Non-small Cell Lung Cancer (NSCLC)Phase 1/2NCT01720836
Study of the Immune Response of MUC1 (Mucin1) Peptide Vaccine for Non-small Cell Lung Cancer
A Phase 1/2 study testing Vaccine + PolyICLC in people with Non-small Cell Lung Cancer (NSCLC), run by Olivera Finn at 1 site in United States.
Trial summary
All subjects will receive the vaccine subcutaneously every 3 weeks x 3 with optional yearly booster vaccines up to and including 10 years post last vaccine for those patients who are confirmed responders to the vaccine . Read more about this study
- Who is it for?
- Ages 18 years and older
- Conditions the study is for
- Non-small Cell Lung Cancer (NSCLC)
- What is being tested?
- Vaccine + PolyICLC
- Type of treatment
- Vaccines, Injection or infusion
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 30 participants
- Where
- 1 siteUnited States
- Study dates
- Nov 2012to Oct 2032
- Phase
- Phase 1/2
- Are there results?
- Not yet: the study is under way
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 years and older
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- Subjects must have histologically or cytologically confirmed non-small cell lung cancer (NSCLC) or neuroendocrine carcinoid tumor
- All subjects must have one of the following stages: Stage IA(T1NO); IB (T2NO), II \& IIIA (N2 negative); IIIA (N2+), IIIB (N3+)
- Patients must have stable disease at the time of enrollment
- Women and men at least 18 years of age
- ECOG performance status 0-1(Appendix A)
- Subjects must be within 4 to 24 weeks of standard of care treatment for their particular stage of disease
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- Subjects must have acceptable organ and marrow function as defined below:
- Leukocytes > 3,000/µL
- Absolute Neutrophils > 1,500/µL
- Hemoglobin > 10 g/dL
- Platelets > 100,000/µL
- Total Bilirubin within normal institutional limits
- Creatinine within normal institutional limits OR
- Creatinine clearance > 60 mL/min/1.73 m2 for subjects with above normal AST and ALT with alkaline phosphatase within < 1.5 times upper limit of normal
- The effects of a MUC1vaccine on the developing human fetus at the recommended therapeutic dose are unknown. For this reason, men and women of childbearing potential must be willing to use effective contraception (hormonal barrier method of birth control; abstinence) while on study treatment and for at least 3 months thereafter. Should a woman become pregnant or suspect she is pregnant while participating in this study, she should inform her treating physician immediately
Who cannot join
- Subjects may not be receiving any other investigational agents
- No history of prior malignancy, except for non-melanoma skin cancer
- Any positive ANA titer above 1:160, even in an asymptomatic individual. Note:
- Weakly positive ANA defined as ANA titers up to 1:160 maximum (≤ 1:160) will be acceptable in an asymptomatic individual who is otherwise eligible for the study.
- Known Hepatitis B on immunomodulators (i.e. interferon)
- Known Hepatitis C on immunomodulators (i.e. interferon)
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- No prior vaccine therapy
- Patients may not be receiving any steroids or other anti-immune therapy at the time of registration.
- Subjects must not be more than 24 weeks from standard of care treatment for their particular stage of disease
- Subjects must not have post-obstructive pneumonia or other serious infection at the time of registration or other serious underlying medical condition that would impair the ability of the subjects to receive protocol treatment
- Prior resection of lung cancer is allowed, if at least five years have elapsed between previous resection and registration
- Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situations that would limit compliance with study requirements
- Pregnant women are excluded from this study. Women of childbearing potential must have a negative pregnancy test
- Subjects with immune deficiency are not expected to respond to the vaccine. Therefore, known HIV-positive patients are excluded from the study
- Subjects with a history of known autoimmune disease are excluded from this study
Trial locations and contacts
1 site in 1 country. Contact the study team or a site near you to ask about taking part.
United States1 site, 1 recruiting
- Recruiting
UPMC Hillman Cancer Center
Pittsburgh, Pennsylvania, 15232
About this study
Official title: Study of the Immunogenicity of the MUC1 Peptide - Poly-ICLC (Polyinosinic-polycytidylic Acid Stabilized With Polylysine and Carboxymethylcellulose) OR HILTONOL™ Adjuvant Vaccine in Patients With Localized and Locally Advanced Non-Small Cell Lung Cancer
All subjects will receive the vaccine subcutaneously every 3 weeks x 3 with optional yearly booster vaccines up to and including 10 years post last vaccine for those patients who are confirmed responders to the vaccine . The rationale for using Poly-ICLC as an adjuvant are two ongoing trials at University of Pittsburgh Cancer Institute (UPCI) of the MUC1 100mer peptide vaccine - one as a therapeutic vaccine in subjects with metastatic castrate resistant prostate cancer and the other in subjects with advanced colonic adenomas at risk for developing colon cancer. The same formulation, MUC1 100mer peptide admixed with Poly-ICLC, is used in both trials. There has been no toxicity observed and the vaccine is highly immunogenic in early disease. In the proposed NSCLC trial the anti-MUC1 immune response will be thoroughly characterized.
- Conditions
- Non-small Cell Lung Cancer (NSCLC)
- Being tested
- Vaccine + PolyICLC
- Medical subject headings
- Carcinoma, Non-Small-Cell Lung
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
Vaccine + PolyICLCBiological
The vaccine will consist of 100 micrograms of MUC1 100mer peptide dissolved in 50 micro-liters of sterile saline, admixed with 500 micrograms of Hiltonol® in 250 microliters volume, for a total injection volume of 300 microliters.
| Study group | Role | What they receive |
|---|---|---|
| Stage IA or I/II NSCLC or neuroendocrine carcinoid tumor | Experimental | Resection or radiotherapy without adjuvant chemotherapy followed by 3 cycles of vaccine + PolyICLC. Receives: Biological: Vaccine + PolyICLC |
| Stage IB/II/IIIA | Experimental | Resection and neoadjuvant and/or adjuvant chemotherapy followed by 3 cycles of vaccine + PolyICLC. Receives: Biological: Vaccine + PolyICLC |
| Stage IIIA or IIIB | Experimental | Inoperable, concomitant chemo-irradiation followed by 3 cycles of vaccine + PolyICLC. Receives: Biological: Vaccine + PolyICLC |
What is being measured
The primary outcome is the main question the study is designed to answer.
Immunologic response
Immunologic response will be measured by increases in anti MUC1 antibody titers post vaccination at different stages of disease: localized (Stage I, II) or locally advanced (Stage III) non-small cell lung cancer and neuroendocrine carcinoid tumors.
Measured: 2 years
Secondary outcomes (6)
Anti-MUC1 immunity
To assess spontaneous anti- MUC1 immunity in response to cancer prior to administration of the MUC1 vaccine
Measured: 2 years
Association between baseline MUC1 immunity and vaccine
To assess the association between baseline MUC1 immunity and vaccine - induced increases in anti MUC1 antibodies
Measured: 2 years
Immunocompetence versus immunosuppression
To characterize the change in the balance between immunocompetence (response of T cells to polyclonal stimulation) versus immunosuppression at different stages of disease {check for increased numbers of regulatory T cells (Treg) and Myeloid-Derived Suppressor Cells (MDSC)}
Measured: 2 years
MUC1 associated safety
To monitor adverse events associated with the study agents
Measured: 2 years
survival
To monitor for progression free survival
Measured: 2 years
survival
To monitor for progression of overall survival
Measured: 2 years
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted2 Nov 2012 (estimated)
- Study startNov 2012
- Primary completionOct 2028 (estimated)
- Study completionOct 2032 (estimated)
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Other trials for Non-small Cell Lung Cancer (NSCLC)Studies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 1/2
- Primary purpose
- Treatment
- Allocation
- Non-randomised
- Intervention model
- Parallel groups
- Masking
- None (open label)
- Enrolment
- 30 participants (estimated)
Sponsor and investigators
- Lead sponsor
- Olivera Finn
- Sponsor type
- University, hospital or other
- Responsible party
- Sponsor-investigator, Olivera Finn, University of Pittsburgh
- Investigators
- Arjun Pennathur, MD, Principal investigator, University of Pittsburgh Medical Center
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT01720836
- Sponsor's protocol ID
- 11-094
- Other IDs
- 902168
- Status last verified
- Oct 2026
- First submitted
- 31 Oct 2012
- Last updated
- 26 Oct 2026
- Results posted
- No
- Data monitoring committee
- Yes
Study at a glance
From the registry record, last updated by the sponsor on 26 Oct 2026. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- Study of the Immunogenicity of the MUC1 Peptide - Poly-ICLC (Polyinosinic-polycytidylic Acid Stabilized With Polylysine and Carboxymethylcellulose) OR HILTONOL™ Adjuvant Vaccine in Patients With Localized and Locally Advanced Non-Small Cell Lung Cancer
- ClinicalTrials.gov ID
- NCT01720836
- Acronym / sponsor ID
- 11-094
- Conditions
- Non-small Cell Lung Cancer (NSCLC)
- Phase
- Phase 1/2
- Study type
- Interventional
- Recruitment status
- Recruiting
- Enrolment
- 30 participants (estimated)
- Lead sponsor
- Olivera FinnUniversity, hospital or other
- Study start
- Nov 2012
- Primary completion
- Oct 2028 (estimated)
- Study completion
- Oct 2032 (estimated)
- First posted
- 2 Nov 2012 (estimated)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
All subjects will receive the vaccine subcutaneously every 3 weeks x 3 with optional yearly booster vaccines up to and including 10 years post last vaccine for those patients who are confirmed responders to the vaccine . The rationale for using Poly-ICLC as an adjuvant are two ongoing trials at University of Pittsburgh Cancer Institute (UPCI) of the MUC1 100mer peptide vaccine - one as a therapeutic vaccine in subjects with metastatic castrate resistant prostate cancer and the other in subjects with advanced colonic adenomas at risk for developing colon cancer. The same formulation, MUC1 100mer peptide admixed with Poly-ICLC, is used in both trials. There has been no toxicity observed and the vaccine is highly immunogenic in early disease. In the proposed NSCLC trial the anti-MUC1 immune response will be thoroughly characterized.
Study design
- Primary purpose
- Treatment
- Allocation
- Non-randomised
- Intervention model
- Parallel groups
- Masking
- None (open label)
- Number of arms
- 3
| Arm | Type | Receives |
|---|---|---|
| Stage IA or I/II NSCLC or neuroendocrine carcinoid tumor | Experimental | Biological: Vaccine + PolyICLCResection or radiotherapy without adjuvant chemotherapy followed by 3 cycles of vaccine + PolyICLC. |
| Stage IB/II/IIIA | Experimental | Biological: Vaccine + PolyICLCResection and neoadjuvant and/or adjuvant chemotherapy followed by 3 cycles of vaccine + PolyICLC. |
| Stage IIIA or IIIB | Experimental | Biological: Vaccine + PolyICLCInoperable, concomitant chemo-irradiation followed by 3 cycles of vaccine + PolyICLC. |
Who may qualify
- Ages
- 18 years and older
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (15 listed)
- Subjects must have histologically or cytologically confirmed non-small cell lung cancer (NSCLC) or neuroendocrine carcinoid tumor
- All subjects must have one of the following stages: Stage IA(T1NO); IB (T2NO), II \& IIIA (N2 negative); IIIA (N2+), IIIB (N3+)
- Patients must have stable disease at the time of enrollment
- Women and men at least 18 years of age
- ECOG performance status 0-1(Appendix A)
Key exclusion criteria (15 listed)
- Subjects may not be receiving any other investigational agents
- Any positive ANA titer above 1:160, even in an asymptomatic individual. Note:
- Weakly positive ANA defined as ANA titers up to 1:160 maximum (≤ 1:160) will be acceptable in an asymptomatic individual who is otherwise eligible for the study.
- Known Hepatitis B on immunomodulators (i.e. interferon)
- Known Hepatitis C on immunomodulators (i.e. interferon)
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| Vaccine + PolyICLCThe vaccine will consist of 100 micrograms of MUC1 100mer peptide dissolved in 50 micro-liters of sterile saline, admixed with 500 micrograms of Hiltonol® in 250 microliters volume, for a total injection volume of 300 microliters. | Biological | Stage IA or I/II NSCLC or neuroendocrine carcinoid tumor, Stage IB/II/IIIA, Stage IIIA or IIIB |
Primary outcome
Immunologic response
Time frame: 2 years
Immunologic response will be measured by increases in anti MUC1 antibody titers post vaccination at different stages of disease: localized (Stage I, II) or locally advanced (Stage III) non-small cell lung cancer and neuroendocrine carcinoid tumors.
6 secondary outcomes
Anti-MUC1 immunity
Time frame: 2 years
Association between baseline MUC1 immunity and vaccine
Time frame: 2 years
Immunocompetence versus immunosuppression
Time frame: 2 years
MUC1 associated safety
Time frame: 2 years
survival
Time frame: 2 years
survival
Time frame: 2 years
Results and safety
This study is still under way. Results are not available in the source record yet.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 26 Oct 2026.
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part.
Arjun Pennathur, MD principal investigator
University of Pittsburgh Medical Center
1 site in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 1/2 study testing Vaccine + PolyICLC in people with Non-small Cell Lung Cancer (NSCLC), run by Olivera Finn at 1 site in United States.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 15 inclusion and 15 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: looking for participants now, as of the sponsor's last update on 26 Oct 2026. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 1 site in United States. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this combined phase mean?
Phase 1 studies test a treatment in a small group of people for the first time or in a new way, mainly to check safety and find the right dose.
Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
This study is still under way. Results are not available in the source record yet.
How can a doctor refer a patient or contact the research team?
Contact Research Coordinator (412-647-8583, wardj@upmc.edu), or a site near the patient. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Immunologic response (time frame: 2 years). It is what the study was designed to measure, not a finding.
Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 26 Oct 2026.