Esophageal Adenocarcinoma (UICC TNM7)Phase 3ESOPECNCT02509286
Perioperative Chemotherapy Compared To Neoadjuvant Chemoradiation in Patients With Adenocarcinoma of the Esophagus
A Phase 3 study testing 5-Fluorouracil, Leucovorin and Oxaliplatin in people with Esophageal Adenocarcinoma (UICC TNM7) and Adenocarcinoma of the Esophagogastric Junction, run by University Hospital Schleswig-Holstein at 30 sites in Germany.
Trial summary
The trial is designed to investigate differences in outcome of patients with esophageal adenocarcinoma and junctional adenocarcinoma treated with perioperative (neoadjuvant + adjuvant) chemotherapy (FLOT) plus surgical resection versus neoadjuvant chemoradiation (CROSS) plus surgical resection. Read more about this study
- Who is it for?
- Ages 18 years and older
- Conditions the study is for
- Esophageal Adenocarcinoma (UICC TNM7), Adenocarcinoma of the Esophagogastric Junction
- What is being tested?
- 5-Fluorouracil, Leucovorin and Oxaliplatin
- Type of treatment
- Surgery or procedure
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 438 participants
- Where
- 30 sitesGermany
- Study dates
- Jan 2016to 31 Dec 2024
- Phase
- Phase 3
- Are there results?
- None posted in the registry
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 years and older
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- Histologically verified adenocarcinoma of the esophagus according to the UICC definition (TNM7)
- Pre-treatment stage cT1N+, M0 or cT2-4a, N0/+, M0
- Age ≥18 years
- No prior abdominal or thoracic radiotherapy
- ECOG Performance status 0-2
- Adequate cardiac function ( Patients with a cardiac history (e.g. myocardial infarction, heart failure, coronary artery disease) should have a cardiology review)
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- Adequate bone marrow function (WBC>3x10^9/l; Hb>9g/dl; platelets >100x10^9/l)
- Adequate respiratory function. Symptomatic Patients should have pulmonary function tests with FEV1 >65% of predicted)
- Adequate renal function (GFR >60ml/min)
- Adequate liver function (serum bilirubin <1.5x Upper level of Normal (ULN); AST <2.5x ULN and ALT <3x ULN (ULN as per institutional standard)
- written informed consent
Who cannot join
- Tumors of squamous or other non-adenocarcinoma histology
- Patients with advanced inoperable or metastatic esophageal adenocarcinoma
- Stage cT1N0 and cT4b
- Gastric carcinoma
- Prior chemotherapy for cancer,
- Clinically significant (i.e. active) cardiac disease (e.g. symptomatic coronary artery disease or myocardial infarction within last 12 months)
- Clinical significant lung disease (FEV1 <65% of predicted)
- Peripheral neuropathy Grade >1
Trial locations and contacts
30 sites in 1 country.
30 sites in 1 country
Germany30 sites
Uniklinik RWTH Aachen
Aachen
Charité Berlin - Campus Benjamin Franklin (CBF)
Berlin, 12203
Charité Berlin Campus Virchow-Klinikum (CVK)
Berlin, 13353
Uniklinik Köln
Cologne, 50937
Klinikum Dortmund gGmbH
Dortmund, 44137
Universitätsklinikum Carl Gustav Carus an der Technischen Universität Dresden
Dresden, 03107
Universitätsklinikum Düsseldorf
Düsseldorf
Universitätsklinikum Erlangen
Erlangen, 91054
Universitätsklinikum Frankfurt
Frankfurt am Main, 60590
Universitätsklinikum Freiburg
Freiburg im Breisgau
Universitätsmedizin Göttingen
Göttingen, 37099
Universitätsklinikum Hamburg-Eppendorf
Hamburg
Universitätsklinikum des Saarlandes
Homburg, 66421
Universitätsklinikum Schleswig-Holstein, Campus Kiel
Kiel
Universitätsklinikum Leipzig
Leipzig
Universitätsklinikum Schleswig-Holstein, Campus Lübeck
Lübeck
Universitätsklinikum Magdeburg
Magdeburg
Universitätsmedizin Mainz
Mainz
Universitätsklinikum Mannheim GmbH
Mannheim, 68167
Johannes Wesling Klinikum Minden
Minden, 32429
Klinikum der Universität München (LMU)
München
Universitätsklinikum Münster
Münster
Ruppiner Kliniken GmbH
Neuruppin, 16816
Sana Klinikum Offenbach GmbH
Offenbach, 63069
Universitätsklinikum Regensburg
Regensburg, 93053
Universitätsmedizin Rostock
Rostock, 18059
Klinikum Stuttgart
Stuttgart, 70174
Robert-Bosch-Krankenhaus Stuttgart
Stuttgart, 70376
Klinikum Mutterhaus
Trier, 54290
Universitätsklinikum Würzburg
Würzburg
About this study
Official title: Perioperative Chemotherapy (FLOT Protocol) Compared To Neoadjuvant Chemoradiation (CROSS Protocol) in Patients With Adenocarcinoma of the Esophagus
The trial is designed to investigate differences in outcome of patients with esophageal adenocarcinoma and junctional adenocarcinoma treated with perioperative (neoadjuvant + adjuvant) chemotherapy (FLOT) plus surgical resection versus neoadjuvant chemoradiation (CROSS) plus surgical resection.
Read the detailed description
According to the given evidence a survival benefit of perioperative chemotherapy (periCTX) over Neoadjuvant chemoradiation (neoCRT) for patients with Esophageal adenocarcinomas (EAC) has not been proven in any randomized controlled trials (RCT). Data supporting the value of periCTX have all been obtained in studies including mixed patient cohorts with EAC and gastric adenocarcinoma (GAC). Due to relevant differences of histologic subtype distribution, response to periCTX and survival rates between EAC and GAC there is a clear need to obtain evidence concerning the value of periCTX for EAC. As nowadays periCTX is extensively and successfully applied in clinical practice in patients with EAC there is an obvious need to obtain evidence from a multicentre RCT. Moreover a confirmation of the superior survival rates of the recent RCT on neoCRT should be obtained in a RCT conducted exclusively on EAC. Therefore, this prospective RCT with the primary objective of longterm patient survival comparing periCTX and neoCRT was designed.
Translational Projects:
Project 1+2: Circulating Tumor Cells as Biomarker in EAC CTC laboratories at University of Hamburg and University of Freiburg Project 3: Prognostic and predictive biomarkers in EAC University of Leipzig, UCCL
- Being tested
- 5-Fluorouracil, Leucovorin, Oxaliplatin, Docetaxel, Carboplatin
- Keywords
- Esophageal neoplasms, gastro-esophageal junction neoplasms, adenocarcinoma, esophagectomy, surgery, radiotherapy, chemotherapy
- Medical subject headings
- Adenocarcinoma Of Esophagus, Esophageal Neoplasms, Adenocarcinoma
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
5-FluorouracilDrug
2600 mg/m² (24 hours), d1 every two weeks;
LeucovorinDrug
200 mg/m² in 250 ml NaCl 0.9%, d1 every two weeks;
OxaliplatinDrug
85 mg/m² in 500 ml G5% over 2h, d1 every two weeks;
DocetaxelDrug
50mg/m2 in 250 ml NaCl 0.9% over 1h, d1 every two weeks;
CarboplatinDrug
Dose-dependant: 2mg/ml/min AUC in 500ml Glucose 5%, day 1, 8, 15, 22 and day 29.
PaclitaxelDrug
50mg/m2 in 500ml NaCl 0.9% over 1 h, day 1, 8, 15, 22 and day 29;
Neoadjuvant radiationRadiation
41.4Gy given in 23 fractions of 1.8Gy on days 1-5, days 8-12, days 15-19, days 22-26 and days 29-31.
| Study group | Role | What they receive |
|---|---|---|
| Perioperative Chemotherapy (FLOT): | Experimental | The FLOT Arm consists of the FLOT protocol, which consists of 5-Fluorouracil, Leucovorin, Oxaliplatin and Docetaxel. Repetition every 2 weeks (d15, q2w). Four neoadjuvant cycles (8 weeks) prior to surgery and four adjuvant cycles (8 weeks) postoperatively are given.
Surgery is carried out by transthoracic subtotal esophagectomy or by transabdominal distal esophageal resection plus gastrectomy depending on tumor localization. Receives: Drug: 5-Fluorouracil; Drug: Leucovorin; Drug: Oxaliplatin; Drug: Docetaxel |
| Neoadjuvant Chemoradiation (CROSS): | Active comparator | The CROSS Arm consists of the CROSS protocol, which consists of neoadjuvant radiation therapy (41.4Gy / 23fractions) and concurrent chemotherapy with Carboplatin and Paclitaxel (5 weeks) prior to surgery.
Surgery is carried out by transthoracic subtotal esophagectomy or by transabdominal distal esophageal resection plus gastrectomy depending on tumor localization. Receives: Drug: Carboplatin; Drug: Paclitaxel; Radiation: Neoadjuvant radiation |
What is being measured
The primary outcome is the main question the study is designed to answer.
Overall survival
Overall survival will be calculated as time from start of study treatment to death due to any cause.
Measured: At end of trial- up to 3 years in follow up
Secondary outcomes (6)
Progression free survival time (PFS)
PFS will be calculated as the time interval from randomisation to the first event of locoregional failure, metastatic progression or death.
Measured: From randomisation up to 3 years in follow up
Site of failure: local, regional or distant Failure
Measured: From time of surgery up to 3 years in follow up
Recurrence free survival time
RFS will be calculated in resected patients who achieved an R0 or R1 resection as the time interval from surgery to the date of first recurrence (local, regional or distant) or death, whatever comes first.
Measured: From time of surgery up to 3 years in follow up
Postsurgical Quality of Life
Measured: From randomization up to 3 years in follow up
Postoperative complications
Measured: From time of surgery up to 90 days postoperatively
Non-surgical site complications
Measured: From time of surgery up to 90 days postoperatively
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted28 Jul 2015 (estimated)
- Study startJan 2016
- Primary completion1 May 2024 (estimated)
- Study completion31 Dec 2024 (estimated)
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Publications (2)Papers the sponsor has linked to this study.
- Other trials for Esophageal Adenocarcinoma (UICC TNM7)Studies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 3
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- None (open label)
- Enrolment
- 438 participants (actual)
Sponsor and investigators
- Lead sponsor
- University Hospital Schleswig-Holstein
- Sponsor type
- University, hospital or other
- Collaborators
- Clinical Trials Unit Freiburg, University of Freiburg, University of Leipzig, University of Luebeck, University of Hamburg-Eppendorf
- Responsible party
- Principal investigator, Jens Hoeppner, University Hospital Schleswig-Holstein
- Investigators
- Jens Hoeppner, Professor, Principal investigator, University Medical Center Schleswig-Holstein, Campus Lübeck
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT02509286
- Sponsor's protocol ID
- P000760
- Other IDs
- 2015-001683-20, DRKS00008008, 2015
- Acronym
- ESOPEC
- Status last verified
- May 2024
- First submitted
- 22 Jul 2015
- Last updated
- 8 May 2024
- Results posted
- No
- Data monitoring committee
- Yes
Publications
Hoeppner J, Lordick F, Brunner T, Glatz T, Bronsert P, Rothling N, Schmoor C, Lorenz D, Ell C, Hopt UT, Siewert JR. ESOPEC: prospective randomized controlled multicenter phase III trial comparing perioperative chemotherapy (FLOT protocol) to neoadjuvant chemoradiation (CROSS protocol) in patients with adenocarcinoma of the esophagus (NCT02509286). BMC Cancer. 2016 Jul 19;16:503. doi: 10.1186/s12885-016-2564-y.
PubMed 27435280Hoeppner J, Brunner T, Schmoor C, Bronsert P, Kulemann B, Claus R, Utzolino S, Izbicki JR, Gockel I, Gerdes B, Ghadimi M, Reichert B, Lock JF, Bruns C, Reitsamer E, Schmeding M, Benedix F, Keck T, Folprecht G, Thuss-Patience P, Neumann UP, Pascher A, Imhof D, Daum S, Strieder T, Krautz C, Zimmermann S, Werner J, Mahlberg R, Illerhaus G, Grimminger P, Lordick F. Perioperative Chemotherapy or Preoperative Chemoradiotherapy in Esophageal Cancer. N Engl J Med. 2025 Jan 23;392(4):323-335. doi: 10.1056/NEJMoa2409408.
PubMed 39842010
Study at a glance
From the registry record, last updated by the sponsor on 8 May 2024. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- Perioperative Chemotherapy (FLOT Protocol) Compared To Neoadjuvant Chemoradiation (CROSS Protocol) in Patients With Adenocarcinoma of the Esophagus
- ClinicalTrials.gov ID
- NCT02509286
- Acronym / sponsor ID
- ESOPEC / P000760
- Keywords
- Esophageal neoplasms, gastro-esophageal junction neoplasms, adenocarcinoma, esophagectomy, surgery, radiotherapy, chemotherapy
- Phase
- Phase 3
- Study type
- Interventional
- Recruitment status
- Unknown status
- Enrolment
- 438 participants (actual)
- Lead sponsor
- University Hospital Schleswig-HolsteinUniversity, hospital or other
- Collaborators
- Clinical Trials Unit Freiburg, University of Freiburg, University of Leipzig, University of Luebeck, University of Hamburg-Eppendorf
- Study start
- Jan 2016
- Primary completion
- 1 May 2024 (estimated)
- Study completion
- 31 Dec 2024 (estimated)
- First posted
- 28 Jul 2015 (estimated)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
The trial is designed to investigate differences in outcome of patients with esophageal adenocarcinoma and junctional adenocarcinoma treated with perioperative (neoadjuvant + adjuvant) chemotherapy (FLOT) plus surgical resection versus neoadjuvant chemoradiation (CROSS) plus surgical resection.
Detailed description
According to the given evidence a survival benefit of perioperative chemotherapy (periCTX) over Neoadjuvant chemoradiation (neoCRT) for patients with Esophageal adenocarcinomas (EAC) has not been proven in any randomized controlled trials (RCT). Data supporting the value of periCTX have all been obtained in studies including mixed patient cohorts with EAC and gastric adenocarcinoma (GAC). Due to relevant differences of histologic subtype distribution, response to periCTX and survival rates between EAC and GAC there is a clear need to obtain evidence concerning the value of periCTX for EAC. As nowadays periCTX is extensively and successfully applied in clinical practice in patients with EAC there is an obvious need to obtain evidence from a multicentre RCT. Moreover a confirmation of the superior survival rates of the recent RCT on neoCRT should be obtained in a RCT conducted exclusively on EAC. Therefore, this prospective RCT with the primary objective of longterm patient survival comparing periCTX and neoCRT was designed.
Translational Projects:
Project 1+2: Circulating Tumor Cells as Biomarker in EAC CTC laboratories at University of Hamburg and University of Freiburg Project 3: Prognostic and predictive biomarkers in EAC University of Leipzig, UCCL
Study design
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- None (open label)
- Number of arms
- 2
| Arm | Type | Receives |
|---|---|---|
| Perioperative Chemotherapy (FLOT): | Experimental | Drug: 5-Fluorouracil, Drug: Leucovorin, Drug: Oxaliplatin, Drug: DocetaxelThe FLOT Arm consists of the FLOT protocol, which consists of 5-Fluorouracil, Leucovorin, Oxaliplatin and Docetaxel. Repetition every 2 weeks (d15, q2w). Four neoadjuvant cycles (8 weeks) prior to surgery and four adjuvant cycles (8 weeks) postoperatively are given. Surgery is carried out by transthoracic subtotal esophagectomy or by transabdominal distal esophageal resection plus gastrectomy depending on tumor localization. |
| Neoadjuvant Chemoradiation (CROSS): | Active comparator | Drug: Carboplatin, Drug: Paclitaxel, Radiation: Neoadjuvant radiationThe CROSS Arm consists of the CROSS protocol, which consists of neoadjuvant radiation therapy (41.4Gy / 23fractions) and concurrent chemotherapy with Carboplatin and Paclitaxel (5 weeks) prior to surgery. Surgery is carried out by transthoracic subtotal esophagectomy or by transabdominal distal esophageal resection plus gastrectomy depending on tumor localization. |
Who may qualify
- Ages
- 18 years and older
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (11 listed)
- Histologically verified adenocarcinoma of the esophagus according to the UICC definition (TNM7)
- Pre-treatment stage cT1N+, M0 or cT2-4a, N0/+, M0
- Age ≥18 years
- No prior abdominal or thoracic radiotherapy
- ECOG Performance status 0-2
Key exclusion criteria (8 listed)
- Tumors of squamous or other non-adenocarcinoma histology
- Patients with advanced inoperable or metastatic esophageal adenocarcinoma
- Stage cT1N0 and cT4b
- Gastric carcinoma
- Prior chemotherapy for cancer,
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| 5-Fluorouracil2600 mg/m² (24 hours), d1 every two weeks; | Drug | Perioperative Chemotherapy (FLOT): |
| Leucovorin200 mg/m² in 250 ml NaCl 0.9%, d1 every two weeks; | Drug | Perioperative Chemotherapy (FLOT): |
| Oxaliplatin85 mg/m² in 500 ml G5% over 2h, d1 every two weeks; | Drug | Perioperative Chemotherapy (FLOT): |
| Docetaxel50mg/m2 in 250 ml NaCl 0.9% over 1h, d1 every two weeks; | Drug | Perioperative Chemotherapy (FLOT): |
| CarboplatinDose-dependant: 2mg/ml/min AUC in 500ml Glucose 5%, day 1, 8, 15, 22 and day 29. | Drug | Neoadjuvant Chemoradiation (CROSS): |
| Paclitaxel50mg/m2 in 500ml NaCl 0.9% over 1 h, day 1, 8, 15, 22 and day 29; | Drug | Neoadjuvant Chemoradiation (CROSS): |
| Neoadjuvant radiation41.4Gy given in 23 fractions of 1.8Gy on days 1-5, days 8-12, days 15-19, days 22-26 and days 29-31. | Radiation | Neoadjuvant Chemoradiation (CROSS): |
Primary outcome
Overall survival
Time frame: At end of trial- up to 3 years in follow up
Overall survival will be calculated as time from start of study treatment to death due to any cause.
6 secondary outcomes
Progression free survival time (PFS)
Time frame: From randomisation up to 3 years in follow up
Site of failure: local, regional or distant Failure
Time frame: From time of surgery up to 3 years in follow up
Recurrence free survival time
Time frame: From time of surgery up to 3 years in follow up
Postsurgical Quality of Life
Time frame: From randomization up to 3 years in follow up
Postoperative complications
Time frame: From time of surgery up to 90 days postoperatively
Non-surgical site complications
Time frame: From time of surgery up to 90 days postoperatively
Results and safety
Results are not available in the source record.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 8 May 2024.
- Background: PubMed 27435280Hoeppner J, Lordick F, Brunner T, Glatz T, Bronsert P, Rothling N, Schmoor C, Lorenz D, Ell C, Hopt UT, Siewert JR. ESOPEC: prospective randomized controlled multicenter phase III trial comparing perioperative chemotherapy (FLOT protocol) to neoadjuvant chemoradiation (CROSS protocol) in patients with adenocarcinoma of the esophagus (NCT02509286). BMC Cancer. 2016 Jul 19;16:503. doi: 10.1186/s12885-016-2564-y.
- Derived from this study: PubMed 39842010Hoeppner J, Brunner T, Schmoor C, Bronsert P, Kulemann B, Claus R, Utzolino S, Izbicki JR, Gockel I, Gerdes B, Ghadimi M, Reichert B, Lock JF, Bruns C, Reitsamer E, Schmeding M, Benedix F, Keck T, Folprecht G, Thuss-Patience P, Neumann UP, Pascher A, Imhof D, Daum S, Strieder T, Krautz C, Zimmermann S, Werner J, Mahlberg R, Illerhaus G, Grimminger P, Lordick F. Perioperative Chemotherapy or Preoperative Chemoradiotherapy in Esophageal Cancer. N Engl J Med. 2025 Jan 23;392(4):323-335. doi: 10.1056/NEJMoa2409408.
- ESOPEC HomepageLink provided by the sponsor.
Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
Jens Hoeppner, Professor principal investigator
University Medical Center Schleswig-Holstein, Campus Lübeck
30 sites in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 3 study testing 5-Fluorouracil, Leucovorin and Oxaliplatin in people with Esophageal Adenocarcinoma (UICC TNM7) and Adenocarcinoma of the Esophagogastric Junction, run by University Hospital Schleswig-Holstein at 30 sites in Germany.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 11 inclusion and 8 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: status not confirmed, as of the sponsor's last update on 8 May 2024. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 30 sites in Germany. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this phase mean?
Phase 3 studies compare the treatment with the current standard treatment or a placebo in a large group, to confirm how well it works and watch for side effects.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
Results are not available in the source record.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Overall survival (time frame: At end of trial- up to 3 years in follow up). It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT02509286, which also lists 2 linked publications.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 8 May 2024.