decitabine/cedazuridine as Maintenance Therapy

    Determine safe dose and schedule of venetoclax

    Measured: 28 Days from Maintenance Therapy Start

Secondary outcomes (12)
  1. Overall Survival

    Time from treatment start until death

    Measured: 12 Months

  2. Progression Free Survival

    Time from treatment start until relapse

    Measured: 12 Months

  3. Overall Response Rate

    IWG response criteria

    Measured: At day 100, 6 months and 12 months

  4. Remission Duration Rate

    Duration of remission from treatment start until relapse

    Measured: from start of the treatment until disease relapse (assessed at day 100, 6 months and 12 months)

  5. Rate of Disease Relapse

    Frequency of disease recurrence on trial

    Measured: 12 Months

  6. Rate of Non-Relapse Mortality

    Frequency of death that is not due to disease recurrence on trial

    Measured: 12 Months

  7. Donor granulocyte chimerism percentage

    Percentage of donor blood cells

    Measured: 28 Days Post-Transplant

  8. Donor granulocyte chimerism percentage

    Percentage of donor blood cells

    Measured: 100 days Post-Transplant

  9. Donor granulocyte chimerism percentage

    Percentage of donor blood cells

    Measured: 12 Months Post-Transplant

  10. Cumulative incidence of acute graft versus host disease (GVHD) and chronic GVHD following allo-HCT

    Frequency of GVHD events

    Measured: 12 Months

  11. Number of Maintenance Treatment Cycles Safely Administered

    Maintenance Treatment Cycles

    Measured: From Initiation of Maintenace Therapy up to 12 months

  12. Compare Incidences of Mortality and Survival Between Participants in Part 1, Part 2 and Part 3

    Compare cumulative instances of mortality and survival between participants on Part 1, Part 2 and Part 3

    Measured: 12 months

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted3 Aug 2018
  2. Study start24 Oct 2018
  3. Primary completion5 May 2026
  4. Study completion5 Mar 2030 (estimated)

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 1
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrolment
102 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT03613532
Sponsor's protocol ID
18-283
Status last verified
May 2026
First submitted
26 Jul 2018
Last updated
20 May 2026
Results posted
No
Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
Individual data sharing
No

Publications

  • Garcia JS, Kim HT, Murdock HM, Cutler CS, Brock J, Gooptu M, Ho VT, Koreth J, Nikiforow S, Romee R, Shapiro R, Loschi F, Ryan J, Fell G, Karp HQ, Lucas F, Kim AS, Potter D, Mashaka T, Stone RM, DeAngelo DJ, Letai A, Lindsley RC, Soiffer RJ, Antin JH. Adding venetoclax to fludarabine/busulfan RIC transplant for high-risk MDS and AML is feasible, safe, and active. Blood Adv. 2021 Dec 28;5(24):5536-5545. doi: 10.1182/bloodadvances.2021005566.

    PubMed 34614506
  • Garcia JS, Kim HT, Murdock HM, Ansuinelli M, Brock J, Cutler CS, Gooptu M, Ho VT, Koreth J, Nikiforow S, Romee R, Shapiro R, DeAngelo DJ, Stone RM, Bat-Erdene D, Ryan J, Contreras ME, Fell G, Letai A, Ritz J, Lindsley RC, Soiffer RJ, Antin JH. Prophylactic maintenance with venetoclax/azacitidine after reduced-intensity conditioning allogeneic transplant for high-risk MDS and AML. Blood Adv. 2024 Feb 27;8(4):978-990. doi: 10.1182/bloodadvances.2023012120.

    PubMed 38197938
  • Murdock HM, Hebert K, Gooptu M, Shapiro R, Abel G, Cutler C, Kelkar A, Ho VT, Koreth J, O'Connor TP, Brock J, Auriemma E, Bat-Erdene D, Panaro K, Ritz J, Lindsley RC, Antin JH, Soiffer RJ, Garcia JS. Venetoclax-augmented RIC allogeneic HCT with PTCy-based GVHD prophylaxis and venetoclax/azacitidine maintenance for poor risk MDS and AML. Transplant Cell Ther. 2026 Aug 19:S2666-6367(26)00670-6. doi: 10.1016/j.jtct.2026.08.029. Online ahead of print.

    PubMed 42617873
  • Garcia JS, Kim HT, Murdock HM, Bosch-Vilaseca A, Panaro KM, Lim F, Fiorilla J, Auriemma E, Brock J, Gooptu M, Ho VT, Cutler CS, Shapiro R, Kelkar AH, Abel GA, DeAngelo DJ, Stone RM, Bat-Erdene D, Ryan J, Fell G, Letai A, Ritz J, Lindsley RC, Antin JH, Soiffer RJ. Venetoclax/FluBu2 RIC transplant followed by all-oral venetoclax/decitabine maintenance for poor-risk MDS/AML. Blood Adv. 2026 Mar 10;10(5):1548-1558. doi: 10.1182/bloodadvances.2025018631.

    PubMed 41348911

Questions about this trial

What is this clinical trial studying?

A Phase 1 study testing Venetoclax, Fludarabine and Busulfan in people with Acute Myeloid Leukemia (AML) and Myelodysplastic Syndrome (MDS), run by Jacqueline Garcia, MD at 1 site in United States.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: under way, not looking for participants, as of the sponsor's last update on 20 May 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in United States. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 1 studies test a treatment in a small group of people for the first time or in a new way, mainly to check safety and find the right dose.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

This study is still under way. Results are not available in the source record yet.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

MTD of Venetoclax with Busulfan and Fludarabine (time frame: 37 Days). The study lists 3 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT03613532, which also lists 4 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 20 May 2026.

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