Neoplasms, BreastPhase 3NCT01160211
A Study to Compare the Safety and Efficacy of an Aromatase Inhibitor in Combination With Lapatinib, Trastuzumab or Both for the Treatment of Hormone Receptor Positive, HER2+ Metastatic Breast Cancer
A Phase 3 study testing Lapatinib, Trastuzumab and Aromatase Inhibitor in people with Neoplasms, Breast, run by Novartis Pharmaceuticals at 110 sites in 29 countries.
Trial summary
A study to compare the safety and efficacy of an aromatase inhibitor in combination with lapatinib, trastuzumab or both for the treatment of hormone receptor positive, HER2+ metastatic breast cancer (MBC). Read more about this study
- Who is it for?
- Ages 18 years and older, women only
- Conditions the study is for
- Neoplasms, Breast
- What is being tested?
- Lapatinib, Trastuzumab and Aromatase Inhibitor
- Type of treatment
- Pill or oral medicine, Injection or infusion
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 369 participants
- Where
- 110 sitesin 29 countries
- Study dates
- 5 May 2011to 6 Jun 2022
- Phase
- Phase 3
- Are there results?
- Yes, posted in the registrySummary in the doctors' view
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 years and older
- Women only
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- Subjects eligible for enrollment in the study must meet all of the following criteria:
- Signed written informed consent. In Korea and Japan, subjects between >=18 and <20 years of age must also have a legal representative sign the written informed consent.
- Post-menopausal female subjects >=18 years of age. Post-menopausal as defined by any of the following:
- Subjects at least 60 years of age.
- Subjects under 60 years of age and amenorrhic for at least 12 consecutive months AND follicle-stimulating hormone (FSH) and estradiol levels in postmenopausal range (utilizing ranges from the local laboratory facility).
- Prior bilateral oophorectomy.
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- Prior radiation castration with amenorrhea for at least 6 months
- Subjects must have a history of histologically confirmed breast cancer, with a clinically confirmed diagnosis of metastatic disease [confirmed by histology, cytology or other clinical means (e.g. CT, MRI)]. Subjects may have either measurable or non-measurable disease per Response Evaluation Criteria in Solid Tumors (RECIST 1.1)
- Tumors that are ER+ and/or PgR+ by local laboratory
- Documentation of HER2 overexpression or gene amplification, in the invasive component of either the primary tumor or metastatic disease site as defined as:
- 3+ by Immunohistochemistry (IHC) and/or
- HER2/neu gene amplification by fluorescence, chromogenic or silver in situ hybridization [FISH, CISH or SISH; >6 HER2/neu gene copies per nucleus or a FISH, CISH or SISH test ratio (HER2 gene copies to chromosome 17 signals) of ≥2.0]
- Subject must have received at least one prior regimen containing trastuzumab in combination with chemotherapy for breast cancer:.
- Subject has ONLY received prior trastuzumab in combination with chemotherapy as neoadjuvant and/or adjuvant treatment. OR
- Subject has received ONE prior trastuzumab-containing regimen for metastatic disease (and has progressed), and may or may not have received prior trastuzumab in combination with chemotherapy as neoadjuvant and/or adjuvant treatment.
- Subject must have received prior endocrine therapy (such as aromatase inhibitors or selective estrogen receptor modulators). 8. Subjects who have a life expectancy of > 6 months as assessed by the treating investigator
- 9. Subjects must have baseline Left Ventricular Ejection Fraction (LVEF) ≥50% measured by echocardiography (ECHO) or multi-gated acquisition scan (MUGA) 10. Subject must have an ECOG performance status of 0-1 11. All prior treatment related toxicities must be CTCAE (Version 4.0) ≤ Grade 1 at the time of randomization 12. Completion of screening assessments 13. Adequate baseline organ function. 14. Subjects must meet all of the following criteria:
- QTc <450msec or
- QTc <480msec for subjects with bundle branch block The QTc is the QT interval corrected for heart rate according to either Bazett's formula (QTcB) or to Fridericia's formula (QTcF), machine or manual over read, for males and females. The specific formula that will be used in a protocol should be determined prior to initiation of the study, and the formula used to determine inclusion and discontinuation should be the same throughout the study. The QTc should be based on single or averaged QTc values of triplicate electrocardiograms (ECGs) obtained over a brief recording period
Who cannot join
- History of another malignancy. Exception: Subjects who have been disease-free for 5 years, or subjects with a history of completely resected non-melanoma skin cancer or successfully treated in situ carcinoma are eligible.
- Subjects with extensive symptomatic visceral disease including hepatic involvement and pulmonary lymphangitic spread of tumor, or the disease is considered by the investigator to be rapidly progressing or life threatening (subjects who are intended for chemotherapy)
- Serious cardiac illness or medical condition including but not confined to:
- Uncontrolled arrhythmias
- Uncontrolled or symptomatic angina
- History of congestive heart failure (CHF)
Show all 14Show fewer
- Documented myocardial infarction <6 months from study entry
- Known history of, or clinical evidence of, central nervous system (CNS) metastases or leptomeningeal carcinomatosis
- Have acute or currently active/requiring anti-viral therapy hepatic or biliary disease (with the exception of subjects with Gilbert's syndrome, asymptomatic gallstones, liver metastases or stable chronic liver disease per investigator assessment)
- Have a concurrent disease or condition that may interfere with study participation, or any serious medical disorder that would interfere with the subject's safety (for example, active or uncontrolled infection or any psychiatric condition prohibiting understanding or rendering of informed consent)
- Have any clinically significant gastrointestinal abnormalities that may alter absorption such as malabsorption syndrome or major resection of the stomach or bowels
- Have a known immediate or delayed hypersensitivity reaction or idiosyncrasy to drugs chemically related to any of the study agents or their excipients that, in the opinion of the Investigator or GSK medical monitor, contraindicates their participation
- Any prohibited medication.
- Administration of an investigational drug within 30 days or 5 half-lives, whichever is longer, preceding the first dose of study treatment.
Trial locations and contacts
110 sites in 29 countries.
110 sites in 29 countries
Argentina11 sites
Novartis Investigative Site
Berazategui, Buenos Aires, B1880BBF
Novartis Investigative Site
Capital Federal, Buenos Aires, C1417DTN
Novartis Investigative Site
Ciudad Autonoma de Buenos Aires, Buenos Aires, C1050AAK
Novartis Investigative Site
Ciudad Autonoma de Buenos Aires, Buenos Aires, C1280AEB
Novartis Investigative Site
Córdoba, X5004FHP
Novartis Investigative Site
La Plata, Buenos Aires, B1920CMK
Novartis Investigative Site
La Rioja, F5300COE
Novartis Investigative Site
Quilmes, 1878
Novartis Investigative Site
Rosario, Santa Fe Province, S2000KZE
Novartis Investigative Site
San Miguel de Tucumán, T4000IAK
Novartis Investigative Site
Viedma, Río Negro Province, R8500ACE
Brazil8 sites
Novartis Investigative Site
Barretos, São Paulo, 14784-400
Novartis Investigative Site
Goiânia, Goiás, 74605-070
Novartis Investigative Site
Porto Alegre, Rio Grande do Sul, 90470-340
Novartis Investigative Site
Porto Alegre, Rio Grande do Sul, 91350-200
Novartis Investigative Site
Rio de Janeiro, 20560-120
Novartis Investigative Site
São Paulo, São Paulo, 01317-001
Novartis Investigative Site
São Paulo, São Paulo, 03102-002
Novartis Investigative Site
São Paulo, São Paulo, 05651-901
Hungary8 sites
Novartis Investigative Site
Győr, H-9024
Novartis Investigative Site
Gyula, 5700
Novartis Investigative Site
Kaposvár, 7400
Novartis Investigative Site
Miskolc, 3526
Novartis Investigative Site
Nyíregyháza, 4400
Novartis Investigative Site
Pécs, 7624
Novartis Investigative Site
Szeged, 6720
Novartis Investigative Site
Zalaegerszeg, H-8900
Japan7 sites
Novartis Investigative Site
Aichi, 464-8681
Novartis Investigative Site
Chiba, 277-8577
Novartis Investigative Site
Ehime, 791-0280
Novartis Investigative Site
Osaka, 537-8511
Novartis Investigative Site
Osaka, 540-0006
Novartis Investigative Site
Saitama, 362-0806
Novartis Investigative Site
Tokyo, 104-8560
Russia6 sites
Novartis Investigative Site
Arkhangelsk, 163045
Novartis Investigative Site
Kazan', 420029
Novartis Investigative Site
Moscow, 115478
Novartis Investigative Site
Ryazan, 390011
Novartis Investigative Site
Saint Petersburg, 197022
Novartis Investigative Site
Saint Petersburg, 197758
Ukraine6 sites
Novartis Investigative Site
Chernivtsi, 58013
Novartis Investigative Site
Kharkiv, 61070
Novartis Investigative Site
Liutizh, 07352
Novartis Investigative Site
Sumy, 40005
Novartis Investigative Site
Uzhhorod, 88000
Novartis Investigative Site
Vinnitsia, 21029
China5 sites
Novartis Investigative Site
Changchun, Jilin, 130021
Novartis Investigative Site
Fuzhou, Fujian, 350001
Novartis Investigative Site
Guangzhou, Guangdong, 510060
Novartis Investigative Site
Harbin, 150081
Novartis Investigative Site
Shanghai, 200032
Germany5 sites
Novartis Investigative Site
Fürstenwalde, Brandenburg, 15517
Novartis Investigative Site
Goslar, Lower Saxony, 38642
Novartis Investigative Site
Munich, Bavaria, 81675
Novartis Investigative Site
Troisdorf, North Rhine-Westphalia, 53840
Novartis Investigative Site
Velbert, North Rhine-Westphalia, 42551
United States4 sites
Novartis Investigative Site
Augusta, Georgia, 30912
Novartis Investigative Site
Germantown, Tennessee, 38138
Novartis Investigative Site
Hollywood, Florida, 33021
Novartis Investigative Site
Tacoma, Washington, 98405
Bulgaria4 sites
Novartis Investigative Site
Plovdiv, 4004
Novartis Investigative Site
Sofia, 1330
Novartis Investigative Site
Sofia, 1756
Novartis Investigative Site
Varna, 9010
South Korea4 sites
Novartis Investigative Site
Gyeonggi-do, 10408
Novartis Investigative Site
Seoul, 03080
Novartis Investigative Site
Seoul, 05505
Novartis Investigative Site
Seoul, 06351
Spain4 sites
Novartis Investigative Site
A Coruña, 15009
Novartis Investigative Site
Barcelona, 08036
Novartis Investigative Site
Castellon, 12002
Novartis Investigative Site
Madrid, 28040
France3 sites
Novartis Investigative Site
Besançon, 25030
Novartis Investigative Site
Montpellier, 34298
Novartis Investigative Site
Paris, 75970
Greece3 sites
Novartis Investigative Site
Alexandroupoli, 68100
Novartis Investigative Site
Chania, 73100
Novartis Investigative Site
Heraklion, 71110
Hong Kong3 sites
Novartis Investigative Site
Hong Kong
Novartis Investigative Site
Kowloon
Novartis Investigative Site
Tuenmen
Israel3 sites
Novartis Investigative Site
Haifa, 31096
Novartis Investigative Site
Jerusalem, 91120
Novartis Investigative Site
Ramat Gan, 52621
Taiwan3 sites
Novartis Investigative Site
Changhua, 500
Novartis Investigative Site
Kaohsiung City, 833
Novartis Investigative Site
Taipei, 11217
United Kingdom3 sites
Novartis Investigative Site
London, SW3 6JJ
Novartis Investigative Site
Maidstone, ME16 9QQ
Novartis Investigative Site
Peterborough, PE3 9GZ
Australia2 sites
Novartis Investigative Site
Albury, 2640
Novartis Investigative Site
Douglas, 4814
Belgium2 sites
Novartis Investigative Site
Leuven, 3000
Novartis Investigative Site
Namur, 5000
Croatia2 sites
Novartis Investigative Site
Osijek, 31000
Novartis Investigative Site
Zagreb, 10000
India2 sites
Novartis Investigative Site
Nagpur, 440010
Novartis Investigative Site
New Delhi, 110 092
Peru2 sites
Novartis Investigative Site
Arequipa
Novartis Investigative Site
Lima, Lima 18
Poland2 sites
Novartis Investigative Site
Konin, 62-500
Novartis Investigative Site
Warsaw, 04-125
Portugal2 sites
Novartis Investigative Site
Lisbon, 1400-038
Novartis Investigative Site
Porto, 4200-072
Serbia2 sites
Novartis Investigative Site
Belgrade, 11000
Novartis Investigative Site
Kamenitz, 21204
Turkey (Türkiye)2 sites
Novartis Investigative Site
Ankara, 06200
Novartis Investigative Site
Izmir, 35100
About this study
Official title: A Phase III Trial to Compare the Safety and Efficacy of Lapatinib Plus Trastuzumab Plus an Aromatase Inhibitor (AI) vs. Trastuzumab Plus an AI vs. Lapatinib Plus an AI as 1st- or 2nd- Line Therapy in Postmenopausal Subjects With Hormone Receptor+, HER2-positive Metastatic Breast Cancer (MBC) Who Received Prior Trastuzumab and Endocrine Therapies
A study to compare the safety and efficacy of an aromatase inhibitor in combination with lapatinib, trastuzumab or both for the treatment of hormone receptor positive, HER2+ metastatic breast cancer (MBC).
Read the detailed description
This Phase III, multicenter, open-label study randomized subjects to one of the three treatment arms:
- Treatment group A: lapatinib 1000 mg PO once daily + trastuzumab (loading dose of 8 mg/kg) followed by the maintenance dose of 6 mg/kg IV q3weeks + an AI (either letrozole, anastrozole, or exemestane) of Investigator's choice PO once daily.
- Treatment group B: trastuzumab (loading dose of 8 mg/kg) followed by maintenance dose of 6 mg/kg IV q3weeks + an AI (either letrozole, anastrozole, or exemestane) of Investigator's choice PO once daily.
- Treatment group C: lapatinib 1500 mg PO once daily + an AI (either letrozole, anastrozole, or exemestane) of Investigator's choice PO once daily.
Treatment continued until disease progression, death, or unacceptable toxicities, whichever came first.
Subjects who discontinued study treatment for reasons other than disease progression were followed-up every 12 weeks until disease progression or death, until the start of post-study treatment anti-cancer therapy (including radiotherapy and surgery), withdrawal of consent, or lost to follow-up, whichever came first.
- Conditions
- Neoplasms, Breast
- Being tested
- Lapatinib, Trastuzumab, Aromatase Inhibitor
- Keywords
- 1st line MBC, MBC, hormone receptor positive, lapatinib, trastuzumab, HER2 positive, aromatase inhibitor
- Medical subject headings
- Breast Neoplasms
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
LapatinibDrug
1000 mg by mouth once a day
TrastuzumabDrug
Loading dose of 8 mg/kg IV followed by the maintenance dose of 6 mg/kg IV every 3 weeks (q3weeks)
Aromatase InhibitorDrug
Aromatase inhibitor (either letrozole, anastrozole, or exemestane) of investigator's choice given by mouth once daily
LapatinibDrug
1500 mg by mouth once daily
| Study group | Role | What they receive |
|---|---|---|
| Treatment group A | Experimental | Lapatinib 1000 mg PO once daily + Trastuzumab (loading dose of 8 mg/kg) followed by the maintenance dose of 6 mg/kg IV every 3 weeks (q3weeks) + an Aromatase Inhibitor (AI) of Investigator's choice PO once daily. Receives: Drug: Lapatinib; Drug: Trastuzumab; Drug: Aromatase Inhibitor |
| Treatment group B | Active comparator | Trastuzumab (loading dose of 8 mg/kg) followed by maintenance dose of 6 mg/kg IV every 3 weeks (q3weeks) + an Aromatase Inhibitor (AI) of Investigator's choice PO once daily. Receives: Drug: Trastuzumab; Drug: Aromatase Inhibitor |
| Treatment Group C | Active comparator | Lapatinib 1500 mg PO once daily + an Aromatase Inhibitor (AI) of Investigator's choice PO once daily. Receives: Drug: Aromatase Inhibitor; Drug: Lapatinib |
What is being measured
The primary outcome is the main question the study is designed to answer.
Progression Free Survival (PFS) Events in Lapatinib + Trastuzumab + Aromatase Inhibitor (AI) vs. Trastuzumab + Aromatase Inhibitor (AI)
The Number of Participants with Progression free survival (PFS) events in the Lapatinib + Trastuzumab + Aromatase Inhibitor (AI) arm vs. Trastuzumab + Aromatase Inhibitor (AI) arm was based on assessments by the Investigator.
Measured: From date of randomization until date of progression or date of death from any cause, whichever comes first, assessed up approximately 5 years
Median Kaplan Meier Estimates for PFS in Lapatinib + Trastuzumab + Aromatase Inhibitor (AI) vs. Trastuzumab + Aromatase Inhibitor (AI)
Progression free survival (PFS) was defined as the interval of time between the date of randomization and the earliest date of disease progression (with radiological evidence) or death from any cause, or to the date of censor. Disease progression was based on assessments by the Investigator.
Measured: From date of randomization until date of progression or date of death from any cause, whichever comes first, assessed up approximately 5 years
Secondary outcomes (7)
Progression Free Survival (PFS)
Progression free survival (PFS) was defined as the interval of time between the date of randomization and the earliest date of disease progression (with radiological evidence) or death from any cause, or to the date of censor. Disease progression was based on assessments by the Investigator.
Measured: From date of randomization until date of progression or date of death from any cause, whichever comes first, assessed up approximately 11 years
Overall Survival (OS)
The Number of Participants with Overall Survival (OS) events was based on assessments by the Investigator.
Measured: From date of randomization until date of death from any cause, assessed up approximately 11 years
Overall Response Rate (ORR)
Overall Response Rate (ORR) was defined as the proportion of participants achieving either a Complete Response (CR) or Partial Response (PR). The ORR was calculated from the Investigator's assessment of response based on RECIST 1.1. Subjects with an unknown or missing response were treated as non-responders; i.e. they were included in the denominator when calculating the percentages. Subjects who do not have measurable disease contributed to the Response Rate based analyses, for the evaluation of CR, SD and PD.
Measured: Up approximately 11 years
Clinical Benefit Rate (CBR)
Clinical Benefit Rate (CBR) was defined as the percentage of patients with evidence of Complete Response (CR), Partial Response (PR), or maintaining Stable Disease (SD) for at least 6 months while on study, according to the investigator assessment of response per RECIST 1.1 criteria.
Measured: Up approximately 11 years
Time to Response
Time to Response (TTR) was defined as the time from randomization to the earliest date of Complete Response (CR) or Partial Response (PR)
Measured: From date of randomization until the earliest date of Complete Response (CR) or Partial Response (PR), assessed up approximately 11 years
Duration of Response (DoR)
Duration of Response (DOR) was defined as the duration between the date of first documented Complete Response (CR) or Partial Response (PR) and the date of first documented sign of Progressive Disease or Death, or to the date of censor.
Measured: From first documented evidence of CR or PR (the response prior to confirmation) until time of documented disease progression or death due to any cause, whichever comes first, assessed up approximately 11 years
Mean Change in the Quality of Life (QoL) Status Relative to Baseline FACT-B Overall and Subscale Scores at Last On Treatment Assessment
Quality of life was assessed using the Functional Assessment of Cancer Therapy-Breast (FACT-B) questionnaire. It is a 37-item (27 general questions and 10 breast cancer specific questions) self-reporting instrument consisting of 5 dimensions: physical well-being (PWB), social well-being (SWB), emotional well-being (EWB), functional well-being (FWB), and a breast cancer subscale (BCS). The followings were the score ranges for each self-reporting subscale: • PWB : 0-28 • SWB : 0-28 • EWB : 0-24 • FWB : 0-28 • BCS : 0-40 FACT-B Total Outcome Index (TOI) = PWB + FWB + BCS (range:0 - 96) FACT-B Total Score = PWB + SWB + EWB + FWB + BCS (range:0-148) FACT-G Total Score = PWB + SWB + EWB + FWB (range:0-108). For all the FACIT scales and symptom indices, the higher the score the better QoL
Measured: Day 1 (pre-dose), up approximately 11 years
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted12 Jul 2010 (estimated)
- Study start5 May 2011
- Primary completion11 Mar 2016
- Study completion6 Jun 2022
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Posted resultsParticipant flow, outcome measures and adverse events reported by the sponsor.
- Publications (2)Papers the sponsor has linked to this study.
- Other trials for Neoplasms, BreastStudies of the same condition, open and under way.
- More trials run by Novartis PharmaceuticalsThe sponsor's other registered studies.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 3
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- None (open label)
- Enrolment
- 369 participants (actual)
Sponsor and investigators
- Lead sponsor
- Novartis Pharmaceuticals
- Sponsor type
- Industry (pharma, biotech, devices)
- Collaborators
- GlaxoSmithKline
- Responsible party
- Sponsor
- Investigators
- Novartis Pharmaceuticals, Study director, Novartis Pharmaceuticals
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT01160211
- Sponsor's protocol ID
- 114299
- Other IDs
- 2010-019577-16, CLAP016A2307
- Status last verified
- Mar 2025
- First submitted
- 1 Jul 2010
- Last updated
- 7 Mar 2025
- Results posted
- Yes, on ClinicalTrials.gov
- Data monitoring committee
- Yes
- FDA-regulated drug
- Yes
- FDA-regulated device
- No
- Individual data sharing
- Yes: Novartis is committed to sharing with qualified external researchers, access to patient-level data and supporting clinical documents from eligible studies. These requests are reviewed and approved by an independent review panel on the basis of scientific merit. All data provided is anonymized to respect the privacy of patients who have participated in the trial in line with applicable laws and regulations. This trial data availability is according to the criteria and process described on www.clinicalstudydatarequest.com
Publications
Johnston SRD, Hegg R, Im SA, Park IH, Burdaeva O, Kurteva G, Press MF, Tjulandin S, Iwata H, Simon SD, Kenny S, Sarp S, Izquierdo MA, Williams LS, Gradishar WJ. Phase III, Randomized Study of Dual Human Epidermal Growth Factor Receptor 2 (HER2) Blockade With Lapatinib Plus Trastuzumab in Combination With an Aromatase Inhibitor in Postmenopausal Women With HER2-Positive, Hormone Receptor-Positive Metastatic Breast Cancer: ALTERNATIVE. J Clin Oncol. 2018 Mar 10;36(8):741-748. doi: 10.1200/JCO.2017.74.7824. Epub 2017 Dec 15.
PubMed 29244528Johnston SRD, Hegg R, Im SA, Park IH, Burdaeva O, Kurteva G, Press MF, Tjulandin S, Iwata H, Simon SD, Kenny S, Sarp S, Izquierdo MA, Williams LS, Gradishar WJ. Phase III, Randomized Study of Dual Human Epidermal Growth Factor Receptor 2 (HER2) Blockade With Lapatinib Plus Trastuzumab in Combination With an Aromatase Inhibitor in Postmenopausal Women With HER2-Positive, Hormone Receptor-Positive Metastatic Breast Cancer: Updated Results of ALTERNATIVE. J Clin Oncol. 2021 Jan 1;39(1):79-89. doi: 10.1200/JCO.20.01894. Epub 2020 Aug 21.
PubMed 32822287
Study at a glance
From the registry record, last updated by the sponsor on 7 Mar 2025. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- A Phase III Trial to Compare the Safety and Efficacy of Lapatinib Plus Trastuzumab Plus an Aromatase Inhibitor (AI) vs. Trastuzumab Plus an AI vs. Lapatinib Plus an AI as 1st- or 2nd- Line Therapy in Postmenopausal Subjects With Hormone Receptor+, HER2-positive Metastatic Breast Cancer (MBC) Who Received Prior Trastuzumab and Endocrine Therapies
- ClinicalTrials.gov ID
- NCT01160211
- Acronym / sponsor ID
- 114299
- Conditions
- Neoplasms, Breast
- Keywords
- 1st line MBC, MBC, hormone receptor positive, lapatinib, trastuzumab, HER2 positive, aromatase inhibitor
- Phase
- Phase 3
- Study type
- Interventional
- Recruitment status
- Completed
- Enrolment
- 369 participants (actual)
- Lead sponsor
- Novartis PharmaceuticalsIndustry (pharma, biotech, devices)
- Collaborators
- GlaxoSmithKline
- Study start
- 5 May 2011 (actual)
- Primary completion
- 11 Mar 2016 (actual)
- Study completion
- 6 Jun 2022 (actual)
- First posted
- 12 Jul 2010 (estimated)
- Results
- Posted 15 Jul 2019
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
A study to compare the safety and efficacy of an aromatase inhibitor in combination with lapatinib, trastuzumab or both for the treatment of hormone receptor positive, HER2+ metastatic breast cancer (MBC).
Detailed description
This Phase III, multicenter, open-label study randomized subjects to one of the three treatment arms:
- Treatment group A: lapatinib 1000 mg PO once daily + trastuzumab (loading dose of 8 mg/kg) followed by the maintenance dose of 6 mg/kg IV q3weeks + an AI (either letrozole, anastrozole, or exemestane) of Investigator's choice PO once daily.
- Treatment group B: trastuzumab (loading dose of 8 mg/kg) followed by maintenance dose of 6 mg/kg IV q3weeks + an AI (either letrozole, anastrozole, or exemestane) of Investigator's choice PO once daily.
- Treatment group C: lapatinib 1500 mg PO once daily + an AI (either letrozole, anastrozole, or exemestane) of Investigator's choice PO once daily.
Treatment continued until disease progression, death, or unacceptable toxicities, whichever came first.
Subjects who discontinued study treatment for reasons other than disease progression were followed-up every 12 weeks until disease progression or death, until the start of post-study treatment anti-cancer therapy (including radiotherapy and surgery), withdrawal of consent, or lost to follow-up, whichever came first.
Study design
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- None (open label)
- Number of arms
- 3
| Arm | Type | Receives |
|---|---|---|
| Treatment group A | Experimental | Drug: Lapatinib, Drug: Trastuzumab, Drug: Aromatase InhibitorLapatinib 1000 mg PO once daily + Trastuzumab (loading dose of 8 mg/kg) followed by the maintenance dose of 6 mg/kg IV every 3 weeks (q3weeks) + an Aromatase Inhibitor (AI) of Investigator's choice PO once daily. |
| Treatment group B | Active comparator | Drug: Trastuzumab, Drug: Aromatase InhibitorTrastuzumab (loading dose of 8 mg/kg) followed by maintenance dose of 6 mg/kg IV every 3 weeks (q3weeks) + an Aromatase Inhibitor (AI) of Investigator's choice PO once daily. |
| Treatment Group C | Active comparator | Drug: Aromatase Inhibitor, Drug: LapatinibLapatinib 1500 mg PO once daily + an Aromatase Inhibitor (AI) of Investigator's choice PO once daily. |
Who may qualify
- Ages
- 18 years and older
- Sex
- Female only
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (19 listed)
- Signed written informed consent. In Korea and Japan, subjects between >=18 and <20 years of age must also have a legal representative sign the written informed consent.
- Post-menopausal female subjects >=18 years of age. Post-menopausal as defined by any of the following:
- Subjects must have a history of histologically confirmed breast cancer, with a clinically confirmed diagnosis of metastatic disease [confirmed by histology, cytology or other clinical means (e.g. CT, MRI)]. Subjects may have either measurable or non-measurable disease per Response Evaluation Criteria in Solid Tumors (RECIST 1.1)
- Tumors that are ER+ and/or PgR+ by local laboratory
- Documentation of HER2 overexpression or gene amplification, in the invasive component of either the primary tumor or metastatic disease site as defined as:
Key exclusion criteria (14 listed)
- History of another malignancy. Exception: Subjects who have been disease-free for 5 years, or subjects with a history of completely resected non-melanoma skin cancer or successfully treated in situ carcinoma are eligible.
- Subjects with extensive symptomatic visceral disease including hepatic involvement and pulmonary lymphangitic spread of tumor, or the disease is considered by the investigator to be rapidly progressing or life threatening (subjects who are intended for chemotherapy)
- Serious cardiac illness or medical condition including but not confined to:
- Known history of, or clinical evidence of, central nervous system (CNS) metastases or leptomeningeal carcinomatosis
- Have acute or currently active/requiring anti-viral therapy hepatic or biliary disease (with the exception of subjects with Gilbert's syndrome, asymptomatic gallstones, liver metastases or stable chronic liver disease per investigator assessment)
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| Lapatinib1000 mg by mouth once a day | Drug | Treatment group A |
| TrastuzumabLoading dose of 8 mg/kg IV followed by the maintenance dose of 6 mg/kg IV every 3 weeks (q3weeks) | Drug | Treatment group A, Treatment group B |
| Aromatase InhibitorAromatase inhibitor (either letrozole, anastrozole, or exemestane) of investigator's choice given by mouth once daily | Drug | Treatment Group C, Treatment group A, Treatment group B |
| Lapatinib1500 mg by mouth once daily | Drug | Treatment Group C |
Primary outcome
Progression Free Survival (PFS) Events in Lapatinib + Trastuzumab + Aromatase Inhibitor (AI) vs. Trastuzumab + Aromatase Inhibitor (AI)
Time frame: From date of randomization until date of progression or date of death from any cause, whichever comes first, assessed up approximately 5 years
The Number of Participants with Progression free survival (PFS) events in the Lapatinib + Trastuzumab + Aromatase Inhibitor (AI) arm vs. Trastuzumab + Aromatase Inhibitor (AI) arm was based on assessments by the Investigator.
Median Kaplan Meier Estimates for PFS in Lapatinib + Trastuzumab + Aromatase Inhibitor (AI) vs. Trastuzumab + Aromatase Inhibitor (AI)
Time frame: From date of randomization until date of progression or date of death from any cause, whichever comes first, assessed up approximately 5 years
Progression free survival (PFS) was defined as the interval of time between the date of randomization and the earliest date of disease progression (with radiological evidence) or death from any cause, or to the date of censor. Disease progression was based on assessments by the Investigator.
7 secondary outcomes
Progression Free Survival (PFS)
Time frame: From date of randomization until date of progression or date of death from any cause, whichever comes first, assessed up approximately 11 years
Overall Survival (OS)
Time frame: From date of randomization until date of death from any cause, assessed up approximately 11 years
Overall Response Rate (ORR)
Time frame: Up approximately 11 years
Clinical Benefit Rate (CBR)
Time frame: Up approximately 11 years
Time to Response
Time frame: From date of randomization until the earliest date of Complete Response (CR) or Partial Response (PR), assessed up approximately 11 years
Duration of Response (DoR)
Time frame: From first documented evidence of CR or PR (the response prior to confirmation) until time of documented disease progression or death due to any cause, whichever comes first, assessed up approximately 11 years
Mean Change in the Quality of Life (QoL) Status Relative to Baseline FACT-B Overall and Subscale Scores at Last On Treatment Assessment
Time frame: Day 1 (pre-dose), up approximately 11 years
Results and safety
Loading the posted results from ClinicalTrials.gov…
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 7 Mar 2025.
- Posted resultsParticipant flow, baseline, all outcome measures and adverse events.
- Background: PubMed 29244528Johnston SRD, Hegg R, Im SA, Park IH, Burdaeva O, Kurteva G, Press MF, Tjulandin S, Iwata H, Simon SD, Kenny S, Sarp S, Izquierdo MA, Williams LS, Gradishar WJ. Phase III, Randomized Study of Dual Human Epidermal Growth Factor Receptor 2 (HER2) Blockade With Lapatinib Plus Trastuzumab in Combination With an Aromatase Inhibitor in Postmenopausal Women With HER2-Positive, Hormone Receptor-Positive Metastatic Breast Cancer: ALTERNATIVE. J Clin Oncol. 2018 Mar 10;36(8):741-748. doi: 10.1200/JCO.2017.74.7824. Epub 2017 Dec 15.
- Derived from this study: PubMed 32822287Johnston SRD, Hegg R, Im SA, Park IH, Burdaeva O, Kurteva G, Press MF, Tjulandin S, Iwata H, Simon SD, Kenny S, Sarp S, Izquierdo MA, Williams LS, Gradishar WJ. Phase III, Randomized Study of Dual Human Epidermal Growth Factor Receptor 2 (HER2) Blockade With Lapatinib Plus Trastuzumab in Combination With an Aromatase Inhibitor in Postmenopausal Women With HER2-Positive, Hormone Receptor-Positive Metastatic Breast Cancer: Updated Results of ALTERNATIVE. J Clin Oncol. 2021 Jan 1;39(1):79-89. doi: 10.1200/JCO.20.01894. Epub 2020 Aug 21.
- Individual participant dataSharing planned: Yes. Novartis is committed to sharing with qualified external researchers, access to patient-level data and supporting clinical documents from eligible studies. These requests are reviewed and approved by an independent review panel on the basis of scientific merit. All data provided is anonymized to respect the privacy of patients who have participated in the trial in line with applicable laws and regulations. This trial data availability is according to the criteria and process described on www.clinicalstudydatarequest.com
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
Novartis Pharmaceuticals study director
Novartis Pharmaceuticals
110 sites in 29 countries: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 3 study testing Lapatinib, Trastuzumab and Aromatase Inhibitor in people with Neoplasms, Breast, run by Novartis Pharmaceuticals at 110 sites in 29 countries.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 19 inclusion and 14 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: finished, as of the sponsor's last update on 7 Mar 2025. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 110 sites in Argentina, Brazil, Hungary, Japan, Russia and 24 more countries. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this phase mean?
Phase 3 studies compare the treatment with the current standard treatment or a placebo in a large group, to confirm how well it works and watch for side effects.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
Yes. Results are posted in the registry (first posted 15 Jul 2019). A summary is in the For doctors view, and the full results are on ClinicalTrials.gov.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Progression Free Survival (PFS) Events in Lapatinib + Trastuzumab + Aromatase Inhibitor (AI) vs. Trastuzumab + Aromatase Inhibitor (AI) (time frame: From date of randomization until date of progression or date of death from any cause, whichever comes first, assessed up approximately 5 years). The study lists 2 primary outcomes in all. It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT01160211, which also lists 2 linked publications.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 7 Mar 2025.