Alzheimers DiseasePhase 2/3GS1NCT02565511
A Study of CAD106 and CNP520 Versus Placebo in Participants at Risk for the Onset of Clinical Symptoms of Alzheimer's Disease
A Phase 2/3 study testing CAD106 Immunotherapy, CNP520 and Alum in people with Alzheimers Disease, run by Novartis Pharmaceuticals at 129 sites in 10 countries.
Trial summary
The purpose of this study was to test whether two investigational drugs called CAD106 and CNP520, administered separately, could slow down the onset and progression of clinical symptoms associated with Alzheimer's disease (AD) in participants at the risk to develop clinical symptoms based on their age and genotype. Read more about this study
- Who is it for?
- Ages 60 to 75 years
- Conditions the study is for
- Alzheimers Disease
- What is being tested?
- CAD106 Immunotherapy, CNP520 and Alum
- Type of treatment
- Pill or oral medicine, Injection or infusion
- Could I receive a placebo?
- Yes, some participants may receive a placebo
- How many people
- 480 participants
- Where
- 129 sitesin 10 countries
- Study dates
- 30 Nov 2015to 30 Apr 2020
- Phase
- Phase 2/3
- Are there results?
- Yes, posted in the registrySummary in the doctors' view
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 60 to 75 years
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- Consented to receive disclosure of their risk estimates to develop clinical symptoms of AD based on their APOE genotype.
- Male or female, age 60 to 75 years inclusive. Females were to be post-menopausal.
- Mini-Mental State Examination (MMSE) total score ≥ 24 and cognitively unimpaired as evaluated by memory tests
- Homozygous APOE4 genotype.
- Participant willing to have a study partner.
Who cannot join
- Any disability that prevented the participant from completing all study requirements.
- Current medical or neurological condition that could have impacted cognition or performance on cognitive assessments.
- Advanced, severe progressive or unstable disease that may have interfered with the safety, tolerability and study assessments, or put the participant at special risk.
- History of malignancy of any organ system, treated or untreated, within 60 months prior to screening.
- History of hypersensitivity to any of the investigational drugs or their excipients / adjuvant or to drugs of similar chemical classes.
- Indication or on current treatment with ChEIs and/or another AD treatment (e.g. memantine).
Show all 13Show fewer
- Contraindication or intolerance to MRI or PET investigations (with fluorinated radio ligands).
- Brain MRI results showing findings unrelated to AD that, in the opinion of the Investigator could have been a leading cause to future cognitive decline, pose a risk to the participant, or prevent a satisfactory MRI assessment for safety monitoring.
- Suicidal Ideation in the past six months or Suicidal Behavior in the past two years, prior to screening.
- A positive drug screen at Screening, if, in the Investigator's opinion, this was due to drug abuse.
- Significantly abnormal laboratory results at Screening, or infection not as a result of a temporary condition.
- Current clinically significant ECG findings. For Cohort - I only: Participants with previous organ transplantation or stem cell transplantation, or indication for treatment with anti-coagulants.
- For Cohort - II only: Participants with depigmenting or hypopigmenting conditions (e.g. albinism vitiligo) or active / history of chronic urticarial in the past year.
Trial locations and contacts
129 sites in 10 countries.
129 sites in 10 countries
United States78 sites
Novartis Investigative Site
Atlanta, Georgia, 30322
JEM Research Institute
Atlantis, Florida, 33462-6608
Senior Adults Specialty Research
Austin, Texas, 78757
Novartis Investigative Site
Bangor, Maine, 04401
Novartis Investigative Site
Basalt, Colorado, 81621
University Hospitals Cleveland Medical Center / Case Western Reserve University
Beachwood, Ohio, 44122
The Memory Clinic
Bennington, Vermont, 05201
Florida Atlantic University, Clinical Translational Research Unit
Boca Raton, Florida, 33431
Novartis Investigative Site
Boston, Massachusetts, 02115
Novartis Investigative Site
Boston, Massachusetts, 02118
Novartis Investigative Site
Centerville, Ohio, 45459
Roper St. Francis - CBRI
Charleston, South Carolina, 29401
Alzheimer's Memory Center
Charlotte, North Carolina, 28270
Rush University Medical Center
Chicago, Illinois, 60612
Great Lakes Clinical Trials
Chicago, Illinois, 60640
Medical Research & Health Education Foundation, Inc.
Columbus, Georgia, 31909
Novartis Investigative Site
Columbus, Ohio, 43210
ATP Clinical Research, Inc.
Costa Mesa, California, 92626
Kerwin Research Center & Memory Care
Dallas, Texas, 75231
NeuroStudies
Decatur, Georgia, 30033
Brain Matters Research
Delray Beach, Florida, 33445
Duke University Medical center
Durham, North Carolina, 27705
Memory Enhancement Center
Eatontown, New Jersey, 07724
University of Kansas Alzheimer's Disease Center
Fairway, Kansas, 66205
Triad Clinical Trials, LLC
Greensboro, North Carolina, 27410
Houston Methodist Hospital
Houston, Texas, 77030
University of Texas Health Science Center, Houston
Houston, Texas, 77054
Clinical Trial Network
Houston, Texas, 77074
Indiana University
Indianapolis, Indiana, 46202
Irvine Center for Clinical Research
Irvine, California, 92614
Novartis Investigative Site
Jacksonville, Florida, 32224
The Clinical Trial Center, LLC
Jenkintown, Pennsylvania, 19046
Novartis Investigative Site
Kalamazoo, Michigan, 49008
Novartis Investigative Site
Knoxville, Tennessee, 37920
Cleveland Clinic Lou Ruvo Center for Brain Health
Las Vegas, Nevada, 89106
The Memory Center of Northeastern New York
Latham, New York, 12110
Sanders Brown Center on Aging, University of Kentucky
Lexington, Kentucky, 40504
University of Southern California Keck School of Medicine Alzheimer Disease Research Center
Los Angeles, California, 90033
Meridien Research
Maitland, Florida, 32751
CNS Healthcare
Memphis, Tennessee, 38119
Advanced Clinical Research
Meridian, Idaho, 83642
Merritt Island Medical Research
Merritt Island, Florida, 32952
University of Miami
Miami, Florida, 33136
Mount Sinai Medical Center - The Wien Center
Miami Beach, Florida, 33140
The Medical College of WI
Milwaukee, Wisconsin, 53226
Novartis Investigative Site
Nashville, Tennessee, 37212
Yale University Alzheimer's Disease Research Unit
New Haven, Connecticut, 06510
NYU Langone Medical Center
New York, New York, 10016
IPS Research Company
Oklahoma City, Oklahoma, 73103
Novartis Investigative Site
Oklahoma City, Oklahoma, 73112
Memory Disorders Program, Department of Neurological Sciences, University of Nebraska Medical Center
Omaha, Nebraska, 68198-7680
The Nathan S. Kline Institute
Orangeburg, New York, 10962
Novartis Investigative Site
Orlando, Florida, 32806
Compass Research
Orlando, Florida, 32812
Novartis Investigative Site
Palo Alto, California, 94304
Novartis Investigative Site
Philadelphia, Pennsylvania, 19104
Banner Alzheimer's Institute
Phoenix, Arizona, 85006
Novartis Investigative Site
Phoenix, Arizona, 85006
Progressive Medical Research
Port Orange, Florida, 32127
Memory Health Center at Summit Research Network
Portland, Oregon, 97210
Butler Hospital Memory and Aging Program
Providence, Rhode Island, 02906
University of Rochester Medical Center
Rochester, New York, 14620
Novartis Investigative Site
Saint Paul, Minnesota, 55130
Novartis Investigative Site
San Diego, California, 92103
Syrentis Clinical Research
Santa Ana, California, 92705
Novartis Investigative Site
Scottsdale, Arizona, 85259
Novartis Investigative Site
Sebastopol, California, 95472
California Neuroscience Research Medical Group, Inc.
Sherman Oaks, California, 91316
Novartis Investigative Site
St Louis, Missouri, 63104
New England Institute for Clinical Research
Stamford, Connecticut, 06905
Banner Sun City Research Institute
Sun City, Arizona, 85351
Universal Research Group
Tacoma, Washington, 98405
USF Health Byrd Alzheimer's Institute
Tampa, Florida, 33613
Novartis Investigative Site
Temecula, California, 92591
Georgetown University
Washington D.C., District of Columbia, 20057
Novartis Investigative Site
Washington D.C., District of Columbia, 20059
Via Christi Research
Wichita, Kansas, 67214
Abington Neurological Associates
Willow Grove, Pennsylvania, 19090
United Kingdom15 sites
Novartis Investigative Site
Avon, BA1 3NG
Novartis Investigative Site
Birmingham, B16 8QQ
Novartis Investigative Site
Dundee, DD1 9SY
Novartis Investigative Site
Exeter, Devon, EX2 5DW
Novartis Investigative Site
Glasgow, G20 0XA
Novartis Investigative Site
Glasgow
Novartis Investigative Site
Guildford, Surrey, GU27YD
Novartis Investigative Site
London, SE5 8AD
Novartis Investigative Site
London, W12 0HS
Novartis Investigative Site
London, W1G 9JF
Novartis Investigative Site
London, W2 1NY
Novartis Investigative Site
London, W2 1PG
Novartis Investigative Site
Manchester, M13 9WL
Novartis Investigative Site
Plymouth, Devon, PL6 8BT
Novartis Investigative Site
Westbruy on Trym, Bristol, BS10 5NB
Germany12 sites
Novartis Investigative Site
Bayreuth, 95445
Novartis Investigative Site
Berlin, 13353
Novartis Investigative Site
Böblingen, 71032
Novartis Investigative Site
Cologne, 50937
Novartis Investigative Site
Göttingen, 37075
Novartis Investigative Site
Halle, 06120
Novartis Investigative Site
Kiel, 24105
Novartis Investigative Site
Leipzig, 04107
Novartis Investigative Site
Mannheim, 68159
Novartis Investigative Site
Münster, 48149
Novartis Investigative Site
Siegen, 57076
Novartis Investigative Site
Wenzenbach, 93173
Canada11 sites
Novartis Investigative Site
Gatineau, Quebec, J8T 8J1
Novartis Investigative Site
Halifax, Nova Scotia, B3S 1M7
Okanagan Clinical Trials
Kelowna, British Columbia, V1Y1Z9
Novartis Investigative Site
Kentville, Nova Scota, B4N 4K9
Novartis Investigative Site
London, Ontario, N6C 0A7
Novartis Investigative Site
Québec, Quebec, G1J 1Z4
Novartis Investigative Site
Sherbrooke, Quebec, J1H 5N4
Novartis Investigative Site
Sherbrooke, Quebec, J1J 2G2
Toronto Memory Program
Toronto, Ontario, M3B 2S7
The Centre for Memory and Aging
Toronto, Ontario, M4G 3E8
Novartis Investigative Site
Toronto, Ontario, M4N 3M5
Spain5 sites
Novartis Investigative Site
Barcelona, 08005
Novartis Investigative Site
Barcelona, 08014
Novartis Investigative Site
Donostia / San Sebastian, 20009
Novartis Investigative Site
Pozuelo de Alarcón, Madrid, 28223
Novartis Investigative Site
Terrassa, Barcelona, 08221
Australia3 sites
Novartis Investigative Site
Darlinghurst, New South Wales, 2010
Novartis Investigative Site
Heidelberg Heights, Victoria, 3081
Novartis Investigative Site
Nedlands, Western Australia, 6009
Belgium2 sites
Novartis Investigative Site
Ghent, 9000
Novartis Investigative Site
Leuven, 3000
About this study
Official title: A Randomized, Double-blind, Placebo-controlled, Two-cohort, Parallel Group Study to Evaluate the Efficacy of CAD106 and CNP520 in Participants at Risk for the Onset of Clinical Symptoms of Alzheimer's Disease.
The purpose of this study was to test whether two investigational drugs called CAD106 and CNP520, administered separately, could slow down the onset and progression of clinical symptoms associated with Alzheimer's disease (AD) in participants at the risk to develop clinical symptoms based on their age and genotype.
Read the detailed description
The study (also known as the Generation Study 1, GS1) was conducted as part of the Alzheimer's Prevention Initiative (API) program.
This trial was a randomized, double-blind, placebo-controlled, parallel group, adaptive design with variable treatment duration planned in cognitively unimpaired APOE4 homozygotes (HMs) aged 60 to 75 years. Participants were enrolled into Cohort I (CAD106) or Cohort II (CNP520).
The planned treatment period of 5 to 8 years was not achieved due to early study termination.
The study was terminated due to unexpected changes in cognitive function, brain volume loss, and body weight loss. Cohort II (CNP520) treatment was stopped and evaluated through an off-treatment follow-up period. After the decision to terminate Cohort II of the study (CNP520), treatment with CAD106 (Cohort I) was also terminated.
- Conditions
- Alzheimers Disease
- Being tested
- CAD106 Immunotherapy, Placebo to CAD106, CNP520, Placebo to CNP520, Alum
- Keywords
- Randomization, Placebo controlled, Parallel-group, APOE4 Homozygotes, Preclinical Alzheimers Disease (AD), Aβ lowering, CNP520, CAD106, elderly, Brain Amyloid, BACE-1 inhibitor, Prevention, Unimpaired cognition
- Medical subject headings
- Alzheimer Disease
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
CAD106 ImmunotherapyBiological
Participants will be given i.m. injections at Weeks 1, 7, 13 and quarterly i.m. injections (every 13 weeks) thereafter, until the last injection 3 month prior to completion of the Treatment Epoch.
Placebo to CAD106Other
Participants will be given i.m. injections at Weeks 1, 7, 13 and quarterly i.m. injections (every 13 weeks) thereafter, until the last injection 3 month prior to completion of the Treatment Epoch.
CNP520Drug
CNP520 50 mg capsule p.o. for the duration of the Treatment Epoch.
Placebo to CNP520Other
Placebo to CNP520 p.o. for the duration of the Treatment Epoch
AlumOther
Alum was mixed with reconstituted CAD106 as adjuvant therapy to maximize the effectiveness of CAD106
| Study group | Role | What they receive |
|---|---|---|
| Cohort I (CAD106) | Experimental | CAD106 (450 µg) + Alum (450 µg) intra-muscular injection at Weeks 1, 7, 13 and every 13 weeks thereafter Receives: Biological: CAD106 Immunotherapy; Other: Alum |
| Cohort I (CAD106 Placebo) | Placebo comparator | Placebo to CAD106 + Alum (450 µg) intra-muscular injection at Weeks 1, 7, 13 and every 13 weeks thereafter Receives: Other: Placebo to CAD106; Other: Alum |
| Cohort II (CNP520) | Experimental | CNP520 (50 mg) capsules taken orally once daily Receives: Drug: CNP520 |
| Cohort II (CNP520 Placebo) | Placebo comparator | Matching Placebo to CNP520 capsules taken orally once daily Receives: Other: Placebo to CNP520 |
What is being measured
The primary outcome is the main question the study is designed to answer.
Time to Event (Diagnosis of Mild Cognitive Impairment or Dementia, Due to Alzheimer's Disease (AD))
Event was defined as the first confirmed diagnosis of MCI due to Alzheimer's disease (AD) or dementia due to AD (whichever occurred first) after adjudication by the progression adjudication committee (PAC) as triggered either by an investigator diagnosis or an increase in the Clinical Dementia Rating (CDR) global score. An event had to be confirmed by the PAC at two consecutive visits. In case no confirmed event was observed for a participant, the observation was censored, and the censoring date was defined as the last date where the diagnostic classification was assessed. The Study was terminated and only confirmed events collected up to the data cut-off point were counted. Due to the early termination of the study only a small number of events were observed and time-to-event could not be analyzed. Kaplan-Meyer (KM) estimates were provided to estimate probability that a subject would have an event prior to the specified visit.
Measured: Baseline to end of exposure for a maximum of 1455 days for CI and 907 days for CII
Change in the Alzheimer's Prevention Initiative Composite Cognitive (APCC) Test Score
APCC is a composite score derived from the specific scores from the Repeatable Battery for the Assessment of Neurological Status (RBANS), Mini-Mental State Examination (MMSE) and the Raven's Progressive Matrices. The APCC score is a weighted score with ranges from from 0 to 100 where higher scores correspond to better cognitive performance.
Measured: CI = Baseline to Weeks 26, 52,78 104 and Baseline to last assessment; CII = Baseline to Weeks 26, 52, 78, 104 and Baseline to Last on-treatment and Baseline to Last off-treatment
Secondary outcomes (17)
Change in Clinical Dementia Rating Scale Sum of Boxes (CDR-SOB) Score
The CDR was obtained through semi-structured interviews of participants and informants, and cognitive functioning was rated on a 5-point scale of functioning in six domains: memory, orientation, judgement and problem solving, community affairs, home and hobbies, and personal care. The CDR global score ranged from zero to three, while the CDR-SOB was the sum of the ratings from the six domains, ranging from 0 to 18 with a minimum increment of 0.5. Higher scores indicated greater disease severity.
Measured: CI = Baseline to Weeks 26, 52,78 104 and Baseline to last assessment; CII = Baseline to Weeks 26, 52, 78, 104 and Baseline to Last on-treatment and Baseline to Last off-treatment
Change in the Total Scores of the Repeatable Battery for the Assessment of Neuropsychological Status (RBANS).
Repeatable Battery for the Assessment of Neurological Status (RBANS) is a clinical tool designed to detect and characterize the earliest neurocognitive changes associated with dementia. The RBANS generates age-adjusted index scores for five neurocognitive domains: Immediate Memory, Visuospatial/Constructional, Language, Attention and Delayed Memory, which are used to calculate a Total Scale Index score. Index scores and total score range from 40 to 160 and a higher score indicates better cognitive functioning.
Measured: CI = Baseline to Weeks 26, 52,78 104 and Baseline to last assessment; CII = Baseline to Weeks 26, 52, 78, 104 and Baseline to Last on-treatment and Baseline to Last off-treatment
Change in the Index Scores of the Repeatable Battery for the Assessment of Neuropsychological Status (RBANS).
Repeatable Battery for the Assessment of Neurological Status (RBANS) is a clinical tool designed to detect and characterize the earliest neurocognitive changes associated with dementia. The RBANS generates age-adjusted index scores for five neurocognitive domains: Immediate Memory, Visuospatial/Constructional, Language, Attention and Delayed Memory, which are used to calculate a Total Scale Index score. Index scores and total score range from 40 to 160 and a higher score indicates better cognitive functioning.
Measured: CI = Baseline to Weeks 26, 52 and Baseline to last assessment; CII = Baseline to Weeks 26, 52 and Baseline to Last on-treatment and Baseline to Last off-treatment
Change in the Everyday Cognition Scale (ECog-Subject) Total Scores
Everyday Cognition Scale (ECog) measures cognitively-relevant everyday abilities comprised of 39 items covering 6 cognitively-relevant domains: Everyday Memory, Everyday Language, Everyday Visuospatial Abilities, Everyday Planning, Everyday Organization, and Everyday Divided Attention. The questionnaire is a self-reported measure completed by both participant and study partner (informant). The total score for the 39 items ranges from 39 to 195, with greater scores indicating worse daily function.
Measured: CI = Baseline to Weeks 26, 52 and Baseline to last assessment; CII = Baseline to Weeks 26, 52 and Baseline to Last on-treatment and Baseline to Last off-treatment
Change in the Everyday Cognition Scale (ECog-Informant) Total Scores
Everyday Cognition Scale (ECog) measures cognitively-relevant everyday abilities comprised of 39 items covering 6 cognitively-relevant domains: Everyday Memory, Everyday Language, Everyday Visuospatial Abilities, Everyday Planning, Everyday Organization, and Everyday Divided Attention. The questionnaire is a self-reported measure completed by both participant and study partner (informant). The total score for the 39 items ranges from 39 to 195, with greater scores indicating worse daily function. Cohort I=C I and Cohort II=C II.
Measured: CI = Baseline to Weeks 26, 52 and Baseline to last assessment; CII = Baseline to Weeks 26, 52 and Baseline to Last on-treatment and Baseline to Last off-treatment
Number of Participants With Newly Occurring Safety MRI Abnormalities (ARIA-E, ARIA-H,White Matter Disease and Any Other MRI Abnormalities)
Safety MRI included sequences necessary for ascertainment of possible ARIA-E (Amyloid Related Imaging Abnormality-Edema), ARIA-H (Amyloid Related Imaging Abnormality- Hemorrhage, including superficial siderosis and microhemorrhages), assessment of recent infarcts and white matter integrity examination (White matter disease worsening since baseline) and a general assessment of brain abnormalities. Assessment of cerebral amyloid angiopathy (CAA) is included in the overall safety MRI findings results.
Measured: Baseline to end of exposure for a maximum of 1455 days for CI and 907 days for CII
Annualized Percent Change on Volume of Brain Regions
Annualized % change from baseline in volume of specific brain regions of interest (ROIs): whole brain (WB), hippocampus (Hip), and lateral ventricles (LV). Annualized percentage change was calculated as (percentage per participant / time interval (in days)) x 365.25. Time interval (in days) was derived as date of current MRI assessment on study drug - date of baseline MRI assessment + 1.
Measured: CI = Baseline to Weeks 26, 52 and Baseline to last assessment; CII = Baseline to Weeks 26, 52 and Baseline to Last on-treatment and Baseline to Last off-treatment
Change in Cerebrospinal Fluid (CSF) Levels of Amyloid Beta 40 (Aβ40)
Alzheimer's Disease-related biomarkers analyzed in cerebrospinal fluid (CSF): Amyloid Beta 40 (Aβ40)
Measured: Baseline to last assessment
Change in Cerebrospinal Fluid (CSF) Levels of Amyloid Beta 42 (Aβ42)
Alzheimer's Disease-related biomarkers analyzed in cerebrospinal fluid (CSF): Amyloid Beta 42 (Aβ42)
Measured: Baseline to last assessment
Change in Cerebrospinal Fluid (CSF) Levels of Total Tau and Phosphorylated Tau
Alzheimer's Disease-related biomarkers analyzed in cerebrospinal fluid (CSF): total tau protein and phosphorylated tau protein levels
Measured: Baseline to last assessment
Change in Neurofibrillary Tangle Burden as Measured by Standardized Uptake Ratio (SUVR) of PET Scans With Tau Radiotracer (Where Available)
To demonstrate the effects of CNP520 vs placebo on tau pathology in the brain
Measured: Baseline to last assessment
Cohort I : Annualized Change in Amyloid Deposition as Measured by Centiloids of Positron Emission Tomography (PET) Scan With Amyloid Radiotracer
To demonstrate the effects of CAD106 vs placebo on Alzheimer's Disease-related biomarkers
Measured: Baseline up to approximately Week 104
Change in Serum Neurofilaments
Alzheimer's Disease-related biomarkers analyzed in blood serum: light chain neurofilaments (NfL)
Measured: Baseline to Week 26 and week 52, CI baseline to last assessment. CII baseline to last on-treatment and to last off-treatment
Number of Suicidal Ideation or Behavior Events
Prospective suicidality assessment was performed with the use of Columbia-Suicide Severity Rating Scale (C-SSRS), a questionnaire using a detailed branched logic algorithm evaluating participant's suicidality ideation and behavior. Answer "yes" on item 4 or 5 of the Suicidal Ideation section or "yes" on any item of the Suicidal Behavior section was considered positive.
Measured: Baseline to end of exposure for a maximum of 1455 days for CI and 907 days for CII
Cohort I : Change in Cognition as Measured by APCC and CDR-SOB Scores and Antibody Response
Measured: Month 6 to Month 60
Cohort I: Peak Concentration (Cmax) of CAD106 Induced Abeta-specific Antibody Titers
Cmax is the maximum Titer Concentration of any post-baseline 'on treatment' visit. A visit is considered as 'on treatment' if visit date is within {last injection + 180 days}.
- Geometric mean and CI's are back-transformed from the estimates for Log mean and CI's.
Measured: Week 9, 13, 15, 26 and quarterly thereafter (trough values)
Cohort I: Area Under the Concentration Curve (AUC) of CAD106 Induced Abeta-specific Antibody Titers
AUC is calculated based on 'on treatment' visit only.(missing values for peak visits were linearly interpolated for calculation; missing values for trough visits were imputed by average of non-missing trough values.).
Measured: Week 9, 13, 15, 26 and quarterly thereafter (trough values)
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted1 Oct 2015 (estimated)
- Study start30 Nov 2015
- Primary completion30 Apr 2020
- Study completion30 Apr 2020
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Posted resultsParticipant flow, outcome measures and adverse events reported by the sponsor.
- Other trials for Alzheimers DiseaseStudies of the same condition, open and under way.
- More trials run by Novartis PharmaceuticalsThe sponsor's other registered studies.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 2/3
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- Quadruple blind
- Who is masked
- Participant, Care provider, Investigator, Outcomes assessor
- Enrolment
- 480 participants (actual)
Sponsor and investigators
- Lead sponsor
- Novartis Pharmaceuticals
- Sponsor type
- Industry (pharma, biotech, devices)
- Collaborators
- Banner Alzheimer's Institute, National Institute on Aging (NIA), Amgen
- Responsible party
- Sponsor
- Investigators
- Novartis Pharmaceuticals, Study director, Novartis Pharmaceuticals
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT02565511
- Sponsor's protocol ID
- CAPI015A2201J
- Other IDs
- 2015-002715-15, 1UF1AG046150-01, 2015
- Acronym
- GS1
- Status last verified
- Jul 2021
- First submitted
- 28 Sep 2015
- Last updated
- 8 Jul 2021
- Results posted
- Yes, on ClinicalTrials.gov
- Data monitoring committee
- Yes
- FDA-regulated drug
- Yes
- FDA-regulated device
- No
- Individual data sharing
- Yes: Novartis is committed to sharing with qualified external researchers, access to patient-level data and supporting clinical documents from eligible studies. These requests are reviewed and approved by an independent review panel on the basis of scientific merit. All data provided is anonymized to respect the privacy of patients who have participated in the trial in line with applicable laws and regulations. This trial data availability is according to the criteria and process described on www.clinicalstudydatarequest.com
Study at a glance
From the registry record, last updated by the sponsor on 8 Jul 2021. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- A Randomized, Double-blind, Placebo-controlled, Two-cohort, Parallel Group Study to Evaluate the Efficacy of CAD106 and CNP520 in Participants at Risk for the Onset of Clinical Symptoms of Alzheimer's Disease.
- ClinicalTrials.gov ID
- NCT02565511
- Acronym / sponsor ID
- GS1 / CAPI015A2201J
- Conditions
- Alzheimers Disease
- Keywords
- Randomization, Placebo controlled, Parallel-group, APOE4 Homozygotes, Preclinical Alzheimers Disease (AD), Aβ lowering, CNP520, CAD106
- Phase
- Phase 2/3
- Study type
- Interventional
- Recruitment status
- Terminated
- Enrolment
- 480 participants (actual)
- Lead sponsor
- Novartis PharmaceuticalsIndustry (pharma, biotech, devices)
- Collaborators
- Banner Alzheimer's Institute, National Institute on Aging (NIA), Amgen
- Study start
- 30 Nov 2015 (actual)
- Primary completion
- 30 Apr 2020 (actual)
- Study completion
- 30 Apr 2020 (actual)
- First posted
- 1 Oct 2015 (estimated)
- Results
- Posted 8 Jul 2021
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
The purpose of this study was to test whether two investigational drugs called CAD106 and CNP520, administered separately, could slow down the onset and progression of clinical symptoms associated with Alzheimer's disease (AD) in participants at the risk to develop clinical symptoms based on their age and genotype.
Detailed description
The study (also known as the Generation Study 1, GS1) was conducted as part of the Alzheimer's Prevention Initiative (API) program.
This trial was a randomized, double-blind, placebo-controlled, parallel group, adaptive design with variable treatment duration planned in cognitively unimpaired APOE4 homozygotes (HMs) aged 60 to 75 years. Participants were enrolled into Cohort I (CAD106) or Cohort II (CNP520).
The planned treatment period of 5 to 8 years was not achieved due to early study termination.
The study was terminated due to unexpected changes in cognitive function, brain volume loss, and body weight loss. Cohort II (CNP520) treatment was stopped and evaluated through an off-treatment follow-up period. After the decision to terminate Cohort II of the study (CNP520), treatment with CAD106 (Cohort I) was also terminated.
Study design
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- Quadruple blind (participant, care provider, investigator, outcomes assessor)
- Number of arms
- 4
| Arm | Type | Receives |
|---|---|---|
| Cohort I (CAD106) | Experimental | Biological: CAD106 Immunotherapy, Other: AlumCAD106 (450 µg) + Alum (450 µg) intra-muscular injection at Weeks 1, 7, 13 and every 13 weeks thereafter |
| Cohort I (CAD106 Placebo) | Placebo comparator | Other: Placebo to CAD106, Other: AlumPlacebo to CAD106 + Alum (450 µg) intra-muscular injection at Weeks 1, 7, 13 and every 13 weeks thereafter |
| Cohort II (CNP520) | Experimental | Drug: CNP520CNP520 (50 mg) capsules taken orally once daily |
| Cohort II (CNP520 Placebo) | Placebo comparator | Other: Placebo to CNP520Matching Placebo to CNP520 capsules taken orally once daily |
Who may qualify
- Ages
- 60 to 75 years
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (5 listed)
- Consented to receive disclosure of their risk estimates to develop clinical symptoms of AD based on their APOE genotype.
- Male or female, age 60 to 75 years inclusive. Females were to be post-menopausal.
- Mini-Mental State Examination (MMSE) total score ≥ 24 and cognitively unimpaired as evaluated by memory tests
- Homozygous APOE4 genotype.
- Participant willing to have a study partner.
Key exclusion criteria (13 listed)
- Any disability that prevented the participant from completing all study requirements.
- Current medical or neurological condition that could have impacted cognition or performance on cognitive assessments.
- Advanced, severe progressive or unstable disease that may have interfered with the safety, tolerability and study assessments, or put the participant at special risk.
- History of malignancy of any organ system, treated or untreated, within 60 months prior to screening.
- History of hypersensitivity to any of the investigational drugs or their excipients / adjuvant or to drugs of similar chemical classes.
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| CAD106 ImmunotherapyParticipants will be given i.m. injections at Weeks 1, 7, 13 and quarterly i.m. injections (every 13 weeks) thereafter, until the last injection 3 month prior to completion of the Treatment Epoch. | Biological | Cohort I (CAD106) |
| Placebo to CAD106Participants will be given i.m. injections at Weeks 1, 7, 13 and quarterly i.m. injections (every 13 weeks) thereafter, until the last injection 3 month prior to completion of the Treatment Epoch. | Other | Cohort I (CAD106 Placebo) |
| CNP520CNP520 50 mg capsule p.o. for the duration of the Treatment Epoch. | Drug | Cohort II (CNP520) |
| Placebo to CNP520Placebo to CNP520 p.o. for the duration of the Treatment Epoch | Other | Cohort II (CNP520 Placebo) |
| AlumAlum was mixed with reconstituted CAD106 as adjuvant therapy to maximize the effectiveness of CAD106 | Other | Cohort I (CAD106 Placebo), Cohort I (CAD106) |
Primary outcome
Time to Event (Diagnosis of Mild Cognitive Impairment or Dementia, Due to Alzheimer's Disease (AD))
Time frame: Baseline to end of exposure for a maximum of 1455 days for CI and 907 days for CII
Event was defined as the first confirmed diagnosis of MCI due to Alzheimer's disease (AD) or dementia due to AD (whichever occurred first) after adjudication by the progression adjudication committee (PAC) as triggered either by an investigator diagnosis or an increase in the Clinical Dementia Rating (CDR) global score. An event had to be confirmed by the PAC at two consecutive visits. In case no confirmed event was observed for a participant, the observation was censored, and the censoring date was defined as the last date where the diagnostic classification was assessed. The Study was terminated and only confirmed events collected up to the data cut-off point were counted. Due to the early termination of the study only a small number of events were observed and time-to-event could not be analyzed. Kaplan-Meyer (KM) estimates were provided to estimate probability that a subject would have an event prior to the specified visit.
Change in the Alzheimer's Prevention Initiative Composite Cognitive (APCC) Test Score
Time frame: CI = Baseline to Weeks 26, 52,78 104 and Baseline to last assessment; CII = Baseline to Weeks 26, 52, 78, 104 and Baseline to Last on-treatment and Baseline to Last off-treatment
APCC is a composite score derived from the specific scores from the Repeatable Battery for the Assessment of Neurological Status (RBANS), Mini-Mental State Examination (MMSE) and the Raven's Progressive Matrices. The APCC score is a weighted score with ranges from from 0 to 100 where higher scores correspond to better cognitive performance.
17 secondary outcomes
Change in Clinical Dementia Rating Scale Sum of Boxes (CDR-SOB) Score
Time frame: CI = Baseline to Weeks 26, 52,78 104 and Baseline to last assessment; CII = Baseline to Weeks 26, 52, 78, 104 and Baseline to Last on-treatment and Baseline to Last off-treatment
Change in the Total Scores of the Repeatable Battery for the Assessment of Neuropsychological Status (RBANS).
Time frame: CI = Baseline to Weeks 26, 52,78 104 and Baseline to last assessment; CII = Baseline to Weeks 26, 52, 78, 104 and Baseline to Last on-treatment and Baseline to Last off-treatment
Change in the Index Scores of the Repeatable Battery for the Assessment of Neuropsychological Status (RBANS).
Time frame: CI = Baseline to Weeks 26, 52 and Baseline to last assessment; CII = Baseline to Weeks 26, 52 and Baseline to Last on-treatment and Baseline to Last off-treatment
Change in the Everyday Cognition Scale (ECog-Subject) Total Scores
Time frame: CI = Baseline to Weeks 26, 52 and Baseline to last assessment; CII = Baseline to Weeks 26, 52 and Baseline to Last on-treatment and Baseline to Last off-treatment
Change in the Everyday Cognition Scale (ECog-Informant) Total Scores
Time frame: CI = Baseline to Weeks 26, 52 and Baseline to last assessment; CII = Baseline to Weeks 26, 52 and Baseline to Last on-treatment and Baseline to Last off-treatment
Number of Participants With Newly Occurring Safety MRI Abnormalities (ARIA-E, ARIA-H,White Matter Disease and Any Other MRI Abnormalities)
Time frame: Baseline to end of exposure for a maximum of 1455 days for CI and 907 days for CII
Annualized Percent Change on Volume of Brain Regions
Time frame: CI = Baseline to Weeks 26, 52 and Baseline to last assessment; CII = Baseline to Weeks 26, 52 and Baseline to Last on-treatment and Baseline to Last off-treatment
Change in Cerebrospinal Fluid (CSF) Levels of Amyloid Beta 40 (Aβ40)
Time frame: Baseline to last assessment
Change in Cerebrospinal Fluid (CSF) Levels of Amyloid Beta 42 (Aβ42)
Time frame: Baseline to last assessment
Change in Cerebrospinal Fluid (CSF) Levels of Total Tau and Phosphorylated Tau
Time frame: Baseline to last assessment
Change in Neurofibrillary Tangle Burden as Measured by Standardized Uptake Ratio (SUVR) of PET Scans With Tau Radiotracer (Where Available)
Time frame: Baseline to last assessment
Cohort I : Annualized Change in Amyloid Deposition as Measured by Centiloids of Positron Emission Tomography (PET) Scan With Amyloid Radiotracer
Time frame: Baseline up to approximately Week 104
Change in Serum Neurofilaments
Time frame: Baseline to Week 26 and week 52, CI baseline to last assessment. CII baseline to last on-treatment and to last off-treatment
Number of Suicidal Ideation or Behavior Events
Time frame: Baseline to end of exposure for a maximum of 1455 days for CI and 907 days for CII
Cohort I : Change in Cognition as Measured by APCC and CDR-SOB Scores and Antibody Response
Time frame: Month 6 to Month 60
Cohort I: Peak Concentration (Cmax) of CAD106 Induced Abeta-specific Antibody Titers
Time frame: Week 9, 13, 15, 26 and quarterly thereafter (trough values)
Cohort I: Area Under the Concentration Curve (AUC) of CAD106 Induced Abeta-specific Antibody Titers
Time frame: Week 9, 13, 15, 26 and quarterly thereafter (trough values)
Results and safety
Loading the posted results from ClinicalTrials.gov…
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 8 Jul 2021.
- Posted resultsParticipant flow, baseline, all outcome measures and adverse events.
- Generation Program web siteLink provided by the sponsor.
- Individual participant dataSharing planned: Yes. Novartis is committed to sharing with qualified external researchers, access to patient-level data and supporting clinical documents from eligible studies. These requests are reviewed and approved by an independent review panel on the basis of scientific merit. All data provided is anonymized to respect the privacy of patients who have participated in the trial in line with applicable laws and regulations. This trial data availability is according to the criteria and process described on www.clinicalstudydatarequest.com
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
Novartis Pharmaceuticals study director
Novartis Pharmaceuticals
129 sites in 10 countries: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 2/3 study testing CAD106 Immunotherapy, CNP520 and Alum in people with Alzheimers Disease, run by Novartis Pharmaceuticals at 129 sites in 10 countries.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 5 inclusion and 13 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: stopped early, as of the sponsor's last update on 8 Jul 2021. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 129 sites in United States, United Kingdom, Germany, Canada, Spain and 5 more countries. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. Some participants in this study may receive a placebo. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this combined phase mean?
Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.
Phase 3 studies compare the treatment with the current standard treatment or a placebo in a large group, to confirm how well it works and watch for side effects.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
Yes. Results are posted in the registry (first posted 8 Jul 2021). A summary is in the For doctors view, and the full results are on ClinicalTrials.gov.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Time to Event (Diagnosis of Mild Cognitive Impairment or Dementia, Due to Alzheimer's Disease (AD)) (time frame: Baseline to end of exposure for a maximum of 1455 days for CI and 907 days for CII). The study lists 2 primary outcomes in all. It is what the study was designed to measure, not a finding.
Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 8 Jul 2021.